Tesoro Logistics LP

Q1 2017 vs Q2 2017

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

Sort by

Tortoise Capital Advisors, L.L.C.

INCREASED

Shares12,086,683 from 11,763,088

Change+323,595 (+3%)

Value$624.8K (-$16.0K)

Filed 2017-11-13

Center Coast Capital Advisors, LP

DECREASED

Shares5,765,784 from 6,065,376

Change-299,592 (-5%)

Value$298.0K (-$32.3K)

Filed 2017-07-28

Harvest Fund Advisors LLC

INCREASED

Shares5,668,290 from 5,653,710

Change+14,580 (+0%)

Value$293.0K (-$15.0K)

Filed 2017-08-14

Alps Advisors Inc

INCREASED

Shares5,378,475 from 5,191,858

Change+186,617 (+4%)

Value$278.0K (+$14.7K)

Filed 2017-08-03

Goldman Sachs Group Inc

DECREASED

Shares4,109,657 from 4,217,956

Change-108,299 (-3%)

Value$212.4K (-$17.3K)

Filed 2017-08-14

Bank of America Corp

INCREASED

Shares3,094,447 from 2,345,692

Change+748,755 (+32%)

Value$160.0K (+$32.2K)

Filed 2017-08-14

Kayne Anderson Capital Advisors LP

INCREASED

Shares2,823,300 from 2,189,600

Change+633,700 (+29%)

Value$145.9K (+$26.7K)

Filed 2017-08-07

UBS Group AG

DECREASED

Shares2,774,126 from 2,795,560

Change-21,434 (-1%)

Value$143.4K (-$8.9K)

Filed 2017-11-14

Advisory Research Inc

DECREASED

Shares2,705,968 from 2,720,395

Change-14,427 (-1%)

Value$139.9K (-$8.3K)

Filed 2017-08-22

Morgan Stanley

INCREASED

Shares2,335,021 from 1,875,801

Change+459,220 (+24%)

Value$120.7K (+$18.5K)

Filed 2017-08-11

Salient Capital Advisors, LLC

INCREASED

Shares2,319,065 from 1,780,843

Change+538,222 (+30%)

Value$119.9K (+$22.9K)

Filed 2017-08-14

Eagle Global Advisors LLC

DECREASED

Shares2,056,895 from 2,086,929

Change-30,034 (-1%)

Value$106.3K (-$7.4K)

Filed 2017-07-27

Cushing Asset Management, LP dba NXG Investment Management

INCREASED

Shares2,033,899 from 2,010,732

Change+23,167 (+1%)

Value$105.1K (-$4.4K)

Filed 2017-08-14

Oppenheimer Funds Inc

DECREASED

Shares2,023,337 from 3,604,532

Change-1,581,195 (-44%)

Value$104.6K (-$91.8K)

Filed 2017-08-14

Commonwealth of Pennsylvania Public School Empls Retrmt SYS

INCREASED

Shares1,413,442 from 1,156,124

Change+257,318 (+22%)

Value$73.1K (+$10.1K)

Filed 2017-08-09

Bank of Montreal

INCREASED

Shares1,288,807 from 879,146

Change+409,661 (+47%)

Value$66.6K (+$18.7K)

Filed 2017-07-11

JPMorgan Chase & Co

DECREASED

Shares1,175,983 from 1,177,740

Change-1,757 (0%)

Value$60.8K (-$3.4K)

Filed 2017-08-09

Atlantic Trust Group, LLC

DECREASED

Shares1,136,848 from 1,198,756

Change-61,908 (-5%)

Value$58.8K (-$6.5K)

Filed 2017-08-09

Clearbridge Investments, LLC

DECREASED

Shares1,037,939 from 1,116,439

Change-78,500 (-7%)

Value$53.7K (-$7.2K)

Filed 2017-08-14

Westwood Holdings Group Inc

DECREASED

Shares903,464 from 926,034

Change-22,570 (-2%)

Value$46.7K (-$3.7K)

Filed 2017-08-15

Wells Fargo & Company

INCREASED

Shares902,988 from 895,499

Change+7,489 (+1%)

Value$46.7K (-$2.1K)

Filed 2017-08-10

Dividend Assets Capital, LLC

DECREASED

Shares685,432 from 713,507

Change-28,075 (-4%)

Value$35.4K (-$3.4K)

Filed 2017-08-02

Global X Management Co LLC

INCREASED

Shares459,212 from 327,498

Change+131,714 (+40%)

Value$23.7K (+$5.9K)

Filed 2017-08-01

Infrastructure Capital Advisors, LLC

INCREASED

Shares446,417 from 300,365

Change+146,052 (+49%)

Value$23.1K (+$6.7K)

Filed 2017-08-14

Virtus Advisers, LLC

INCREASED

Shares443,501 from 298,421

Change+145,080 (+49%)

Value$22.9K (+$6.7K)

Filed 2017-08-14

Duff & Phelps Investment Management Co

DECREASED

Shares440,351 from 450,351

Change-10,000 (-2%)

Value$22.8K (-$1.8K)

Filed 2017-08-02

BlackRock Inc.

INCREASED

Shares398,148 from 395,428

Change+2,720 (+1%)

Value$20.6K (-$959)

Filed 2017-08-10

Citigroup Inc

DECREASED

Shares327,729 from 544,154

Change-216,425 (-40%)

Value$16.9K (-$12.7K)

Filed 2017-08-11

Spirit of America Management Corp

INCREASED

Shares312,407 from 292,207

Change+20,200 (+7%)

Value$16.1K (+$231)

Filed 2017-07-18

Cohen & Steers, Inc.

INCREASED

Shares295,013 from 219,540

Change+75,473 (+34%)

Value$15.2K (+$3.3K)

Filed 2017-08-14

Barclays PLC

INCREASED

Shares277,987 from 77,534

Change+200,453 (+259%)

Value$14.4K (+$10.1K)

Filed 2017-08-14

C.V. Starr & Co., Inc. Trust

UNCHANGED

Shares260,000 from 260,000

Change0 (0%)

Value$13.4K (-$723)

Filed 2017-07-28

Metropolitan Life Insurance Co

DECREASED

Shares239,658 from 247,258

Change-7,600 (-3%)

Value$12.4K (-$1.1K)

Filed 2017-08-14

Silvercrest Asset Management Group LLC

INCREASED

Shares201,176 from 184,918

Change+16,258 (+9%)

Value$10.4K (+$327)

Filed 2017-08-14

Taylor Investment Counselors LLC

INCREASED

Shares161,279 from 156,429

Change+4,850 (+3%)

Value$8.3K (-$184)

Filed 2017-08-15

Evergreen Capital Management LLC

INCREASED

Shares157,995 from 107,405

Change+50,590 (+47%)

Value$8.2K (+$2.3K)

Filed 2017-08-08

Raymond James & Associates

INCREASED

Shares157,946 from 142,773

Change+15,173 (+11%)

Value$8.2K (+$387)

Filed 2017-08-14

ING Groep NV

INCREASED

Shares157,608 from 58,500

Change+99,108 (+169%)

Value$8.1K (+$5.0K)

Filed 2017-07-25

Starr International Co Inc

UNCHANGED

Shares155,000 from 155,000

Change0 (0%)

Value$8.0K (-$431)

Filed 2017-07-28

Invesco Ltd.

