Trillium Therapeutics Inc

Q3 2021 vs Q4 2021

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Optiver Holding B.V.

UNCHANGED

Shares1,049 from 1,049

Change0 (0%)

Value$18 ($0)

Filed 2022-02-14

Aquatic Capital Management LLC

NEW

Shares700

Change+700

Value$0

Filed 2022-02-14

BlackRock Inc.

CLOSED

Shares0 from 6,112,610

Change-6,112,610 (-100%)

Value$0 (-$107.3K)

Filed 2022-02-23

NEA Management Company, LLC

CLOSED

Shares0 from 5,736,363

Change-5,736,363 (-100%)

Value$0 (-$100.7K)

Filed 2022-02-14

Avoro Capital Advisors LLC

CLOSED

Shares0 from 5,700,000

Change-5,700,000 (-100%)

Value$0 (-$100.1K)

Filed 2022-02-14

Eventide Asset Management, LLC

CLOSED

Shares0 from 5,227,376

Change-5,227,376 (-100%)

Value$0 (-$91.8K)

Filed 2022-02-14

Magnetar Financial LLC

CLOSED

Shares0 from 3,271,390

Change-3,271,390 (-100%)

Value$0 (-$57.4K)

Filed 2022-02-14

Pentwater Capital Management LP

CLOSED

Shares0 from 3,140,000

Change-3,140,000 (-100%)

Value$0 (-$55.1K)

Filed 2022-02-11

Frazier Management LLC

CLOSED

Shares0 from 3,123,107

Change-3,123,107 (-100%)

Value$0 (-$55.0K)

Filed 2022-02-08

Versor Investments LP

CLOSED

Shares0 from 1,923,455

Change-1,923,455 (-100%)

Value$0 (-$33.8K)

Filed 2022-02-08

Gabelli Funds LLC

CLOSED

Shares0 from 1,793,880

Change-1,793,880 (-100%)

Value$0 (-$31.5K)

Filed 2022-02-11

Westchester Capital Management, LLC

CLOSED

Shares0 from 1,597,153

Change-1,597,153 (-100%)

Value$0 (-$28.0K)

Filed 2022-02-14

JPMorgan Chase & Co

CLOSED

Shares0 from 1,510,226

Change-1,510,226 (-100%)

Value$0 (-$26.5K)

Filed 2022-02-11

State Street Corp

CLOSED

Shares0 from 1,421,166

Change-1,421,166 (-100%)

Value$0 (-$25.0K)

Filed 2022-02-14

Morgan Stanley

CLOSED

Shares0 from 1,396,216

Change-1,396,216 (-100%)

Value$0 (-$24.5K)

Filed 2022-02-14

AQR Arbitrage LLC

CLOSED

Shares0 from 1,393,859

Change-1,393,859 (-100%)

Value$0 (-$24.5K)

Filed 2022-02-14

Spring Creek Capital LLC

CLOSED

Shares0 from 1,330,000

Change-1,330,000 (-100%)

Value$0 (-$23.4K)

Filed 2022-02-11

Goldman Sachs Group Inc

CLOSED

Shares0 from 1,263,721

Change-1,263,721 (-100%)

Value$0 (-$22.2K)

Filed 2022-02-17

Alliancebernstein L.P.

CLOSED

Shares0 from 1,209,595

Change-1,209,595 (-100%)

Value$0 (-$21.2K)

Filed 2022-02-14

Candriam S.C.A.

CLOSED

Shares0 from 1,150,280

Change-1,150,280 (-100%)

Value$0 (-$20.2K)

Filed 2022-02-10

Alpine Associates Management Inc.

CLOSED

Shares0 from 1,140,000

Change-1,140,000 (-100%)

Value$0 (-$20.0K)

Filed 2022-02-08

Segantii Capital Management Ltd

CLOSED

Shares0 from 1,135,000

Change-1,135,000 (-100%)

Value$0 (-$19.9K)

Filed 2022-01-21

Carlson Capital, L.P.

CLOSED

Shares0 from 900,000

Change-900,000 (-100%)

Value$0 (-$15.8K)

Filed 2022-02-11

Fairmount Funds Management LLC

CLOSED

Shares0 from 886,281

Change-886,281 (-100%)

Value$0 (-$15.6K)

Filed 2022-02-14

Geode Capital Management, LLC

CLOSED

Shares0 from 850,207

Change-850,207 (-100%)

Value$0 (-$14.9K)

Filed 2022-02-11

Franklin Resources Inc

CLOSED

Shares0 from 803,339

Change-803,339 (-100%)

Value$0 (-$14.1K)

Filed 2022-02-11

Northern Trust Corp

CLOSED

Shares0 from 772,019

Change-772,019 (-100%)

Value$0 (-$13.6K)

Filed 2022-02-08

Driehaus Capital Management LLC

CLOSED

Shares0 from 756,426

Change-756,426 (-100%)

Value$0 (-$13.3K)

Filed 2022-02-14

Rock Springs Capital Management LP

CLOSED

Shares0 from 628,500

Change-628,500 (-100%)

Value$0 (-$11.0K)

Filed 2022-02-14

QVT Financial LP

CLOSED

Shares0 from 569,333

Change-569,333 (-100%)

Value$0 (-$10.0K)

Filed 2022-02-14

Gabelli & Co Investment Advisers, Inc.

