IR
Superintel
OverviewMarketsWatchlist
© 2026 IR SuperintelMethodologyContact

Transphorm Inc (TGAN)

Q4 2023 vs Q1 2024

Comparing institutional holders between quarters

Quarters

Q1 2024Q4 2023Q3 2023Q2 2023Q1 2023
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Kohlberg Kravis Roberts & Co. L.P.
UNCHANGED
Shares24,411,968 from 24,411,968
Change0 (0%)
Value$119.9M (+$30.8M)
Filed 2024-05-15
Ameriprise Financial Inc
DECREASED
Shares4,722,304 from 4,943,812
Change-221,508 (-4%)
Value$23.2M (+$5.1M)
Filed 2024-05-15
Alpine Associates Management Inc.
NEW
Shares2,466,977
Change+2,466,977
Value$12.1M
Filed 2024-05-09
BlackRock Inc.
INCREASED
Shares1,760,478 from 1,672,958
Change+87,520 (+5%)
Value$8.6M (+$2.5M)
Filed 2024-05-10
Vanguard Group Inc
INCREASED
Shares1,500,305 from 1,480,319
Change+19,986 (+1%)
Value$7.4M (+$2.0M)
Filed 2024-05-10
Highbridge Capital Management LLC
NEW
Shares959,567
Change+959,567
Value$4.7M
Filed 2024-05-10
Qube Research & Technologies Ltd
NEW
Shares613,216
Change+613,216
Value$3.0M
Filed 2024-05-14
Geode Capital Management, LLC
INCREASED
Shares580,941 from 531,276
Change+49,665 (+9%)
Value$2.9M (+$913.3K)
Filed 2024-05-13
Carmignac Gestion
NEW
Shares513,852
Change+513,852
Value$2.5M
Filed 2024-05-14
State Street Corp
INCREASED
Shares447,807 from 409,062
Change+38,745 (+9%)
Value$2.2M (+$705.7K)
Filed 2024-05-15
Skandinaviska Enskilda Banken AB (publ)
NEW
Shares395,971
Change+395,971
Value$1.9M
Filed 2024-05-13
UBS Group AG
INCREASED
Shares331,654 from 31,377
Change+300,277 (+957%)
Value$1.6M (+$1.5M)
Filed 2024-05-13
Millennium Management LLC
NEW
Shares328,593
Change+328,593
Value$1.6M
Filed 2024-05-15
Marshall Wace, LLP
NEW
Shares304,300
Change+304,300
Value$1.5M
Filed 2024-05-15
Gabelli Funds LLC
NEW
Shares284,200
Change+284,200
Value$1.4M
Filed 2024-05-14
Northern Trust Corp
INCREASED
Shares234,475 from 224,846
Change+9,629 (+4%)
Value$1.2M (+$330.6K)
Filed 2024-05-14
Gabelli & Co Investment Advisers, Inc.
NEW
Shares233,600
Change+233,600
Value$1.1M
Filed 2024-05-14
PenderFund Capital Management Ltd.
NEW
Shares145,000
Change+145,000
Value$964.4K
Filed 2024-05-15
Bank of New York Mellon Corp
DECREASED
Shares79,273 from 86,475
Change-7,202 (-8%)
Value$389.2K (+$73.6K)
Filed 2024-04-25
Charles Schwab Investment Management Inc
DECREASED
Shares78,073 from 84,217
Change-6,144 (-7%)
Value$383.3K (+$75.9K)
Filed 2024-05-09
CSS LLC
NEW
Shares75,272
Change+75,272
Value$369.6K
Filed 2024-05-15
Black Maple Capital Management LP
UNCHANGED
Shares63,923 from 63,923
Change0 (0%)
Value$313.9K (+$80.5K)
Filed 2024-05-15
Morgan Stanley
DECREASED
Shares54,913 from 67,595
Change-12,682 (-19%)
Value$269.6K (+$22.9K)
Filed 2024-10-17
JPMorgan Chase & Co
INCREASED
Shares54,417 from 31,772
Change+22,645 (+71%)
Value$267.2K (+$151.2K)