INCREASED

Shares142,532 from 128,002

Change+14,530 (+11%)

Value$7.4K (+$396)

Filed 2017-08-14

Samson Capital Management, LLC

DECREASED

Shares142,097 from 142,788

Change-691 (0%)

Value$7.3K (-$433)

Filed 2017-08-10

Raymond James Financial Services Advisors, Inc.

INCREASED

Shares116,083 from 105,797

Change+10,286 (+10%)

Value$6.0K (+$238)

Filed 2017-08-15

Castleark Management LLC

INCREASED

Shares112,243 from 56,443

Change+55,800 (+99%)

Value$5.8K (+$2.7K)

Filed 2017-08-15

Guggenheim Capital LLC

DECREASED

Shares101,288 from 143,113

Change-41,825 (-29%)

Value$5.2K (-$2.6K)

Filed 2017-08-14

Freestone Capital Holdings, LLC

INCREASED

Shares94,590 from 72,915

Change+21,675 (+30%)

Value$4.9K (+$917)

Filed 2017-08-15

PNC Financial Services Group, Inc.

INCREASED

Shares86,392 from 70,474

Change+15,918 (+23%)

Value$4.5K (+$627)

Filed 2017-08-11

First Trust Advisors LP

DECREASED

Shares86,297 from 112,244

Change-25,947 (-23%)

Value$4.5K (-$1.7K)

Filed 2017-08-02

State of New Jersey Common Pension Fund D

INCREASED

Shares84,613 from 72,700

Change+11,913 (+16%)

Value$4.4K (+$414)

Filed 2017-07-28

HSBC Holdings PLC

NEW

Shares79,850

Change+79,850

Value$4.1K

Filed 2017-08-14

Advisors Asset Management, Inc.

DECREASED

Shares69,639 from 82,755

Change-13,116 (-16%)

Value$3.6K (-$908)

Filed 2017-08-02

Neuberger Berman Group LLC

DECREASED

Shares69,484 from 69,525

Change-41 (0%)

Value$3.6K (-$195)

Filed 2017-08-08

California Public Employees Retirement System

UNCHANGED

Shares66,500 from 66,500

Change0 (0%)

Value$3.4K (-$185)

Filed 2017-08-11

Fort Washington Investment Advisors Inc

INCREASED

Shares63,749 from 11,900

Change+51,849 (+436%)

Value$3.3K (+$2.6K)

Filed 2017-08-10

Highland Capital Management LP

INCREASED

Shares63,259 from 62,775

Change+484 (+1%)

Value$3.3K (-$149)

Filed 2017-08-14

Jane Street Group, LLC

INCREASED

Shares62,200 from 27,884

Change+34,316 (+123%)

Value$3.2K (+$1.7K)

Filed 2017-08-14

Municipal Employees' Retirement System of Michigan

INCREASED

Shares60,820 from 60,170

Change+650 (+1%)

Value$3.1K (-$133)

Filed 2017-07-26

Rafferty Asset Management, LLC

INCREASED

Shares58,495 from 56,913

Change+1,582 (+3%)

Value$3.0K (-$76)

Filed 2017-08-11

Driehaus Capital Management LLC

DECREASED

Shares58,203 from 93,419

Change-35,216 (-38%)

Value$3.0K (-$2.1K)

Filed 2017-08-14

MAI Capital Management

DECREASED

Shares55,151 from 57,820

Change-2,669 (-5%)

Value$2.9K (-$298)

Filed 2017-08-07

Weiss Multi-Strategy Advisers LLC

DECREASED

Shares55,000 from 275,675

Change-220,675 (-80%)

Value$2.8K (-$12.2K)

Filed 2017-08-14

Janney Montgomery Scott LLC

UNCHANGED

Shares54,405 from 54,405

Change0 (0%)

Value$2.8K (-$151)

Filed 2017-07-27

SG Americas Securities, LLC

DECREASED

Shares53,281 from 54,367

Change-1,086 (-2%)

Value$2.8K (-$207)

Filed 2017-08-03

Stifel Financial Corp

INCREASED

Shares52,946 from 52,610

Change+336 (+1%)

Value$2.7K (-$132)

Filed 2017-11-01

Incline Global Management LLC

DECREASED

Shares51,197 from 54,472

Change-3,275 (-6%)

Value$2.6K (-$321)

Filed 2017-08-14

Parametric Portfolio Associates LLC

INCREASED

Shares50,702 from 16,366

Change+34,336 (+210%)

Value$2.6K (+$1.7K)

Filed 2017-12-14

Pinnacle Holdings, LLC

DECREASED

Shares43,229 from 45,087

Change-1,858 (-4%)

Value$2.2M (-$221.4K)

Filed 2017-08-14

Verition Fund Management LLC

INCREASED

Shares40,000 from 7,500

Change+32,500 (+433%)

Value$2.1K (+$1.7K)

Filed 2017-08-15

Virtu Financial LLC

INCREASED

Shares38,846 from 14,347

Change+24,499 (+171%)

Value$2.0K (+$1.2K)

Filed 2017-07-12

Brookfield Corp

DECREASED

Shares38,000 from 54,100

Change-16,100 (-30%)

Value$2.0K (-$983)

Filed 2017-11-14

Whalerock Point Partners, LLC

DECREASED

Shares36,950 from 37,700

Change-750 (-2%)

Value$1.9K (-$144)

Filed 2017-08-08

Nuveen Asset Management, LLC

DECREASED

Shares35,668 from 43,593

Change-7,925 (-18%)

Value$1.8K (-$531)

Filed 2017-08-14

W.G. Shaheen & Associates DBA Whitney & Co

NEW

Shares34,785

Change+34,785

Value$1.8K

Filed 2017-08-11

Credit Suisse AG/

DECREASED

Shares34,455 from 59,840

Change-25,385 (-42%)

Value$1.8K (-$1.5K)

Filed 2017-08-14

Royal Bank of Canada

DECREASED

Shares32,904 from 35,468

Change-2,564 (-7%)

Value$1.7K (-$232)

Filed 2017-08-14

Miller Howard Investments Inc

DECREASED

Shares31,298 from 35,415

Change-4,117 (-12%)

Value$1.6K (-$311)

Filed 2017-07-24

Clinton Group Inc

NEW

Shares31,233

Change+31,233

Value$1.6K

Filed 2017-08-14

Diversified Trust Co

INCREASED

Shares30,728 from 30,247

Change+481 (+2%)

Value$1.6K (-$60)

Filed 2017-07-18

Barings LLC

UNCHANGED

Shares30,300 from 30,300

Change0 (0%)

Value$1.6K (-$84)

Filed 2017-08-15

Parkside Financial Bank & Trust

INCREASED

Shares30,180 from 29,790

Change+390 (+1%)

Value$1.6K (-$63)

Filed 2017-07-27

Balyasny Asset Management L.P.