CLOSED

Shares0 from 563,094

Change-563,094 (-100%)

Value$0 (-$9.9K)

Filed 2022-02-11

Vanguard Group Inc

CLOSED

Shares0 from 554,749

Change-554,749 (-100%)

Value$0 (-$9.7K)

Filed 2022-02-14

Millennium Management LLC

CLOSED

Shares0 from 553,684

Change-553,684 (-100%)

Value$0 (-$9.7K)

Filed 2022-02-14

Weiss Multi-Strategy Advisers LLC

CLOSED

Shares0 from 499,069

Change-499,069 (-100%)

Value$0 (-$8.8K)

Filed 2022-02-14

Man Group plc

CLOSED

Shares0 from 473,310

Change-473,310 (-100%)

Value$0 (-$8.3K)

Filed 2022-02-14

ACT Capital Management, LLC

CLOSED

Shares0 from 466,000

Change-466,000 (-100%)

Value$0 (-$8.2K)

Filed 2022-02-03

Crabel Capital Management, LLC

CLOSED

Shares0 from 423,490

Change-423,490 (-100%)

Value$0 (-$7.4K)

Filed 2022-02-11

Water Island Capital LLC

CLOSED

Shares0 from 423,290

Change-423,290 (-100%)

Value$0 (-$7.4K)

Filed 2022-02-14

Barclays PLC

CLOSED

Shares0 from 390,496

Change-390,496 (-100%)

Value$0 (-$6.9K)

Filed 2022-02-23

Susquehanna International Group, LLP

CLOSED

Shares0 from 379,627

Change-379,627 (-100%)

Value$0 (-$6.7K)

Filed 2022-04-05

Fairfax Financial Holdings LTD/ CAN

CLOSED

Shares0 from 341,000

Change-341,000 (-100%)

Value$0 (-$6.0K)

Filed 2022-02-14

Ramius Advisors LLC

CLOSED

Shares0 from 338,042

Change-338,042 (-100%)

Value$0 (-$5.9K)

Filed 2022-02-11

Group One Trading LLC

CLOSED

Shares0 from 331,989

Change-331,989 (-100%)

Value$0 (-$5.8K)

Filed 2022-02-11

TIG Advisors, LLC

CLOSED

Shares0 from 323,658

Change-323,658 (-100%)

Value$0 (-$5.7K)

Filed 2022-02-14

Credit Suisse AG/

CLOSED

Shares0 from 315,046

Change-315,046 (-100%)

Value$0 (-$5.5K)

Filed 2022-02-14

Mangrove Partners IM, LLC

CLOSED

Shares0 from 310,000

Change-310,000 (-100%)

Value$0 (-$5.4K)

Filed 2022-02-14

Bank of New York Mellon Corp

CLOSED

Shares0 from 304,203

Change-304,203 (-100%)

Value$0 (-$5.3K)

Filed 2022-02-11

LMR Partners LLP

CLOSED

Shares0 from 302,522

Change-302,522 (-100%)

Value$0 (-$5.3K)

Filed 2022-02-14

Picton Mahoney Asset Management

CLOSED

Shares0 from 300,000

Change-300,000 (-100%)

Value$0 (-$5.3K)

Filed 2022-02-15

Bank of America Corp

CLOSED

Shares0 from 286,918

Change-286,918 (-100%)

Value$0 (-$5.0K)

Filed 2022-02-08

Western Standard LLC

CLOSED

Shares0 from 265,355

Change-265,355 (-100%)

Value$0 (-$4.7K)

Filed 2022-02-16

Balyasny Asset Management L.P.

CLOSED

Shares0 from 225,000

Change-225,000 (-100%)

Value$0 (-$4.0K)

Filed 2022-02-14

Charles Schwab Investment Management Inc

CLOSED

Shares0 from 213,112

Change-213,112 (-100%)

Value$0 (-$3.7K)

Filed 2022-02-11

Affinity Asset Advisors, LLC

CLOSED

Shares0 from 200,000

Change-200,000 (-100%)

Value$0 (-$3.5K)

Filed 2022-02-11

Gamco Investors, Inc. ET AL

CLOSED

Shares0 from 199,911

Change-199,911 (-100%)

Value$0 (-$3.5K)

Filed 2022-02-11

Bardin Hill Management Partners LP

CLOSED

Shares0 from 195,192

Change-195,192 (-100%)

Value$0 (-$3.4K)

Filed 2022-02-14

LPL Financial LLC

CLOSED

Shares0 from 191,328

Change-191,328 (-100%)

Value$0 (-$3.4K)

Filed 2022-02-14

Jane Street Group, LLC

CLOSED

Shares0 from 173,761

Change-173,761 (-100%)

Value$0 (-$3.1K)

Filed 2022-02-15

Swiss National Bank

CLOSED

Shares0 from 172,190

Change-172,190 (-100%)

Value$0 (-$3.0K)

Filed 2022-02-08

Moore Capital Management, LP

CLOSED

Shares0 from 167,700

Change-167,700 (-100%)

Value$0 (-$2.9K)

Filed 2022-02-14

Marshall Wace, LLP

CLOSED

Shares0 from 160,062

Change-160,062 (-100%)

Value$0 (-$2.8K)

Filed 2022-02-14

S. Muoio & Co. LLC

CLOSED

Shares0 from 160,000

Change-160,000 (-100%)

Value$0 (-$2.8K)

Filed 2022-02-10

Odey Asset Management Group Ltd

CLOSED

Shares0 from 154,409

Change-154,409 (-100%)

Value$0 (-$2.7K)

Filed 2022-02-14

Vident Investment Advisory, LLC

CLOSED

Shares0 from 150,259

Change-150,259 (-100%)

Value$0 (-$2.6K)

Filed 2022-02-14

Woodline Partners LP

CLOSED

Shares0 from 139,907

Change-139,907 (-100%)

Value$0 (-$2.5K)

Filed 2022-02-14

First Trust Capital Management L.P.

CLOSED

Shares0 from 138,187

Change-138,187 (-100%)

Value$0 (-$2.4K)

Filed 2022-02-14

Rhumbline Advisers

CLOSED

Shares0 from 132,421

Change-132,421 (-100%)

Value$0 (-$2.3K)

Filed 2022-02-10

Equitec Proprietary Markets, LLC

CLOSED

Shares0 from 126,597

Change-126,597 (-100%)

Value$0 (-$2.2K)

Filed 2022-01-31

State of Wisconsin Investment Board

CLOSED

Shares0 from 126,500

Change-126,500 (-100%)

Value$0 (-$2.2K)

Filed 2022-02-11

Angelo Gordon & Co., L.P.