Filed 2024-12-26
Water Island Capital LLC
NEW
Shares48,157
Change+48,157
Value$236.5K
Filed 2024-11-14
Guggenheim Capital LLC
NEW
Shares47,284
Change+47,284
Value$232.2K
Filed 2024-05-14
Citadel Advisors LLC
NEW
Shares43,286
Change+43,286
Value$212.5K
Filed 2024-05-15
Strs Ohio
NEW
Shares38,700
Change+38,700
Value$190
Filed 2024-05-13
Rhumbline Advisers
INCREASED
Shares31,663 from 30,517
Change+1,146 (+4%)
Value$155.5K (+$44.1K)
Filed 2024-05-09
Nuveen Asset Management, LLC
UNCHANGED
Shares30,360 from 30,360
Change0 (0%)
Value$149.1K (+$38.3K)
Filed 2024-05-13
Prelude Capital Management, LLC
NEW
Shares24,243
Change+24,243
Value$119.0K
Filed 2024-05-15
Deutsche Bank Ag\
DECREASED
Shares21,528 from 22,288
Change-760 (-3%)
Value$105.7K (+$24.4K)
Filed 2025-06-02
Barclays PLC
DECREASED
Shares20,957 from 40,519
Change-19,562 (-48%)
Value$102.9K (-$45.0K)
Filed 2026-03-24
Virtu Financial LLC
NEW
Shares17,064
Change+17,064
Value$84
Filed 2024-05-20
MetLife Investment Management, LLC
NEW
Shares17,053
Change+17,053
Value$83.7K
Filed 2024-05-14
Quadrature Capital Ltd
NEW
Shares15,539
Change+15,539
Value$76.1K
Filed 2024-05-14
American International Group, Inc.
INCREASED
Shares14,773 from 14,595
Change+178 (+1%)
Value$72.5K (+$19.3K)
Filed 2024-05-13
Gamco Investors, Inc. ET AL
NEW
Shares12,200
Change+12,200
Value$59.9K
Filed 2024-05-14
Stratos Wealth Partners, Ltd.
DECREASED
Shares10,203 from 25,640
Change-15,437 (-60%)
Value$50.1K (-$43.5K)
Filed 2024-04-16
Wells Fargo & Company
INCREASED
Shares8,900 from 7,544
Change+1,356 (+18%)
Value$43.7K (+$16.2K)
Filed 2024-05-10
New York State Common Retirement Fund
UNCHANGED
Shares6,440 from 6,440
Change0 (0%)
Value$31.6K (+$8.1K)
Filed 2025-10-08
Citigroup Inc
INCREASED
Shares4,945 from 4,172
Change+773 (+19%)
Value$24.3K (+$9.1K)
Filed 2024-05-10
Tower Research Capital LLC (TRC)
INCREASED
Shares3,217 from 2,528
Change+689 (+27%)
Value$15.8K (+$6.6K)
Filed 2024-05-15
FMR LLC
INCREASED
Shares3,172 from 3,162
Change+10 (+0%)
Value$15.6K (+$4.0K)
Filed 2026-11-05
Legal & General Group Plc
UNCHANGED
Shares3,129 from 3,129
Change0 (0%)
Value$15.4K (+$3.9K)
Filed 2025-05-29
California State Teachers Retirement System
DECREASED
Shares3,014 from 4,833
Change-1,819 (-38%)
Value$14.8K (-$2.8K)
Filed 2024-05-16
Royal Bank of Canada
DECREASED
Shares2,156 from 20,964
Change-18,808 (-90%)
Value$10.0K (-$67.0K)
Filed 2024-11-05
Metropolitan Life Insurance Co
NEW
Shares1,811
Change+1,811
Value$8.9K
Filed 2024-05-14
Ameritas Investment Partners, Inc.
UNCHANGED
Shares1,608 from 1,608
Change0 (0%)
Value$7.9K (+$2.0K)
Filed 2024-05-13
Amalgamated Bank
DECREASED
Shares744 from 3,660
Change-2,916 (-80%)
Value$4 (-$9)
Filed 2024-04-23
CWM, LLC
INCREASED
Shares649 from 642
Change+7 (+1%)
Value$3 (+$1)
Filed 2024-04-05
Russell Investments Group, Ltd.
