Tortoise Essential Assets in

Q2 2021 vs Q3 2021

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Kayne Anderson Capital Advisors LP

UNCHANGED

Shares22,200 from 22,200

Change0 (0%)

Value$309 (-$20)

Filed 2021-11-04

Punch & Associates Investment Management, Inc.

CLOSED

Shares0 from 530,118

Change-530,118 (-100%)

Value$0 (-$7.9K)

Filed 2021-11-15

Morgan Stanley

CLOSED

Shares0 from 523,255

Change-523,255 (-100%)

Value$0 (-$7.8K)

Filed 2021-11-15

Raymond James & Associates

CLOSED

Shares0 from 498,130

Change-498,130 (-100%)

Value$0 (-$7.4K)

Filed 2021-11-02

Matisse Capital

CLOSED

Shares0 from 331,170

Change-331,170 (-100%)

Value$0 (-$4.9K)

Filed 2021-11-08

Bank of America Corp

CLOSED

Shares0 from 247,675

Change-247,675 (-100%)

Value$0 (-$3.7K)

Filed 2021-11-15

D.A. Davidson & Co.

CLOSED

Shares0 from 172,226

Change-172,226 (-100%)

Value$0 (-$2.6K)

Filed 2021-11-15

Janney Montgomery Scott LLC

CLOSED

Shares0 from 126,548

Change-126,548 (-100%)

Value$0 (-$1.9K)

Filed 2021-10-29

Shaker Financial Services, LLC

CLOSED

Shares0 from 120,227

Change-120,227 (-100%)

Value$0 (-$1.8K)

Filed 2021-11-02

Wells Fargo & Company

CLOSED

Shares0 from 88,741

Change-88,741 (-100%)

Value$0 (-$1.3K)

Filed 2021-11-15

Private Advisor Group, LLC

CLOSED

Shares0 from 74,380

Change-74,380 (-100%)

Value$0 (-$1.1K)

Filed 2021-10-14

Truist Financial Corp

CLOSED

Shares0 from 72,950

Change-72,950 (-100%)

Value$0 (-$1.1K)

Filed 2021-11-05

Abundance Wealth Counselors

CLOSED

Shares0 from 60,734

Change-60,734 (-100%)

Value$0 (-$900)

Filed 2021-11-04

UBS Group AG

CLOSED

Shares0 from 60,126

Change-60,126 (-100%)

Value$0 (-$891)

Filed 2021-11-15

Wealth Alliance, LLC

CLOSED

Shares0 from 44,051

Change-44,051 (-100%)

Value$0 (-$653)

Filed 2021-11-12

Parametric Portfolio Associates LLC

CLOSED

Shares0 from 41,744

Change-41,744 (-100%)

Value$0 (-$619)

Filed 2021-11-15

Oppenheimer & Co Inc

CLOSED

Shares0 from 36,491

Change-36,491 (-100%)

Value$0 (-$541)

Filed 2021-11-12

Ahrens Investment Partners LLC

CLOSED

Shares0 from 35,000

Change-35,000 (-100%)

Value$0 (-$519)

Filed 2021-10-28

Hilltop Holdings Inc.

CLOSED

Shares0 from 24,250

Change-24,250 (-100%)

Value$0 (-$359)

Filed 2021-11-15

Osaic Holdings, Inc.

CLOSED

Shares0 from 20,391

Change-20,391 (-100%)

Value$0 (-$302)

Filed 2021-11-05

First Republic Investment Management, Inc.

CLOSED

Shares0 from 17,500

Change-17,500 (-100%)

Value$0 (-$259)

Filed 2021-11-12

Chicago Partners Investment Group LLC

CLOSED

Shares0 from 16,528

Change-16,528 (-100%)

Value$0 (-$241)

Filed 2021-11-12

Stifel Financial Corp

CLOSED

Shares0 from 14,964

Change-14,964 (-100%)

Value$0 (-$222)

Filed 2021-11-15

Mariner, LLC

CLOSED

Shares0 from 14,953

Change-14,953 (-100%)

Value$0 (-$222)

Filed 2021-11-15

US Bancorp \de\

CLOSED

Shares0 from 2,000

Change-2,000 (-100%)

Value$0 (-$30)

Filed 2021-11-10

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 1,200

Change-1,200 (-100%)

Value$0 (-$18)

Filed 2021-11-05

American Portfolios Advisors

CLOSED

Shares0 from 1,132

Change-1,132 (-100%)

Value$0 (-$16.8K)

Filed 2023-03-22

Citigroup Inc

CLOSED

Shares0 from 287

Change-287 (-100%)

Value$0 (-$4)

Filed 2021-11-10

Lindbrook Capital, LLC

CLOSED

Shares0 from 250

Change-250 (-100%)

Value$0 (-$4)

Filed 2021-11-05

Proequities, Inc.