CLOSED

Shares0 from 125,000

Change-125,000 (-100%)

Value$0 (-$2.2K)

Filed 2022-02-14

CSS LLC

CLOSED

Shares0 from 116,154

Change-116,154 (-100%)

Value$0 (-$2.0K)

Filed 2022-02-14

Capstone Investment Advisors, LLC

CLOSED

Shares0 from 115,451

Change-115,451 (-100%)

Value$0 (-$2.0K)

Filed 2022-02-11

HRT Financial LP

CLOSED

Shares0 from 113,999

Change-113,999 (-100%)

Value$0 (-$2.0K)

Filed 2022-02-14

Parametric Portfolio Associates LLC

CLOSED

Shares0 from 109,415

Change-109,415 (-100%)

Value$0 (-$1.9K)

Filed 2022-02-15

Havens Advisors LLC

CLOSED

Shares0 from 109,000

Change-109,000 (-100%)

Value$0 (-$1.9K)

Filed 2022-01-31

Stifel Financial Corp

CLOSED

Shares0 from 106,900

Change-106,900 (-100%)

Value$0 (-$1.9K)

Filed 2022-02-14

Tudor Investment Corp ET AL

CLOSED

Shares0 from 100,454

Change-100,454 (-100%)

Value$0 (-$1.8K)

Filed 2022-02-14

Polar Asset Management Partners Inc.

CLOSED

Shares0 from 100,000

Change-100,000 (-100%)

Value$0 (-$1.8K)

Filed 2022-02-14

Chartwell Investment Partners, Inc.

CLOSED

Shares0 from 98,177

Change-98,177 (-100%)

Value$0 (-$1.7K)

Filed 2022-02-15

SG Americas Securities, LLC

CLOSED

Shares0 from 96,664

Change-96,664 (-100%)

Value$0 (-$1.7K)

Filed 2022-02-07

TD Asset Management Inc

CLOSED

Shares0 from 95,435

Change-95,435 (-100%)

Value$0 (-$1.7K)

Filed 2022-02-10

Knights of Columbus Asset Advisors LLC

CLOSED

Shares0 from 79,553

Change-79,553 (-100%)

Value$0 (-$1.4K)

Filed 2022-02-11

British Columbia Investment Management Corp

CLOSED

Shares0 from 76,398

Change-76,398 (-100%)

Value$0 (-$1.3K)

Filed 2022-02-11

Deutsche Bank Ag\

CLOSED

Shares0 from 74,522

Change-74,522 (-100%)

Value$0 (-$1.3K)

Filed 2022-02-16

HAP Trading, LLC

CLOSED

Shares0 from 72,458

Change-72,458 (-100%)

Value$0 (-$1.3K)

Filed 2022-02-14

Guggenheim Capital LLC

CLOSED

Shares0 from 72,367

Change-72,367 (-100%)

Value$0 (-$1.3K)

Filed 2022-02-14

New York State Common Retirement Fund

CLOSED

Shares0 from 70,738

Change-70,738 (-100%)

Value$0 (-$1.2K)

Filed 2022-02-02

Walleye Capital LLC

CLOSED

Shares0 from 70,252

Change-70,252 (-100%)

Value$0 (-$1.2K)

Filed 2022-05-27

Sabby Management, LLC

CLOSED

Shares0 from 70,000

Change-70,000 (-100%)

Value$0 (-$1.2K)

Filed 2022-02-14

Cinctive Capital Management LP

CLOSED

Shares0 from 58,000

Change-58,000 (-100%)

Value$0 (-$1.0K)

Filed 2022-02-14

AlphaCentric Advisors LLC

CLOSED

Shares0 from 54,500

Change-54,500 (-100%)

Value$0 (-$957)

Filed 2022-02-25

American International Group, Inc.

CLOSED

Shares0 from 54,410

Change-54,410 (-100%)

Value$0 (-$955)

Filed 2022-02-11

Quinn Opportunity Partners LLC

CLOSED

Shares0 from 53,847

Change-53,847 (-100%)

Value$0 (-$946)

Filed 2023-02-09

Osaic Holdings, Inc.

CLOSED

Shares0 from 53,572

Change-53,572 (-100%)

Value$0 (-$940)

Filed 2022-02-03

California State Teachers Retirement System

CLOSED

Shares0 from 53,541

Change-53,541 (-100%)

Value$0 (-$940)

Filed 2022-02-15

Truist Financial Corp

CLOSED

Shares0 from 52,722

Change-52,722 (-100%)

Value$0 (-$926)

Filed 2022-02-14

Wolverine Trading, LLC

CLOSED

Shares0 from 51,386

Change-51,386 (-100%)

Value$0 (-$913)

Filed 2022-02-14

Syquant Capital SAS

CLOSED

Shares0 from 50,000

Change-50,000 (-100%)

Value$0 (-$878)

Filed 2022-01-12

Lombard Odier Asset Management (USA) Corp

CLOSED

Shares0 from 50,000

Change-50,000 (-100%)

Value$0 (-$878)

Filed 2022-02-18

Manufacturers Life Insurance Company, the

CLOSED

Shares0 from 49,618

Change-49,618 (-100%)

Value$0 (-$1.1K)

Filed 2022-02-16

Wellington Management Group LLP

CLOSED

Shares0 from 49,258

Change-49,258 (-100%)

Value$0 (-$865)

Filed 2022-02-11

Two Sigma Advisers, LP

CLOSED

Shares0 from 47,000

Change-47,000 (-100%)

Value$0 (-$825)

Filed 2022-02-14

K2 Principal Fund, L.P.

CLOSED

Shares0 from 45,000

Change-45,000 (-100%)

Value$0 (-$790)

Filed 2022-02-11

Raymond James & Associates

CLOSED

Shares0 from 42,037

Change-42,037 (-100%)

Value$0 (-$738)

Filed 2022-02-08

Cubist Systematic Strategies, LLC

CLOSED

Shares0 from 41,816

Change-41,816 (-100%)

Value$0 (-$734)

Filed 2022-02-14

Voya Investment Management LLC

CLOSED

Shares0 from 38,780

Change-38,780 (-100%)

Value$0 (-$681)

Filed 2022-02-14

MetLife Investment Management, LLC

CLOSED

Shares0 from 38,562

Change-38,562 (-100%)

Value$0 (-$677.1K)

Filed 2024-05-17

Invesco Ltd.