UNCHANGED
Shares269 from 269
Change0 (0%)
Value$1.3K (+$339)
Filed 2024-05-08
NewEdge Advisors, LLC
UNCHANGED
Shares100 from 100
Change0 (0%)
Value$491 (+$126)
Filed 2024-05-14
Nisa Investment Advisors, LLC
UNCHANGED
Shares56 from 56
Change0 (0%)
Value$275 (+$71)
Filed 2024-05-02
Avior Wealth Management, LLC
NEW
Shares3
Change+3
Value$14
Filed 2024-04-30
Aigh Capital Management LLC
CLOSED
Shares0 from 4,621,058
Change-4,621,058 (-100%)
Value$0 (-$16.9M)
Filed 2024-05-14
Worth Venture Partners, LLC
CLOSED
Shares0 from 1,153,778
Change-1,153,778 (-100%)
Value$0 (-$4.2M)
Filed 2024-05-13
Taylor Frigon Capital Management LLC
CLOSED
Shares0 from 62,500
Change-62,500 (-100%)
Value$0 (-$228.1K)
Filed 2024-04-19
Bank of America Corp
CLOSED
Shares0 from 32,474
Change-32,474 (-100%)
Value$0 (-$118.5K)
Filed 2025-03-18
Susquehanna International Group, LLP
CLOSED
Shares0 from 11,926
Change-11,926 (-100%)
Value$0 (-$43.5K)
Filed 2024-05-07
HRT Financial LP
CLOSED
Shares0 from 11,251
Change-11,251 (-100%)
Value$0 (-$41)
Filed 2024-05-13
Invesco Ltd.
CLOSED
Shares0 from 10,118
Change-10,118 (-100%)
Value$0 (-$36.9K)
Filed 2024-05-14
Proequities, Inc.
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2024-05-01
Status
Kohlberg Kravis Roberts & Co. L.P.
UNCHANGED24,411,96824,411,96800%$89.1M$119.9M+$30.8M2024-05-15
Ameriprise Financial Inc
DECREASED4,722,3044,943,812-221,508-4%$18.0M$23.2M+$5.1M2024-05-15
Alpine Associates Management Inc.
NEW2,466,977—+2,466,977——$12.1M—2024-05-09
BlackRock Inc.
INCREASED1,760,4781,672,958+87,520+5%$6.1M$8.6M+$2.5M2024-05-10
Vanguard Group Inc
INCREASED1,500,3051,480,319+19,986+1%$5.4M$7.4M+$2.0M2024-05-10
Highbridge Capital Management LLC
NEW959,567—+959,567——$4.7M—2024-05-10
Qube Research & Technologies Ltd
NEW613,216—+613,216——$3.0M—2024-05-14
Geode Capital Management, LLC
INCREASED580,941531,276+49,665+9%$1.9M$2.9M+$913.3K2024-05-13
Carmignac Gestion
NEW513,852—+513,852——$2.5M—2024-05-14
State Street Corp
INCREASED447,807409,062+38,745+9%$1.5M$2.2M+$705.7K2024-05-15
Skandinaviska Enskilda Banken AB (publ)
NEW395,971—+395,971——$1.9M—2024-05-13
UBS Group AG
INCREASED331,65431,377+300,277+957%$114.5K$1.6M+$1.5M2024-05-13
Millennium Management LLC
NEW328,593—+328,593——$1.6M—2024-05-15
Marshall Wace, LLP
NEW304,300—+304,300——$1.5M—2024-05-15
Gabelli Funds LLC
NEW284,200—+284,200——$1.4M—2024-05-14
Northern Trust Corp
INCREASED234,475224,846+9,629+4%$820.7K$1.2M+$330.6K2024-05-14
Gabelli & Co Investment Advisers, Inc.
NEW233,600—+233,600——$1.1M—2024-05-14
PenderFund Capital Management Ltd.