DECREASED

Shares29,568 from 238,152

Change-208,584 (-88%)

Value$1.5K (-$11.4K)

Filed 2017-08-14

Van Eck Associates Corp

DECREASED

Shares25,711 from 29,104

Change-3,393 (-12%)

Value$1.3K (-$256)

Filed 2017-08-11

BP Capital Fund Advisors, LLC

NEW

Shares25,358

Change+25,358

Value$1.3K

Filed 2017-08-11

Ballentine Partners, LLC

NEW

Shares22,957

Change+22,957

Value$1.2K

Filed 2017-08-03

Global Endowment Management, LP

INCREASED

Shares21,490 from 16,290

Change+5,200 (+32%)

Value$1.1K (+$224)

Filed 2017-08-11

Deutsche Bank Ag\

DECREASED

Shares17,882 from 52,058

Change-34,176 (-66%)

Value$924 (-$1.9K)

Filed 2017-08-11

Alliancebernstein L.P.

INCREASED

Shares17,308 from 16,339

Change+969 (+6%)

Value$895 (+$5)

Filed 2017-08-10

Ladenburg Thalmann Financial Services Inc

DECREASED

Shares16,010 from 16,094

Change-84 (-1%)

Value$828 (-$49)

Filed 2017-08-14

Texas Yale Capital Corp.

UNCHANGED

Shares15,425 from 15,425

Change0 (0%)

Value$797 (-$43)

Filed 2017-08-03

Bank of New York Mellon Corp

INCREASED

Shares15,407 from 13,974

Change+1,433 (+10%)

Value$796 (+$35)

Filed 2017-08-03

Pointe Capital Management LLC

INCREASED

Shares15,161 from 8,908

Change+6,253 (+70%)

Value$784 (+$299)

Filed 2017-08-01

Renaissance Technologies LLC

NEW

Shares14,882

Change+14,882

Value$769

Filed 2017-08-11

Ameriprise Financial Inc

DECREASED

Shares12,559 from 12,646

Change-87 (-1%)

Value$650 (-$39)

Filed 2017-08-10

Chicago Partners Investment Group LLC

DECREASED

Shares12,146 from 43,679

Change-31,533 (-72%)

Value$620 (-$1.8K)

Filed 2017-07-31

Cutler Group LP

INCREASED

Shares11,952 from 800

Change+11,152 (+1394%)

Value$617 (+$574)

Filed 2017-07-11

US Bancorp \de\

UNCHANGED

Shares11,580 from 11,580

Change0 (0%)

Value$598 (-$33)

Filed 2017-07-20

GSA Capital Partners LLP

INCREASED

Shares11,398 from 7,422

Change+3,976 (+54%)

Value$589 (+$185)

Filed 2017-08-11

ArchPoint Investors

INCREASED

Shares11,370 from 1,215

Change+10,155 (+836%)

Value$588 (+$522)

Filed 2017-08-03

Groesbeck Investment Management Corp

UNCHANGED

Shares11,161 from 11,161

Change0 (0%)

Value$577 (-$31)

Filed 2017-08-04

Blair William & Co

UNCHANGED

Shares10,800 from 10,800

Change0 (0%)

Value$558 (-$50)

Filed 2017-08-04

Salem Investment Counselors Inc

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$517 (-$28)

Filed 2017-08-14

Truist Financial Corp

UNCHANGED

Shares10,000 from 10,000

Change0 (0%)

Value$517 (-$28)

Filed 2017-07-20

Ancora Advisors LLCA

UNCHANGED

Shares9,948 from 9,948

Change0 (0%)

Value$514 (-$27)

Filed 2017-08-14

Country Club Trust Company, n.a.

DECREASED

Shares9,508 from 10,199

Change-691 (-7%)

Value$492 (-$64)

Filed 2017-07-10

AQR Arbitrage LLC

INCREASED

Shares9,350 from 9,250

Change+100 (+1%)

Value$483 (-$21)

Filed 2017-08-14

FFT Wealth Management LLC

UNCHANGED

Shares8,681 from 8,681

Change0 (0%)

Value$449 (-$24)

Filed 2017-08-08

Magnetar Financial LLC

NEW

Shares8,600

Change+8,600

Value$445

Filed 2018-08-14

Franklin Square Holdings, L.P.

INCREASED

Shares8,600 from 6,500

Change+2,100 (+32%)

Value$445 (+$91)

Filed 2017-08-14

Oppenheimer Asset Management Inc.

INCREASED

Shares8,157 from 5,355

Change+2,802 (+52%)

Value$422 (+$130)

Filed 2017-08-09

Wolverine Trading, LLC

INCREASED

Shares8,106 from 7,065

Change+1,041 (+15%)

Value$408 (+$30)

Filed 2017-08-14

State Street Corp

DECREASED

Shares8,068 from 9,858

Change-1,790 (-18%)

Value$417 (-$120)

Filed 2017-08-14

Northern Trust Corp

DECREASED

Shares7,622 from 47,613

Change-39,991 (-84%)

Value$394 (-$2.2K)

Filed 2017-08-11

Penserra Capital Management LLC

INCREASED

Shares6,690 from 1,227

Change+5,463 (+445%)

Value$378 (+$312)

Filed 2017-08-21

Veritable, L.P.

UNCHANGED

Shares6,647 from 6,647

Change0 (0%)

Value$344 (-$18)

Filed 2017-08-11

Peak6 Investments, L.P.

DECREASED

Shares6,448 from 10,434

Change-3,986 (-38%)

Value$333 (-$235)

Filed 2017-08-14

FDx Advisors, Inc.

INCREASED

Shares6,305 from 4,370

Change+1,935 (+44%)

Value$326 (+$88)

Filed 2017-08-11

Cambridge Investment Research Advisors, Inc.