CLOSED

Shares0 from 37,627

Change-37,627 (-100%)

Value$0 (-$660)

Filed 2022-02-14

Bank of Montreal

CLOSED

Shares0 from 37,230

Change-37,230 (-100%)

Value$0 (-$666)

Filed 2022-02-11

Centiva Capital, LP

CLOSED

Shares0 from 36,815

Change-36,815 (-100%)

Value$0 (-$690)

Filed 2022-02-14

Citigroup Inc

CLOSED

Shares0 from 36,104

Change-36,104 (-100%)

Value$0 (-$634)

Filed 2022-02-10

BCK Capital Management LP

CLOSED

Shares0 from 34,394

Change-34,394 (-100%)

Value$0 (-$604)

Filed 2022-02-07

D. E. Shaw & Co., Inc.

CLOSED

Shares0 from 34,014

Change-34,014 (-100%)

Value$0 (-$597)

Filed 2022-02-14

Chicago Capital Management, LLC

CLOSED

Shares0 from 32,000

Change-32,000 (-100%)

Value$0 (-$562)

Filed 2022-01-28

Verition Fund Management LLC

CLOSED

Shares0 from 30,530

Change-30,530 (-100%)

Value$0 (-$536)

Filed 2022-05-03

Anson Funds Management LPA

CLOSED

Shares0 from 30,000

Change-30,000 (-100%)

Value$0 (-$527)

Filed 2022-02-14

Metropolitan Life Insurance Co

CLOSED

Shares0 from 29,523

Change-29,523 (-100%)

Value$0 (-$518.4K)

Filed 2023-06-21

Values First Advisors, Inc.

CLOSED

Shares0 from 25,768

Change-25,768 (-100%)

Value$0 (-$452)

Filed 2022-03-10

Blair William & Co

CLOSED

Shares0 from 25,150

Change-25,150 (-100%)

Value$0 (-$442)

Filed 2022-02-14

Prelude Capital Management, LLC

CLOSED

Shares0 from 24,485

Change-24,485 (-100%)

Value$0 (-$430)

Filed 2022-02-14

Russell Investments Group, Ltd.

CLOSED

Shares0 from 23,927

Change-23,927 (-100%)

Value$0 (-$420)

Filed 2022-01-21

Ameriprise Financial Inc

CLOSED

Shares0 from 23,062

Change-23,062 (-100%)

Value$0 (-$405)

Filed 2022-02-14

Strs Ohio

CLOSED

Shares0 from 22,700

Change-22,700 (-100%)

Value$0 (-$398)

Filed 2022-01-24

BNP Paribas Financial Markets

CLOSED

Shares0 from 22,485

Change-22,485 (-100%)

Value$0 (-$394.8K)

Filed 2022-02-09

State Board of Administration of Florida Retirement System

CLOSED

Shares0 from 22,233

Change-22,233 (-100%)

Value$0 (-$390)

Filed 2022-02-08

MacKenzie Financial Corp

CLOSED

Shares0 from 21,420

Change-21,420 (-100%)

Value$0 (-$376)

Filed 2022-02-14

Boothbay Fund Management, LLC

CLOSED

Shares0 from 20,977

Change-20,977 (-100%)

Value$0 (-$368)

Filed 2022-02-14

Connor, Clark & Lunn Investment Management Ltd.

CLOSED

Shares0 from 20,200

Change-20,200 (-100%)

Value$0 (-$355)

Filed 2022-02-10

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 20,097

Change-20,097 (-100%)

Value$0 (-$353)

Filed 2022-02-14

Maven Securities LTD

CLOSED

Shares0 from 20,000

Change-20,000 (-100%)

Value$0 (-$351)

Filed 2022-02-14

Prospera Financial Services Inc

CLOSED

Shares0 from 18,625

Change-18,625 (-100%)

Value$0 (-$327)

Filed 2022-02-10

Mint Tower Capital Management B.V.

CLOSED

Shares0 from 18,100

Change-18,100 (-100%)

Value$0 (-$318)

Filed 2022-02-04

Federation des caisses Desjardins du Quebec

CLOSED

Shares0 from 18,000

Change-18,000 (-100%)

Value$0 (-$312.4K)

Filed 2024-08-30

EP Wealth Advisors, LLC

CLOSED

Shares0 from 17,360

Change-17,360 (-100%)

Value$0 (-$305)

Filed 2022-02-17

Belvedere Trading LLC

CLOSED

Shares0 from 16,487

Change-16,487 (-100%)

Value$0 (-$289)

Filed 2022-01-25

Royal Bank of Canada

CLOSED

Shares0 from 15,518

Change-15,518 (-100%)

Value$0 (-$272)

Filed 2022-02-14

Legal & General Group Plc

CLOSED

Shares0 from 14,060

Change-14,060 (-100%)

Value$0 (-$253)

Filed 2022-02-14

Bourgeon Capital Management LLC

CLOSED

Shares0 from 13,000

Change-13,000 (-100%)

Value$0 (-$228)

Filed 2022-01-31

ProShare Advisors LLC

CLOSED

Shares0 from 12,741

Change-12,741 (-100%)

Value$0 (-$224)

Filed 2022-02-08

AQR Capital Management LLC

CLOSED

Shares0 from 11,895

Change-11,895 (-100%)

Value$0 (-$209)

Filed 2022-02-14

Wolverine Asset Management LLC

CLOSED

Shares0 from 11,862

Change-11,862 (-100%)

Value$0 (-$208)

Filed 2022-02-09

Northwest & Ethical Investments L.P.