NEW145,000—+145,000——$964.4K—2024-05-15
Bank of New York Mellon Corp
DECREASED79,27386,475-7,202-8%$315.6K$389.2K+$73.6K2024-04-25
Charles Schwab Investment Management Inc
DECREASED78,07384,217-6,144-7%$307.4K$383.3K+$75.9K2024-05-09
CSS LLC
NEW75,272—+75,272——$369.6K—2024-05-15
Black Maple Capital Management LP
UNCHANGED63,92363,92300%$233.3K$313.9K+$80.5K2024-05-15
Morgan Stanley
DECREASED54,91367,595-12,682-19%$246.7K$269.6K+$22.9K2024-10-17
JPMorgan Chase & Co
INCREASED54,41731,772+22,645+71%$116.0K$267.2K+$151.2K2024-12-26
Water Island Capital LLC
NEW48,157—+48,157——$236.5K—2024-11-14
Guggenheim Capital LLC
NEW47,284—+47,284——$232.2K—2024-05-14
Citadel Advisors LLC
NEW43,286—+43,286——$212.5K—2024-05-15
Strs Ohio
NEW38,700—+38,700——$190—2024-05-13
Rhumbline Advisers
INCREASED31,66330,517+1,146+4%$111.4K$155.5K+$44.1K2024-05-09
Nuveen Asset Management, LLC
UNCHANGED30,36030,36000%$110.8K$149.1K+$38.3K2024-05-13
Prelude Capital Management, LLC
NEW24,243—+24,243——$119.0K—2024-05-15
Deutsche Bank Ag\
DECREASED21,52822,288-760-3%$81.4K$105.7K+$24.4K2025-06-02
Barclays PLC
DECREASED20,95740,519-19,562-48%$147.9K$102.9K-$45.0K2026-03-24
Virtu Financial LLC
NEW17,064—+17,064——$84—2024-05-20
MetLife Investment Management, LLC
NEW17,053—+17,053——$83.7K—2024-05-14
Quadrature Capital Ltd
NEW15,539—+15,539——$76.1K—2024-05-14
American International Group, Inc.
INCREASED14,77314,595+178+1%$53.3K$72.5K+$19.3K2024-05-13
Gamco Investors, Inc. ET AL
NEW12,200—+12,200——$59.9K—2024-05-14
Stratos Wealth Partners, Ltd.
DECREASED10,20325,640-15,437-60%$93.6K$50.1K-$43.5K2024-04-16
Wells Fargo & Company
INCREASED8,9007,544+1,356+18%$27.5K$43.7K+$16.2K2024-05-10
New York State Common Retirement Fund
UNCHANGED6,4406,44000%$23.5K$31.6K+$8.1K2025-10-08
Citigroup Inc
INCREASED4,9454,172+773+19%$15.2K$24.3K+$9.1K2024-05-10
Tower Research Capital LLC (TRC)
INCREASED3,2172,528+689+27%$9.2K$15.8K+$6.6K2024-05-15
FMR LLC
INCREASED3,1723,162+10+0%$11.5K$15.6K+$4.0K2026-11-05
Legal & General Group Plc
UNCHANGED3,1293,12900%$11.4K$15.4K+$3.9K2025-05-29
California State Teachers Retirement System
DECREASED3,0144,833-1,819-38%$17.6K$14.8K-$2.8K2024-05-16
Royal Bank of Canada
DECREASED2,15620,964-18,808-90%$77.0K$10.0K-$67.0K2024-11-05
Metropolitan Life Insurance Co
NEW1,811—+1,811——$8.9K—2024-05-14
Ameritas Investment Partners, Inc.
UNCHANGED1,6081,60800%$5.9K$7.9K+$2.0K2024-05-13
Amalgamated Bank
DECREASED7443,660-2,916-80%$13$4-$92024-04-23
CWM, LLC
INCREASED649642+7+1%$2$3+$12024-04-05
Russell Investments Group, Ltd.
UNCHANGED26926900%$982$1.3K+$3392024-05-08
NewEdge Advisors, LLC
UNCHANGED10010000%$365$491+$1262024-05-14
Nisa Investment Advisors, LLC
UNCHANGED565600%$204$275+$712024-05-02
Avior Wealth Management, LLC
NEW3—+3——$14—2024-04-30
Aigh Capital Management LLC
CLOSED04,621,058-4,621,058-100%$16.9M$0-$16.9M2024-05-14
Worth Venture Partners, LLC
CLOSED01,153,778-1,153,778-100%$4.2M$0-$4.2M2024-05-13
Taylor Frigon Capital Management LLC
CLOSED062,500-62,500-100%$228.1K$0-$228.1K2024-04-19
Bank of America Corp
CLOSED032,474-32,474-100%$118.5K$0-$118.5K2025-03-18
Susquehanna International Group, LLP
CLOSED011,926-11,926-100%$43.5K$0-$43.5K2024-05-07
HRT Financial LP
CLOSED011,251-11,251-100%$41$0-$412024-05-13
Invesco Ltd.
CLOSED010,118-10,118-100%$36.9K$0-$36.9K2024-05-14
Proequities, Inc.
UNCHANGED000—$0$0$02024-05-01
Showing 63 of 63 institutions