DECREASED

Shares6,231 from 6,961

Change-730 (-10%)

Value$322 (-$57)

Filed 2017-08-08

Simplex Trading, LLC

DECREASED

Shares5,597 from 6,579

Change-982 (-15%)

Value$289 (-$69)

Filed 2017-07-12

TradeLink Capital LLC

NEW

Shares5,400

Change+5,400

Value$279

Filed 2018-05-09

Commonwealth Equity Services, Inc

INCREASED

Shares5,352 from 4,250

Change+1,102 (+26%)

Value$277 (+$46)

Filed 2018-02-16

United Capital Financial Advisors, LLC

UNCHANGED

Shares5,150 from 5,150

Change0 (0%)

Value$266 (-$15)

Filed 2017-08-14

Concept Capital Markets, LLC

UNCHANGED

Shares5,000 from 5,000

Change0 (0%)

Value$258 (-$14)

Filed 2017-08-07

Balentine LLC

UNCHANGED

Shares4,886 from 4,886

Change0 (0%)

Value$253 (-$13)

Filed 2017-08-15

KCG Holdings, Inc.

NEW

Shares4,635

Change+4,635

Value$240

Filed 2017-08-11

Oppenheimer & Co Inc

DECREASED

Shares4,199 from 6,942

Change-2,743 (-40%)

Value$217 (-$161)

Filed 2017-08-09

Adell Harriman & Carpenter Inc

DECREASED

Shares4,100 from 4,500

Change-400 (-9%)

Value$211.9K (-$33.2K)

Filed 2017-08-04

Avalon Advisors, LLC

INCREASED

Shares4,082 from 3,840

Change+242 (+6%)

Value$211 (+$2)

Filed 2017-08-14

Tiedemann Wealth Management, LLC

DECREASED

Shares3,301 from 80,352

Change-77,051 (-96%)

Value$309 (-$4.1K)

Filed 2017-08-14

Manufacturers Life Insurance Company, the

INCREASED

Shares3,254 from 3,005

Change+249 (+8%)

Value$168 (+$4)

Filed 2017-08-15

First Manhattan Co. Llc.

UNCHANGED

Shares3,000 from 3,000

Change0 (0%)

Value$155 (-$8)

Filed 2017-08-10

Central Trust Co

UNCHANGED

Shares2,523 from 2,523

Change0 (0%)

Value$130 (-$7)

Filed 2017-07-14

Sonora Investment Management, LLC

UNCHANGED

Shares2,500 from 2,500

Change0 (0%)

Value$129.2K (-$7.0K)

Filed 2017-07-21

Creative Planning

INCREASED

Shares2,340 from 1,091

Change+1,249 (+114%)

Value$121 (+$62)

Filed 2017-07-12

Hirtle & Co., LLC

UNCHANGED

Shares2,205 from 2,205

Change0 (0%)

Value$114 (-$6)

Filed 2017-08-04

Ffcm LLC

INCREASED

Shares2,187 from 693

Change+1,494 (+216%)

Value$115 (+$77)

Filed 2017-08-09

IndexIQ Advisors LLC

DECREASED

Shares2,045 from 2,070

Change-25 (-1%)

Value$106 (-$7)

Filed 2017-08-08

FTB Advisors, Inc.

UNCHANGED

Shares1,849 from 1,849

Change0 (0%)

Value$96 (-$5)

Filed 2017-08-14

Winslow, Evans & Crocker, Inc.

UNCHANGED

Shares1,650 from 1,650

Change0 (0%)

Value$85.3K (-$4.6K)

Filed 2017-07-14

Acrospire Investment Management LLC

NEW

Shares1,400

Change+1,400

Value$72

Filed 2017-08-11

Enterprise Financial Services Corp

UNCHANGED

Shares1,071 from 1,071

Change0 (0%)

Value$55 (-$3)

Filed 2017-07-28

SpiderRock Advisors LLC

DECREASED

Shares999 from 1,253

Change-254 (-20%)

Value$50 (-$17)

Filed 2017-07-12

Advisor Group, Inc.

INCREASED

Shares810 from 733

Change+77 (+11%)

Value$41 (+$1)

Filed 2017-11-03

Monetary Management Group Inc

UNCHANGED

Shares700 from 700

Change0 (0%)

Value$36 (-$2)

Filed 2017-08-14

Kings Point Capital Management

UNCHANGED

Shares698 from 698

Change0 (0%)

Value$36 (-$2)

Filed 2017-08-08

NewEdge Advisors, LLC

NEW

Shares563

Change+563

Value$28.2K

Filed 2017-08-17

Quadrant Capital Group LLC

INCREASED

Shares556 from 408

Change+148 (+36%)

Value$28 (+$6)

Filed 2017-08-15

IFP Advisors, Inc

UNCHANGED

Shares408 from 408

Change0 (0%)

Value$21 (-$1)

Filed 2019-06-03

Avior Wealth Management, LLC

UNCHANGED

Shares368 from 368

Change0 (0%)

Value$19 (-$1)

Filed 2017-08-15

SEI Investments Co

NEW

Shares300

Change+300

Value$16

Filed 2017-07-31

Northwestern Mutual Wealth Management Co

INCREASED

Shares259 from 256

Change+3 (+1%)

Value$13 (-$1)

Filed 2017-08-10

Rockefeller Financial Services Inc

DECREASED

Shares200 from 410

Change-210 (-51%)

Value$10 (-$12)

Filed 2017-07-18

Ropes Wealth Advisors LLC

NEW

Shares193

Change+193

Value$10

Filed 2017-08-11

Bronfman E.L. Rothschild, L.P.

UNCHANGED

Shares166 from 166

Change0 (0%)

Value$9 ($0)

Filed 2017-08-09

Highstreet Asset Management Inc.

NEW

Shares149

Change+149

Value$8

Filed 2017-08-03

WealthTrust-Arizona, LLC

INCREASED

Shares114 from 112

Change+2 (+2%)

Value$6 ($0)

Filed 2017-07-21

Financial Architects, Inc

UNCHANGED

Shares100 from 100

Change0 (0%)

Value$5 ($0)

Filed 2017-07-21

Tower Research Capital LLC (TRC)

NEW

Shares0

Change0

Value$0

Filed 2017-08-15

HighTower Advisors, LLC

CLOSED

Shares0 from 191,447

Change-191,447 (-100%)

Value$0 (-$10.4K)

Filed 2017-09-22

Hite Hedge Asset Management LLC

CLOSED

Shares0 from 174,807

Change-174,807 (-100%)

Value$0 (-$9.5K)

Filed 2017-08-07

Cbre Investment Management Listed Real Assets LLC

CLOSED

Shares0 from 118,569

Change-118,569 (-100%)

Value$0 (-$6.5K)

Filed 2017-08-11

Liberty Mutual Group Asset Management Inc.