CLOSED

Shares0 from 11,570

Change-11,570 (-100%)

Value$0 (-$203.3K)

Filed 2025-07-09

Zurcher Kantonalbank (Zurich Cantonalbank)

CLOSED

Shares0 from 10,424

Change-10,424 (-100%)

Value$0 (-$183)

Filed 2022-02-01

Toronto Dominion Bank

CLOSED

Shares0 from 10,380

Change-10,380 (-100%)

Value$0 (-$183)

Filed 2022-02-04

Principal Financial Group Inc

CLOSED

Shares0 from 10,302

Change-10,302 (-100%)

Value$0 (-$181)

Filed 2022-02-09

Chicago Partners Investment Group LLC

CLOSED

Shares0 from 10,065

Change-10,065 (-100%)

Value$0 (-$179)

Filed 2022-02-15

FNY Investment Advisers, LLC

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$175)

Filed 2022-02-01

Sphinx Trading, LP

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$176)

Filed 2022-01-31

BTG Pactual Global Asset Management Ltd

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$176)

Filed 2022-02-09

Shell Asset Management Co

CLOSED

Shares0 from 8,134

Change-8,134 (-100%)

Value$0 (-$143)

Filed 2022-02-09

Ameritas Investment Partners, Inc.

CLOSED

Shares0 from 7,670

Change-7,670 (-100%)

Value$0 (-$135)

Filed 2022-02-11

Quantbot Technologies LP

CLOSED

Shares0 from 6,900

Change-6,900 (-100%)

Value$0 (-$121)

Filed 2022-02-11

Walleye Trading LLC

CLOSED

Shares0 from 6,400

Change-6,400 (-100%)

Value$0 (-$112)

Filed 2022-02-14

Cutler Group LP

CLOSED

Shares0 from 4,900

Change-4,900 (-100%)

Value$0 (-$86)

Filed 2022-01-18

Wells Fargo & Company

CLOSED

Shares0 from 4,620

Change-4,620 (-100%)

Value$0 (-$81)

Filed 2022-02-14

FourThought Financial, LLC

CLOSED

Shares0 from 2,267

Change-2,267 (-100%)

Value$0 (-$39)

Filed 2022-01-14

Patriot Financial Group Insurance Agency, LLC

CLOSED

Shares0 from 2,000

Change-2,000 (-100%)

Value$0 (-$35)

Filed 2022-01-10

Harbour Investments, Inc.

CLOSED

Shares0 from 1,430

Change-1,430 (-100%)

Value$0 (-$25)

Filed 2022-02-16

UBS Group AG

CLOSED

Shares0 from 1,355

Change-1,355 (-100%)

Value$0 (-$24)

Filed 2022-02-14

Quadrant Capital Group LLC

CLOSED

Shares0 from 1,131

Change-1,131 (-100%)

Value$0 (-$20)

Filed 2022-02-01

Sound Income Strategies, LLC

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$18)

Filed 2022-01-13

Eaton Vance Management

CLOSED

Shares0 from 700

Change-700 (-100%)

Value$0 ($0)

Filed 2022-04-12

PenderFund Capital Management Ltd.

CLOSED

Shares0 from 700

Change-700 (-100%)

Value$0 (-$16)

Filed 2022-02-16

TCI Wealth Advisors, Inc.

CLOSED

Shares0 from 508

Change-508 (-100%)

Value$0 (-$9)

Filed 2022-01-24

Rockefeller Capital Management L.P.

CLOSED

Shares0 from 382

Change-382 (-100%)

Value$0 (-$6)

Filed 2022-02-14

Total Clarity Wealth Management, Inc.

CLOSED

Shares0 from 250

Change-250 (-100%)

Value$0 (-$4)

Filed 2022-02-03

Spectrum Management Group, Inc.

CLOSED

Shares0 from 200

Change-200 (-100%)

Value$0 (-$4)

Filed 2022-02-03

Lindbrook Capital, LLC

CLOSED

Shares0 from 144

Change-144 (-100%)

Value$0 (-$3)

Filed 2022-01-18

Prentice Wealth Management LLC

CLOSED

Shares0 from 120

Change-120 (-100%)

Value$0 (-$2)

Filed 2022-10-31

Bellevue Asset Management, LLC

CLOSED

Shares0 from 111

Change-111 (-100%)

Value$0 (-$2)

Filed 2022-02-03

Raffa Wealth Management, LLC

CLOSED

Shares0 from 100

Change-100 (-100%)

Value$0 (-$1.8K)

Filed 2026-07-27

Captrust Financial Advisors

CLOSED

Shares0 from 34

Change-34 (-100%)

Value$0 (-$1)

Filed 2022-02-14

Aspire Private Capital, LLC

CLOSED

Shares0 from 20

Change-20 (-100%)

Value$0 ($0)

Filed 2022-02-14

Glazer Capital, LLC

CLOSED

Shares0 from 2

Change-2 (-100%)

Value$0 ($0)

Filed 2022-02-14

Proequities, Inc.

CLOSED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2022-02-07

Omni Partners US LLC

N/A

Shares— from 2,366,824

Change-2,366,824 (-100%)

Value—

Knott David M

N/A

Shares— from 198,699

Change-198,699 (-100%)

Value—

Marshall Wace North America, L.P.

N/A

Shares— from 31,361

Change-31,361 (-100%)