CLOSED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2021-11-09

CWM, LLC

N/A

Shares— from 6

Change-6 (-100%)

Value—

	Status
Kayne Anderson Capital Advisors LP	UNCHANGED	22,200	22,200	0	0%	$329	$309	-$20	2021-11-04
Punch & Associates Investment Management, Inc.	CLOSED	0	530,118	-530,118	-100%	$7.9K	$0	-$7.9K	2021-11-15
Morgan Stanley	CLOSED	0	523,255	-523,255	-100%	$7.8K	$0	-$7.8K	2021-11-15
Raymond James & Associates	CLOSED	0	498,130	-498,130	-100%	$7.4K	$0	-$7.4K	2021-11-02
Matisse Capital	CLOSED	0	331,170	-331,170	-100%	$4.9K	$0	-$4.9K	2021-11-08
Bank of America Corp	CLOSED	0	247,675	-247,675	-100%	$3.7K	$0	-$3.7K	2021-11-15
D.A. Davidson & Co.	CLOSED	0	172,226	-172,226	-100%	$2.6K	$0	-$2.6K	2021-11-15
Janney Montgomery Scott LLC	CLOSED	0	126,548	-126,548	-100%	$1.9K	$0	-$1.9K	2021-10-29
Shaker Financial Services, LLC	CLOSED	0	120,227	-120,227	-100%	$1.8K	$0	-$1.8K	2021-11-02
Wells Fargo & Company	CLOSED	0	88,741	-88,741	-100%	$1.3K	$0	-$1.3K	2021-11-15
Private Advisor Group, LLC	CLOSED	0	74,380	-74,380	-100%	$1.1K	$0	-$1.1K	2021-10-14
Truist Financial Corp	CLOSED	0	72,950	-72,950	-100%	$1.1K	$0	-$1.1K	2021-11-05
Abundance Wealth Counselors	CLOSED	0	60,734	-60,734	-100%	$900	$0	-$900	2021-11-04
UBS Group AG	CLOSED	0	60,126	-60,126	-100%	$891	$0	-$891	2021-11-15
Wealth Alliance, LLC	CLOSED	0	44,051	-44,051	-100%	$653	$0	-$653	2021-11-12
Parametric Portfolio Associates LLC	CLOSED	0	41,744	-41,744	-100%	$619	$0	-$619	2021-11-15
Oppenheimer & Co Inc	CLOSED	0	36,491	-36,491	-100%	$541	$0	-$541	2021-11-12
Ahrens Investment Partners LLC	CLOSED	0	35,000	-35,000	-100%	$519	$0	-$519	2021-10-28
Hilltop Holdings Inc.	CLOSED	0	24,250	-24,250	-100%	$359	$0	-$359	2021-11-15
Osaic Holdings, Inc.	CLOSED	0	20,391	-20,391	-100%	$302	$0	-$302	2021-11-05
First Republic Investment Management, Inc.	CLOSED	0	17,500	-17,500	-100%	$259	$0	-$259	2021-11-12
Chicago Partners Investment Group LLC	CLOSED	0	16,528	-16,528	-100%	$241	$0	-$241	2021-11-12
Stifel Financial Corp	CLOSED	0	14,964	-14,964	-100%	$222	$0	-$222	2021-11-15
Mariner, LLC	CLOSED	0	14,953	-14,953	-100%	$222	$0	-$222	2021-11-15
US Bancorp \de\	CLOSED	0	2,000	-2,000	-100%	$30	$0	-$30	2021-11-10
PNC Financial Services Group, Inc.	CLOSED	0	1,200	-1,200	-100%	$18	$0	-$18	2021-11-05
American Portfolios Advisors	CLOSED	0	1,132	-1,132	-100%	$16.8K	$0	-$16.8K	2023-03-22
Citigroup Inc	CLOSED	0	287	-287	-100%	$4	$0	-$4	2021-11-10
Lindbrook Capital, LLC	CLOSED	0	250	-250	-100%	$4	$0	-$4	2021-11-05
Proequities, Inc.	CLOSED	0	0	0	—	$0	$0	$0	2021-11-09
CWM, LLC	N/A	—	6	-6	-100%	$0	—	—	—

Showing 31 of 31 institutions