CLOSED

Shares0 from 50,342

Change-50,342 (-100%)

Value$0 (-$2.7K)

Filed 2017-08-11

TPH Asset Management, LLC

CLOSED

Shares0 from 41,565

Change-41,565 (-100%)

Value$0 (-$2.3K)

Filed 2017-08-14

Elco Management Co., LLC

CLOSED

Shares0 from 35,388

Change-35,388 (-100%)

Value$0 (-$1.9K)

Filed 2017-08-14

First Republic Investment Management, Inc.

CLOSED

Shares0 from 25,985

Change-25,985 (-100%)

Value$0 (-$1.4K)

Filed 2017-08-11

Mariner, LLC

CLOSED

Shares0 from 7,430

Change-7,430 (-100%)

Value$0 (-$405)

Filed 2017-08-11

Homrich & Berg

CLOSED

Shares0 from 7,429

Change-7,429 (-100%)

Value$0 (-$405)

Filed 2017-08-08

Hollencrest Capital Management

CLOSED

Shares0 from 6,900

Change-6,900 (-100%)

Value$0 (-$376)

Filed 2017-07-12

Wade G W & Inc

CLOSED

Shares0 from 6,838

Change-6,838 (-100%)

Value$0 (-$372)

Filed 2017-08-11

Stephens Inc

CLOSED

Shares0 from 5,529

Change-5,529 (-100%)

Value$0 (-$301)

Filed 2017-08-10

Proficio Capital Partners LLC

CLOSED

Shares0 from 5,177

Change-5,177 (-100%)

Value$0 (-$279)

Filed 2017-08-03

Salient Trust Co LTA

CLOSED

Shares0 from 4,742

Change-4,742 (-100%)

Value$0 (-$258)

Filed 2017-08-14

Airain ltd

CLOSED

Shares0 from 4,661

Change-4,661 (-100%)

Value$0 (-$254)

Filed 2017-08-08

Cantab Capital Partners LLP

CLOSED

Shares0 from 899

Change-899 (-100%)

Value$0 (-$49.0K)

Filed 2017-08-14

Parallax Volatility Advisers, L.P.

CLOSED

Shares0 from 369

Change-369 (-100%)

Value$0 (-$20)

Filed 2017-08-14

Bellwether Investment Group, LLC

CLOSED

Shares0 from 164

Change-164 (-100%)

Value$0 (-$9)

Filed 2017-08-08

AGF Investments Inc.

CLOSED

Shares0 from 149

Change-149 (-100%)

Value$0 (-$8)