Value—

	Status
Optiver Holding B.V.	UNCHANGED	1,049	1,049	0	0%	$18	$18	$0	2022-02-14
Aquatic Capital Management LLC	NEW	700	—	+700	—	—	$0	—	2022-02-14
BlackRock Inc.	CLOSED	0	6,112,610	-6,112,610	-100%	$107.3K	$0	-$107.3K	2022-02-23
NEA Management Company, LLC	CLOSED	0	5,736,363	-5,736,363	-100%	$100.7K	$0	-$100.7K	2022-02-14
Avoro Capital Advisors LLC	CLOSED	0	5,700,000	-5,700,000	-100%	$100.1K	$0	-$100.1K	2022-02-14
Eventide Asset Management, LLC	CLOSED	0	5,227,376	-5,227,376	-100%	$91.8K	$0	-$91.8K	2022-02-14
Magnetar Financial LLC	CLOSED	0	3,271,390	-3,271,390	-100%	$57.4K	$0	-$57.4K	2022-02-14
Pentwater Capital Management LP	CLOSED	0	3,140,000	-3,140,000	-100%	$55.1K	$0	-$55.1K	2022-02-11
Frazier Management LLC	CLOSED	0	3,123,107	-3,123,107	-100%	$55.0K	$0	-$55.0K	2022-02-08
Versor Investments LP	CLOSED	0	1,923,455	-1,923,455	-100%	$33.8K	$0	-$33.8K	2022-02-08
Gabelli Funds LLC	CLOSED	0	1,793,880	-1,793,880	-100%	$31.5K	$0	-$31.5K	2022-02-11
Westchester Capital Management, LLC	CLOSED	0	1,597,153	-1,597,153	-100%	$28.0K	$0	-$28.0K	2022-02-14
JPMorgan Chase & Co	CLOSED	0	1,510,226	-1,510,226	-100%	$26.5K	$0	-$26.5K	2022-02-11
State Street Corp	CLOSED	0	1,421,166	-1,421,166	-100%	$25.0K	$0	-$25.0K	2022-02-14
Morgan Stanley	CLOSED	0	1,396,216	-1,396,216	-100%	$24.5K	$0	-$24.5K	2022-02-14
AQR Arbitrage LLC	CLOSED	0	1,393,859	-1,393,859	-100%	$24.5K	$0	-$24.5K	2022-02-14
Spring Creek Capital LLC	CLOSED	0	1,330,000	-1,330,000	-100%	$23.4K	$0	-$23.4K	2022-02-11
Goldman Sachs Group Inc	CLOSED	0	1,263,721	-1,263,721	-100%	$22.2K	$0	-$22.2K	2022-02-17
Alliancebernstein L.P.	CLOSED	0	1,209,595	-1,209,595	-100%	$21.2K	$0	-$21.2K	2022-02-14
Candriam S.C.A.	CLOSED	0	1,150,280	-1,150,280	-100%	$20.2K	$0	-$20.2K	2022-02-10
Alpine Associates Management Inc.	CLOSED	0	1,140,000	-1,140,000	-100%	$20.0K	$0	-$20.0K	2022-02-08
Segantii Capital Management Ltd	CLOSED	0	1,135,000	-1,135,000	-100%	$19.9K	$0	-$19.9K	2022-01-21
Carlson Capital, L.P.	CLOSED	0	900,000	-900,000	-100%	$15.8K	$0	-$15.8K	2022-02-11
Fairmount Funds Management LLC	CLOSED	0	886,281	-886,281	-100%	$15.6K	$0	-$15.6K	2022-02-14
Geode Capital Management, LLC	CLOSED	0	850,207	-850,207	-100%	$14.9K	$0	-$14.9K	2022-02-11
Franklin Resources Inc	CLOSED	0	803,339	-803,339	-100%	$14.1K	$0	-$14.1K	2022-02-11
Northern Trust Corp	CLOSED	0	772,019	-772,019	-100%	$13.6K	$0	-$13.6K	2022-02-08
Driehaus Capital Management LLC	CLOSED	0	756,426	-756,426	-100%	$13.3K	$0	-$13.3K	2022-02-14
Rock Springs Capital Management LP	CLOSED	0	628,500	-628,500	-100%	$11.0K	$0	-$11.0K	2022-02-14
QVT Financial LP	CLOSED	0	569,333	-569,333	-100%	$10.0K	$0	-$10.0K	2022-02-14
Gabelli & Co Investment Advisers, Inc.	CLOSED	0	563,094	-563,094	-100%	$9.9K	$0	-$9.9K	2022-02-11
Vanguard Group Inc	CLOSED	0	554,749	-554,749	-100%	$9.7K	$0	-$9.7K	2022-02-14
Millennium Management LLC	CLOSED	0	553,684	-553,684	-100%	$9.7K	$0	-$9.7K	2022-02-14
Weiss Multi-Strategy Advisers LLC	CLOSED	0	499,069	-499,069	-100%	$8.8K	$0	-$8.8K	2022-02-14
Man Group plc	CLOSED	0	473,310	-473,310	-100%	$8.3K	$0	-$8.3K	2022-02-14
ACT Capital Management, LLC	CLOSED	0	466,000	-466,000	-100%	$8.2K	$0	-$8.2K	2022-02-03
Crabel Capital Management, LLC	CLOSED	0	423,490	-423,490	-100%	$7.4K	$0	-$7.4K	2022-02-11
Water Island Capital LLC	CLOSED	0	423,290	-423,290	-100%	$7.4K	$0	-$7.4K	2022-02-14
Barclays PLC	CLOSED	0	390,496	-390,496	-100%	$6.9K	$0	-$6.9K	2022-02-23
Susquehanna International Group, LLP	CLOSED	0	379,627	-379,627	-100%	$6.7K	$0	-$6.7K	2022-04-05
Fairfax Financial Holdings LTD/ CAN	CLOSED	0	341,000	-341,000	-100%	$6.0K	$0	-$6.0K	2022-02-14
Ramius Advisors LLC	CLOSED	0	338,042	-338,042	-100%	$5.9K	$0	-$5.9K	2022-02-11
Group One Trading LLC	CLOSED	0	331,989	-331,989	-100%	$5.8K	$0	-$5.8K	2022-02-11
TIG Advisors, LLC	CLOSED	0	323,658	-323,658	-100%	$5.7K	$0	-$5.7K	2022-02-14
Credit Suisse AG/	CLOSED	0	315,046	-315,046	-100%	$5.5K	$0	-$5.5K	2022-02-14
Mangrove Partners IM, LLC	CLOSED	0	310,000	-310,000	-100%	$5.4K	$0	-$5.4K	2022-02-14