Filed 2017-08-10

	Status
Tortoise Capital Advisors, L.L.C.	INCREASED	12,086,683	11,763,088	+323,595	+3%	$640.7K	$624.8K	-$16.0K	2017-11-13
Center Coast Capital Advisors, LP	DECREASED	5,765,784	6,065,376	-299,592	-5%	$330.4K	$298.0K	-$32.3K	2017-07-28
Harvest Fund Advisors LLC	INCREASED	5,668,290	5,653,710	+14,580	+0%	$308.0K	$293.0K	-$15.0K	2017-08-14
Alps Advisors Inc	INCREASED	5,378,475	5,191,858	+186,617	+4%	$263.3K	$278.0K	+$14.7K	2017-08-03
Goldman Sachs Group Inc	DECREASED	4,109,657	4,217,956	-108,299	-3%	$229.8K	$212.4K	-$17.3K	2017-08-14
Bank of America Corp	INCREASED	3,094,447	2,345,692	+748,755	+32%	$127.8K	$160.0K	+$32.2K	2017-08-14
Kayne Anderson Capital Advisors LP	INCREASED	2,823,300	2,189,600	+633,700	+29%	$119.3K	$145.9K	+$26.7K	2017-08-07
UBS Group AG	DECREASED	2,774,126	2,795,560	-21,434	-1%	$152.3K	$143.4K	-$8.9K	2017-11-14
Advisory Research Inc	DECREASED	2,705,968	2,720,395	-14,427	-1%	$148.2K	$139.9K	-$8.3K	2017-08-22
Morgan Stanley	INCREASED	2,335,021	1,875,801	+459,220	+24%	$102.2K	$120.7K	+$18.5K	2017-08-11
Salient Capital Advisors, LLC	INCREASED	2,319,065	1,780,843	+538,222	+30%	$97.0K	$119.9K	+$22.9K	2017-08-14
Eagle Global Advisors LLC	DECREASED	2,056,895	2,086,929	-30,034	-1%	$113.7K	$106.3K	-$7.4K	2017-07-27
Cushing Asset Management, LP dba NXG Investment Management	INCREASED	2,033,899	2,010,732	+23,167	+1%	$109.5K	$105.1K	-$4.4K	2017-08-14
Oppenheimer Funds Inc	DECREASED	2,023,337	3,604,532	-1,581,195	-44%	$196.3K	$104.6K	-$91.8K	2017-08-14
Commonwealth of Pennsylvania Public School Empls Retrmt SYS	INCREASED	1,413,442	1,156,124	+257,318	+22%	$63.0K	$73.1K	+$10.1K	2017-08-09
Bank of Montreal	INCREASED	1,288,807	879,146	+409,661	+47%	$47.9K	$66.6K	+$18.7K	2017-07-11
JPMorgan Chase & Co	DECREASED	1,175,983	1,177,740	-1,757	0%	$64.2K	$60.8K	-$3.4K	2017-08-09
Atlantic Trust Group, LLC	DECREASED	1,136,848	1,198,756	-61,908	-5%	$65.3K	$58.8K	-$6.5K	2017-08-09
Clearbridge Investments, LLC	DECREASED	1,037,939	1,116,439	-78,500	-7%	$60.8K	$53.7K	-$7.2K	2017-08-14
Westwood Holdings Group Inc	DECREASED	903,464	926,034	-22,570	-2%	$50.4K	$46.7K	-$3.7K	2017-08-15
Wells Fargo & Company	INCREASED	902,988	895,499	+7,489	+1%	$48.8K	$46.7K	-$2.1K	2017-08-10
Dividend Assets Capital, LLC	DECREASED	685,432	713,507	-28,075	-4%	$38.9K	$35.4K	-$3.4K	2017-08-02
Global X Management Co LLC	INCREASED	459,212	327,498	+131,714	+40%	$17.8K	$23.7K	+$5.9K	2017-08-01
Infrastructure Capital Advisors, LLC	INCREASED	446,417	300,365	+146,052	+49%	$16.4K	$23.1K	+$6.7K	2017-08-14
Virtus Advisers, LLC	INCREASED	443,501	298,421	+145,080	+49%	$16.3K	$22.9K	+$6.7K	2017-08-14
Duff & Phelps Investment Management Co	DECREASED	440,351	450,351	-10,000	-2%	$24.5K	$22.8K	-$1.8K	2017-08-02
BlackRock Inc.	INCREASED	398,148	395,428	+2,720	+1%	$21.5K	$20.6K	-$959	2017-08-10
Citigroup Inc	DECREASED	327,729	544,154	-216,425	-40%	$29.6K	$16.9K	-$12.7K	2017-08-11
Spirit of America Management Corp	INCREASED	312,407	292,207	+20,200	+7%	$15.9K	$16.1K	+$231	2017-07-18
Cohen & Steers, Inc.	INCREASED	295,013	219,540	+75,473	+34%	$12.0K	$15.2K	+$3.3K	2017-08-14
Barclays PLC	INCREASED	277,987	77,534	+200,453	+259%	$4.2K	$14.4K	+$10.1K	2017-08-14
C.V. Starr & Co., Inc. Trust	UNCHANGED	260,000	260,000	0	0%	$14.2K	$13.4K	-$723	2017-07-28
Metropolitan Life Insurance Co	DECREASED	239,658	247,258	-7,600	-3%	$13.5K	$12.4K	-$1.1K	2017-08-14
Silvercrest Asset Management Group LLC	INCREASED	201,176	184,918	+16,258	+9%	$10.1K	$10.4K	+$327	2017-08-14
Taylor Investment Counselors LLC	INCREASED	161,279	156,429	+4,850	+3%	$8.5K	$8.3K	-$184	2017-08-15
Evergreen Capital Management LLC	INCREASED	157,995	107,405	+50,590	+47%	$5.9K	$8.2K	+$2.3K	2017-08-08
Raymond James & Associates	INCREASED	157,946	142,773	+15,173	+11%	$7.8K	$8.2K	+$387	2017-08-14
ING Groep NV	INCREASED	157,608	58,500	+99,108	+169%	$3.2K	$8.1K	+$5.0K	2017-07-25
Starr International Co Inc	UNCHANGED	155,000	155,000	0	0%	$8.4K	$8.0K	-$431	2017-07-28
Invesco Ltd.	INCREASED	142,532	128,002	+14,530	+11%	$7.0K	$7.4K	+$396	2017-08-14
Samson Capital Management, LLC	DECREASED	142,097	142,788	-691	0%	$7.8K	$7.3K	-$433	2017-08-10
Raymond James Financial Services Advisors, Inc.	INCREASED	116,083	105,797	+10,286	+10%	$5.8K	$6.0K	+$238	2017-08-15
Castleark Management LLC	INCREASED	112,243	56,443	+55,800	+99%	$3.1K	$5.8K	+$2.7K	2017-08-15
Guggenheim Capital LLC	DECREASED	101,288	143,113	-41,825	-29%	$7.8K	$5.2K	-$2.6K	2017-08-14
Freestone Capital Holdings, LLC	INCREASED	94,590	72,915	+21,675	+30%	$4.0K	$4.9K	+$917	2017-08-15
PNC Financial Services Group, Inc.	INCREASED	86,392	70,474	+15,918	+23%	$3.8K	$4.5K	+$627	2017-08-11
First Trust Advisors LP	DECREASED	86,297	112,244	-25,947	-23%	$6.1K	$4.5K	-$1.7K	2017-08-02
State of New Jersey Common Pension Fund D	INCREASED	84,613	72,700	+11,913	+16%	$4.0K	$4.4K	+$414	2017-07-28
HSBC Holdings PLC	NEW	79,850	—	+79,850	—	—	$4.1K	—	2017-08-14
Advisors Asset Management, Inc.	DECREASED	69,639	82,755	-13,116	-16%	$4.5K	$3.6K	-$908	2017-08-02
Neuberger Berman Group LLC	DECREASED	69,484	69,525	-41	0%	$3.8K	$3.6K	-$195	2017-08-08
California Public Employees Retirement System	UNCHANGED	66,500	66,500	0	0%	$3.6K	$3.4K	-$185	2017-08-11
Fort Washington Investment Advisors Inc	INCREASED	63,749	11,900	+51,849	+436%	$648	$3.3K	+$2.6K	2017-08-10
Highland Capital Management LP	INCREASED	63,259	62,775	+484	+1%	$3.4K	$3.3K	-$149	2017-08-14
Jane Street Group, LLC	INCREASED	62,200	27,884	+34,316	+123%	$1.5K	$3.2K	+$1.7K	2017-08-14
Municipal Employees' Retirement System of Michigan	INCREASED	60,820	60,170	+650	+1%	$3.3K	$3.1K	-$133	2017-07-26
Rafferty Asset Management, LLC	INCREASED	58,495	56,913	+1,582	+3%	$3.1K	$3.0K	-$76	2017-08-11
Driehaus Capital Management LLC	DECREASED	58,203	93,419	-35,216	-38%	$5.1K	$3.0K	-$2.1K	2017-08-14
MAI Capital Management	DECREASED	55,151	57,820	-2,669	-5%	$3.1K	$2.9K	-$298	2017-08-07
Weiss Multi-Strategy Advisers LLC	DECREASED	55,000	275,675	-220,675	-80%	$15.0K	$2.8K	-$12.2K	2017-08-14
Janney Montgomery Scott LLC	UNCHANGED	54,405	54,405	0	0%	$3.0K	$2.8K	-$151	2017-07-27
SG Americas Securities, LLC	DECREASED	53,281	54,367	-1,086	-2%	$3.0K	$2.8K	-$207	2017-08-03
Stifel Financial Corp	INCREASED	52,946	52,610	+336	+1%	$2.9K	$2.7K	-$132	2017-11-01
Incline Global Management LLC	DECREASED	51,197	54,472	-3,275	-6%	$3.0K	$2.6K	-$321	2017-08-14
Parametric Portfolio Associates LLC	INCREASED	50,702	16,366	+34,336	+210%	$891	$2.6K	+$1.7K	2017-12-14
Pinnacle Holdings, LLC	DECREASED	43,229	45,087	-1,858	-4%	$2.5M	$2.2M	-$221.4K	2017-08-14
Verition Fund Management LLC	INCREASED	40,000	7,500	+32,500	+433%	$409	$2.1K	+$1.7K	2017-08-15
Virtu Financial LLC	INCREASED	38,846	14,347	+24,499	+171%	$781	$2.0K	+$1.2K	2017-07-12
Brookfield Corp	DECREASED	38,000	54,100	-16,100	-30%	$2.9K	$2.0K	-$983	2017-11-14
Whalerock Point Partners, LLC	DECREASED	36,950	37,700	-750	-2%	$2.1K	$1.9K	-$144	2017-08-08
Nuveen Asset Management, LLC	DECREASED	35,668	43,593	-7,925	-18%	$2.4K	$1.8K	-$531	2017-08-14
W.G. Shaheen & Associates DBA Whitney & Co	NEW	34,785	—	+34,785	—	—	$1.8K	—	2017-08-11
Credit Suisse AG/	DECREASED	34,455	59,840	-25,385	-42%	$3.3K	$1.8K	-$1.5K	2017-08-14
Royal Bank of Canada	DECREASED	32,904	35,468	-2,564	-7%	$1.9K	$1.7K	-$232	2017-08-14
Miller Howard Investments Inc	DECREASED	31,298	35,415	-4,117	-12%	$1.9K	$1.6K	-$311	2017-07-24
Clinton Group Inc	NEW	31,233	—	+31,233	—	—	$1.6K	—	2017-08-14
Diversified Trust Co	INCREASED	30,728	30,247	+481	+2%	$1.6K	$1.6K	-$60	2017-07-18
Barings LLC	UNCHANGED	30,300	30,300	0	0%	$1.7K	$1.6K	-$84	2017-08-15
Parkside Financial Bank & Trust	INCREASED	30,180	29,790	+390	+1%	$1.6K	$1.6K	-$63	2017-07-27
Balyasny Asset Management L.P.	DECREASED	29,568	238,152	-208,584	-88%	$13.0K	$1.5K	-$11.4K	2017-08-14
Van Eck Associates Corp	DECREASED	25,711	29,104	-3,393	-12%	$1.6K	$1.3K	-$256	2017-08-11
BP Capital Fund Advisors, LLC	NEW	25,358	—	+25,358	—	—	$1.3K	—	2017-08-11
Ballentine Partners, LLC	NEW	22,957	—	+22,957	—	—	$1.2K	—	2017-08-03
Global Endowment Management, LP	INCREASED	21,490	16,290	+5,200	+32%	$887	$1.1K	+$224	2017-08-11
Deutsche Bank Ag\	DECREASED	17,882	52,058	-34,176	-66%	$2.8K	$924	-$1.9K	2017-08-11
Alliancebernstein L.P.	INCREASED	17,308	16,339	+969	+6%	$890	$895	+$5	2017-08-10
Ladenburg Thalmann Financial Services Inc	DECREASED	16,010	16,094	-84	-1%	$877	$828	-$49	2017-08-14
Texas Yale Capital Corp.	UNCHANGED	15,425	15,425	0	0%	$840	$797	-$43	2017-08-03
Bank of New York Mellon Corp	INCREASED	15,407	13,974	+1,433	+10%	$761	$796	+$35	2017-08-03
Pointe Capital Management LLC	INCREASED	15,161	8,908	+6,253	+70%	$485	$784	+$299	2017-08-01
Renaissance Technologies LLC	NEW	14,882	—	+14,882	—	—	$769	—	2017-08-11
Ameriprise Financial Inc	DECREASED	12,559	12,646	-87	-1%	$689	$650	-$39	2017-08-10
Chicago Partners Investment Group LLC	DECREASED	12,146	43,679	-31,533	-72%	$2.4K	$620	-$1.8K	2017-07-31
Cutler Group LP	INCREASED	11,952	800	+11,152	+1394%	$43	$617	+$574	2017-07-11
US Bancorp \de\	UNCHANGED	11,580	11,580	0	0%	$631	$598	-$33	2017-07-20
GSA Capital Partners LLP	INCREASED	11,398	7,422	+3,976	+54%	$404	$589	+$185	2017-08-11
ArchPoint Investors	INCREASED	11,370	1,215	+10,155	+836%	$66	$588	+$522	2017-08-03
Groesbeck Investment Management Corp	UNCHANGED	11,161	11,161	0	0%	$608	$577	-$31	2017-08-04
Blair William & Co	UNCHANGED	10,800	10,800	0	0%	$608	$558	-$50	2017-08-04
Salem Investment Counselors Inc	UNCHANGED	10,000	10,000	0	0%	$545	$517	-$28	2017-08-14
Truist Financial Corp	UNCHANGED	10,000	10,000	0	0%	$545	$517	-$28	2017-07-20
Ancora Advisors LLCA	UNCHANGED	9,948	9,948	0	0%	$541	$514	-$27	2017-08-14
Country Club Trust Company, n.a.	DECREASED	9,508	10,199	-691	-7%	$556	$492	-$64	2017-07-10
AQR Arbitrage LLC	INCREASED	9,350	9,250	+100	+1%	$504	$483	-$21	2017-08-14
FFT Wealth Management LLC	UNCHANGED	8,681	8,681	0	0%	$473	$449	-$24	2017-08-08
Magnetar Financial LLC	NEW	8,600	—	+8,600	—	—	$445	—	2018-08-14
Franklin Square Holdings, L.P.	INCREASED	8,600	6,500	+2,100	+32%	$354	$445	+$91	2017-08-14
Oppenheimer Asset Management Inc.	INCREASED	8,157	5,355	+2,802	+52%	$292	$422	+$130	2017-08-09
Wolverine Trading, LLC	INCREASED	8,106	7,065	+1,041	+15%	$378	$408	+$30	2017-08-14
State Street Corp	DECREASED	8,068	9,858	-1,790	-18%	$537	$417	-$120	2017-08-14