Bank of New York Mellon Corp	CLOSED	0	304,203	-304,203	-100%	$5.3K	$0	-$5.3K	2022-02-11
LMR Partners LLP	CLOSED	0	302,522	-302,522	-100%	$5.3K	$0	-$5.3K	2022-02-14
Picton Mahoney Asset Management	CLOSED	0	300,000	-300,000	-100%	$5.3K	$0	-$5.3K	2022-02-15
Bank of America Corp	CLOSED	0	286,918	-286,918	-100%	$5.0K	$0	-$5.0K	2022-02-08
Western Standard LLC	CLOSED	0	265,355	-265,355	-100%	$4.7K	$0	-$4.7K	2022-02-16
Balyasny Asset Management L.P.	CLOSED	0	225,000	-225,000	-100%	$4.0K	$0	-$4.0K	2022-02-14
Charles Schwab Investment Management Inc	CLOSED	0	213,112	-213,112	-100%	$3.7K	$0	-$3.7K	2022-02-11
Affinity Asset Advisors, LLC	CLOSED	0	200,000	-200,000	-100%	$3.5K	$0	-$3.5K	2022-02-11
Gamco Investors, Inc. ET AL	CLOSED	0	199,911	-199,911	-100%	$3.5K	$0	-$3.5K	2022-02-11
Bardin Hill Management Partners LP	CLOSED	0	195,192	-195,192	-100%	$3.4K	$0	-$3.4K	2022-02-14
LPL Financial LLC	CLOSED	0	191,328	-191,328	-100%	$3.4K	$0	-$3.4K	2022-02-14
Jane Street Group, LLC	CLOSED	0	173,761	-173,761	-100%	$3.1K	$0	-$3.1K	2022-02-15
Swiss National Bank	CLOSED	0	172,190	-172,190	-100%	$3.0K	$0	-$3.0K	2022-02-08
Moore Capital Management, LP	CLOSED	0	167,700	-167,700	-100%	$2.9K	$0	-$2.9K	2022-02-14
Marshall Wace, LLP	CLOSED	0	160,062	-160,062	-100%	$2.8K	$0	-$2.8K	2022-02-14
S. Muoio & Co. LLC	CLOSED	0	160,000	-160,000	-100%	$2.8K	$0	-$2.8K	2022-02-10
Odey Asset Management Group Ltd	CLOSED	0	154,409	-154,409	-100%	$2.7K	$0	-$2.7K	2022-02-14
Vident Investment Advisory, LLC	CLOSED	0	150,259	-150,259	-100%	$2.6K	$0	-$2.6K	2022-02-14
Woodline Partners LP	CLOSED	0	139,907	-139,907	-100%	$2.5K	$0	-$2.5K	2022-02-14
First Trust Capital Management L.P.	CLOSED	0	138,187	-138,187	-100%	$2.4K	$0	-$2.4K	2022-02-14
Rhumbline Advisers	CLOSED	0	132,421	-132,421	-100%	$2.3K	$0	-$2.3K	2022-02-10
Equitec Proprietary Markets, LLC	CLOSED	0	126,597	-126,597	-100%	$2.2K	$0	-$2.2K	2022-01-31
State of Wisconsin Investment Board	CLOSED	0	126,500	-126,500	-100%	$2.2K	$0	-$2.2K	2022-02-11
Angelo Gordon & Co., L.P.	CLOSED	0	125,000	-125,000	-100%	$2.2K	$0	-$2.2K	2022-02-14
CSS LLC	CLOSED	0	116,154	-116,154	-100%	$2.0K	$0	-$2.0K	2022-02-14
Capstone Investment Advisors, LLC	CLOSED	0	115,451	-115,451	-100%	$2.0K	$0	-$2.0K	2022-02-11
HRT Financial LP	CLOSED	0	113,999	-113,999	-100%	$2.0K	$0	-$2.0K	2022-02-14
Parametric Portfolio Associates LLC	CLOSED	0	109,415	-109,415	-100%	$1.9K	$0	-$1.9K	2022-02-15
Havens Advisors LLC	CLOSED	0	109,000	-109,000	-100%	$1.9K	$0	-$1.9K	2022-01-31
Stifel Financial Corp	CLOSED	0	106,900	-106,900	-100%	$1.9K	$0	-$1.9K	2022-02-14
Tudor Investment Corp ET AL	CLOSED	0	100,454	-100,454	-100%	$1.8K	$0	-$1.8K	2022-02-14
Polar Asset Management Partners Inc.	CLOSED	0	100,000	-100,000	-100%	$1.8K	$0	-$1.8K	2022-02-14
Chartwell Investment Partners, Inc.	CLOSED	0	98,177	-98,177	-100%	$1.7K	$0	-$1.7K	2022-02-15
SG Americas Securities, LLC	CLOSED	0	96,664	-96,664	-100%	$1.7K	$0	-$1.7K	2022-02-07
TD Asset Management Inc	CLOSED	0	95,435	-95,435	-100%	$1.7K	$0	-$1.7K	2022-02-10
Knights of Columbus Asset Advisors LLC	CLOSED	0	79,553	-79,553	-100%	$1.4K	$0	-$1.4K	2022-02-11
British Columbia Investment Management Corp	CLOSED	0	76,398	-76,398	-100%	$1.3K	$0	-$1.3K	2022-02-11
Deutsche Bank Ag\	CLOSED	0	74,522	-74,522	-100%	$1.3K	$0	-$1.3K	2022-02-16
HAP Trading, LLC	CLOSED	0	72,458	-72,458	-100%	$1.3K	$0	-$1.3K	2022-02-14
Guggenheim Capital LLC	CLOSED	0	72,367	-72,367	-100%	$1.3K	$0	-$1.3K	2022-02-14
New York State Common Retirement Fund	CLOSED	0	70,738	-70,738	-100%	$1.2K	$0	-$1.2K	2022-02-02
Walleye Capital LLC	CLOSED	0	70,252	-70,252	-100%	$1.2K	$0	-$1.2K	2022-05-27
Sabby Management, LLC	CLOSED	0	70,000	-70,000	-100%	$1.2K	$0	-$1.2K	2022-02-14
Cinctive Capital Management LP	CLOSED	0	58,000	-58,000	-100%	$1.0K	$0	-$1.0K	2022-02-14
AlphaCentric Advisors LLC	CLOSED	0	54,500	-54,500	-100%	$957	$0	-$957	2022-02-25
American International Group, Inc.	CLOSED	0	54,410	-54,410	-100%	$955	$0	-$955	2022-02-11
Quinn Opportunity Partners LLC	CLOSED	0	53,847	-53,847	-100%	$946	$0	-$946	2023-02-09