Northern Trust Corp	DECREASED	7,622	47,613	-39,991	-84%	$2.6K	$394	-$2.2K	2017-08-11
Penserra Capital Management LLC	INCREASED	6,690	1,227	+5,463	+445%	$66	$378	+$312	2017-08-21
Veritable, L.P.	UNCHANGED	6,647	6,647	0	0%	$362	$344	-$18	2017-08-11
Peak6 Investments, L.P.	DECREASED	6,448	10,434	-3,986	-38%	$568	$333	-$235	2017-08-14
FDx Advisors, Inc.	INCREASED	6,305	4,370	+1,935	+44%	$238	$326	+$88	2017-08-11
Cambridge Investment Research Advisors, Inc.	DECREASED	6,231	6,961	-730	-10%	$379	$322	-$57	2017-08-08
Simplex Trading, LLC	DECREASED	5,597	6,579	-982	-15%	$358	$289	-$69	2017-07-12
TradeLink Capital LLC	NEW	5,400	—	+5,400	—	—	$279	—	2018-05-09
Commonwealth Equity Services, Inc	INCREASED	5,352	4,250	+1,102	+26%	$231	$277	+$46	2018-02-16
United Capital Financial Advisors, LLC	UNCHANGED	5,150	5,150	0	0%	$281	$266	-$15	2017-08-14
Concept Capital Markets, LLC	UNCHANGED	5,000	5,000	0	0%	$272	$258	-$14	2017-08-07
Balentine LLC	UNCHANGED	4,886	4,886	0	0%	$266	$253	-$13	2017-08-15
KCG Holdings, Inc.	NEW	4,635	—	+4,635	—	—	$240	—	2017-08-11
Oppenheimer & Co Inc	DECREASED	4,199	6,942	-2,743	-40%	$378	$217	-$161	2017-08-09
Adell Harriman & Carpenter Inc	DECREASED	4,100	4,500	-400	-9%	$245.1K	$211.9K	-$33.2K	2017-08-04
Avalon Advisors, LLC	INCREASED	4,082	3,840	+242	+6%	$209	$211	+$2	2017-08-14
Tiedemann Wealth Management, LLC	DECREASED	3,301	80,352	-77,051	-96%	$4.4K	$309	-$4.1K	2017-08-14
Manufacturers Life Insurance Company, the	INCREASED	3,254	3,005	+249	+8%	$164	$168	+$4	2017-08-15
First Manhattan Co. Llc.	UNCHANGED	3,000	3,000	0	0%	$163	$155	-$8	2017-08-10
Central Trust Co	UNCHANGED	2,523	2,523	0	0%	$137	$130	-$7	2017-07-14
Sonora Investment Management, LLC	UNCHANGED	2,500	2,500	0	0%	$136.2K	$129.2K	-$7.0K	2017-07-21
Creative Planning	INCREASED	2,340	1,091	+1,249	+114%	$59	$121	+$62	2017-07-12
Hirtle & Co., LLC	UNCHANGED	2,205	2,205	0	0%	$120	$114	-$6	2017-08-04
Ffcm LLC	INCREASED	2,187	693	+1,494	+216%	$38	$115	+$77	2017-08-09
IndexIQ Advisors LLC	DECREASED	2,045	2,070	-25	-1%	$113	$106	-$7	2017-08-08
FTB Advisors, Inc.	UNCHANGED	1,849	1,849	0	0%	$101	$96	-$5	2017-08-14
Winslow, Evans & Crocker, Inc.	UNCHANGED	1,650	1,650	0	0%	$89.9K	$85.3K	-$4.6K	2017-07-14
Acrospire Investment Management LLC	NEW	1,400	—	+1,400	—	—	$72	—	2017-08-11
Enterprise Financial Services Corp	UNCHANGED	1,071	1,071	0	0%	$58	$55	-$3	2017-07-28
SpiderRock Advisors LLC	DECREASED	999	1,253	-254	-20%	$67	$50	-$17	2017-07-12
Advisor Group, Inc.	INCREASED	810	733	+77	+11%	$40	$41	+$1	2017-11-03
Monetary Management Group Inc	UNCHANGED	700	700	0	0%	$38	$36	-$2	2017-08-14
Kings Point Capital Management	UNCHANGED	698	698	0	0%	$38	$36	-$2	2017-08-08
NewEdge Advisors, LLC	NEW	563	—	+563	—	—	$28.2K	—	2017-08-17
Quadrant Capital Group LLC	INCREASED	556	408	+148	+36%	$22	$28	+$6	2017-08-15
IFP Advisors, Inc	UNCHANGED	408	408	0	0%	$22	$21	-$1	2019-06-03
Avior Wealth Management, LLC	UNCHANGED	368	368	0	0%	$20	$19	-$1	2017-08-15
SEI Investments Co	NEW	300	—	+300	—	—	$16	—	2017-07-31
Northwestern Mutual Wealth Management Co	INCREASED	259	256	+3	+1%	$14	$13	-$1	2017-08-10
Rockefeller Financial Services Inc	DECREASED	200	410	-210	-51%	$22	$10	-$12	2017-07-18
Ropes Wealth Advisors LLC	NEW	193	—	+193	—	—	$10	—	2017-08-11
Bronfman E.L. Rothschild, L.P.	UNCHANGED	166	166	0	0%	$9	$9	$0	2017-08-09
Highstreet Asset Management Inc.	NEW	149	—	+149	—	—	$8	—	2017-08-03
WealthTrust-Arizona, LLC	INCREASED	114	112	+2	+2%	$6	$6	$0	2017-07-21
Financial Architects, Inc	UNCHANGED	100	100	0	0%	$5	$5	$0	2017-07-21
Tower Research Capital LLC (TRC)	NEW	0	—	0	—	—	$0	—	2017-08-15
HighTower Advisors, LLC	CLOSED	0	191,447	-191,447	-100%	$10.4K	$0	-$10.4K	2017-09-22
Hite Hedge Asset Management LLC	CLOSED	0	174,807	-174,807	-100%	$9.5K	$0	-$9.5K	2017-08-07
Cbre Investment Management Listed Real Assets LLC	CLOSED	0	118,569	-118,569	-100%	$6.5K	$0	-$6.5K	2017-08-11
Liberty Mutual Group Asset Management Inc.	CLOSED	0	50,342	-50,342	-100%	$2.7K	$0	-$2.7K	2017-08-11
TPH Asset Management, LLC	CLOSED	0	41,565	-41,565	-100%	$2.3K	$0	-$2.3K	2017-08-14
Elco Management Co., LLC	CLOSED	0	35,388	-35,388	-100%	$1.9K	$0	-$1.9K	2017-08-14
First Republic Investment Management, Inc.	CLOSED	0	25,985	-25,985	-100%	$1.4K	$0	-$1.4K	2017-08-11
Mariner, LLC	CLOSED	0	7,430	-7,430	-100%	$405	$0	-$405	2017-08-11
Homrich & Berg	CLOSED	0	7,429	-7,429	-100%	$405	$0	-$405	2017-08-08
Hollencrest Capital Management	CLOSED	0	6,900	-6,900	-100%	$376	$0	-$376	2017-07-12
Wade G W & Inc	CLOSED	0	6,838	-6,838	-100%	$372	$0	-$372	2017-08-11
Stephens Inc	CLOSED	0	5,529	-5,529	-100%	$301	$0	-$301	2017-08-10
Proficio Capital Partners LLC	CLOSED	0	5,177	-5,177	-100%	$279	$0	-$279	2017-08-03
Salient Trust Co LTA	CLOSED	0	4,742	-4,742	-100%	$258	$0	-$258	2017-08-14
Airain ltd	CLOSED	0	4,661	-4,661	-100%	$254	$0	-$254	2017-08-08
Cantab Capital Partners LLP	CLOSED	0	899	-899	-100%	$49.0K	$0	-$49.0K	2017-08-14
Parallax Volatility Advisers, L.P.	CLOSED	0	369	-369	-100%	$20	$0	-$20	2017-08-14
Bellwether Investment Group, LLC	CLOSED	0	164	-164	-100%	$9	$0	-$9	2017-08-08
AGF Investments Inc.	CLOSED	0	149	-149	-100%	$8	$0	-$8	2017-08-10

Showing 175 of 175 institutions