Osaic Holdings, Inc.	CLOSED	0	53,572	-53,572	-100%	$940	$0	-$940	2022-02-03
California State Teachers Retirement System	CLOSED	0	53,541	-53,541	-100%	$940	$0	-$940	2022-02-15
Truist Financial Corp	CLOSED	0	52,722	-52,722	-100%	$926	$0	-$926	2022-02-14
Wolverine Trading, LLC	CLOSED	0	51,386	-51,386	-100%	$913	$0	-$913	2022-02-14
Syquant Capital SAS	CLOSED	0	50,000	-50,000	-100%	$878	$0	-$878	2022-01-12
Lombard Odier Asset Management (USA) Corp	CLOSED	0	50,000	-50,000	-100%	$878	$0	-$878	2022-02-18
Manufacturers Life Insurance Company, the	CLOSED	0	49,618	-49,618	-100%	$1.1K	$0	-$1.1K	2022-02-16
Wellington Management Group LLP	CLOSED	0	49,258	-49,258	-100%	$865	$0	-$865	2022-02-11
Two Sigma Advisers, LP	CLOSED	0	47,000	-47,000	-100%	$825	$0	-$825	2022-02-14
K2 Principal Fund, L.P.	CLOSED	0	45,000	-45,000	-100%	$790	$0	-$790	2022-02-11
Raymond James & Associates	CLOSED	0	42,037	-42,037	-100%	$738	$0	-$738	2022-02-08
Cubist Systematic Strategies, LLC	CLOSED	0	41,816	-41,816	-100%	$734	$0	-$734	2022-02-14
Voya Investment Management LLC	CLOSED	0	38,780	-38,780	-100%	$681	$0	-$681	2022-02-14
MetLife Investment Management, LLC	CLOSED	0	38,562	-38,562	-100%	$677.1K	$0	-$677.1K	2024-05-17
Invesco Ltd.	CLOSED	0	37,627	-37,627	-100%	$660	$0	-$660	2022-02-14
Bank of Montreal	CLOSED	0	37,230	-37,230	-100%	$666	$0	-$666	2022-02-11
Centiva Capital, LP	CLOSED	0	36,815	-36,815	-100%	$690	$0	-$690	2022-02-14
Citigroup Inc	CLOSED	0	36,104	-36,104	-100%	$634	$0	-$634	2022-02-10
BCK Capital Management LP	CLOSED	0	34,394	-34,394	-100%	$604	$0	-$604	2022-02-07
D. E. Shaw & Co., Inc.	CLOSED	0	34,014	-34,014	-100%	$597	$0	-$597	2022-02-14
Chicago Capital Management, LLC	CLOSED	0	32,000	-32,000	-100%	$562	$0	-$562	2022-01-28
Verition Fund Management LLC	CLOSED	0	30,530	-30,530	-100%	$536	$0	-$536	2022-05-03
Anson Funds Management LPA	CLOSED	0	30,000	-30,000	-100%	$527	$0	-$527	2022-02-14
Metropolitan Life Insurance Co	CLOSED	0	29,523	-29,523	-100%	$518.4K	$0	-$518.4K	2023-06-21
Values First Advisors, Inc.	CLOSED	0	25,768	-25,768	-100%	$452	$0	-$452	2022-03-10
Blair William & Co	CLOSED	0	25,150	-25,150	-100%	$442	$0	-$442	2022-02-14
Prelude Capital Management, LLC	CLOSED	0	24,485	-24,485	-100%	$430	$0	-$430	2022-02-14
Russell Investments Group, Ltd.	CLOSED	0	23,927	-23,927	-100%	$420	$0	-$420	2022-01-21
Ameriprise Financial Inc	CLOSED	0	23,062	-23,062	-100%	$405	$0	-$405	2022-02-14
Strs Ohio	CLOSED	0	22,700	-22,700	-100%	$398	$0	-$398	2022-01-24
BNP Paribas Financial Markets	CLOSED	0	22,485	-22,485	-100%	$394.8K	$0	-$394.8K	2022-02-09
State Board of Administration of Florida Retirement System	CLOSED	0	22,233	-22,233	-100%	$390	$0	-$390	2022-02-08
MacKenzie Financial Corp	CLOSED	0	21,420	-21,420	-100%	$376	$0	-$376	2022-02-14
Boothbay Fund Management, LLC	CLOSED	0	20,977	-20,977	-100%	$368	$0	-$368	2022-02-14
Connor, Clark & Lunn Investment Management Ltd.	CLOSED	0	20,200	-20,200	-100%	$355	$0	-$355	2022-02-10
Tower Research Capital LLC (TRC)	CLOSED	0	20,097	-20,097	-100%	$353	$0	-$353	2022-02-14
Maven Securities LTD	CLOSED	0	20,000	-20,000	-100%	$351	$0	-$351	2022-02-14
Prospera Financial Services Inc	CLOSED	0	18,625	-18,625	-100%	$327	$0	-$327	2022-02-10
Mint Tower Capital Management B.V.	CLOSED	0	18,100	-18,100	-100%	$318	$0	-$318	2022-02-04
Federation des caisses Desjardins du Quebec	CLOSED	0	18,000	-18,000	-100%	$312.4K	$0	-$312.4K	2024-08-30
EP Wealth Advisors, LLC	CLOSED	0	17,360	-17,360	-100%	$305	$0	-$305	2022-02-17
Belvedere Trading LLC	CLOSED	0	16,487	-16,487	-100%	$289	$0	-$289	2022-01-25
Royal Bank of Canada	CLOSED	0	15,518	-15,518	-100%	$272	$0	-$272	2022-02-14
Legal & General Group Plc	CLOSED	0	14,060	-14,060	-100%	$253	$0	-$253	2022-02-14
Bourgeon Capital Management LLC	CLOSED	0	13,000	-13,000	-100%	$228	$0	-$228	2022-01-31
ProShare Advisors LLC	CLOSED	0	12,741	-12,741	-100%	$224	$0	-$224	2022-02-08
AQR Capital Management LLC	CLOSED	0	11,895	-11,895	-100%	$209	$0	-$209	2022-02-14
Wolverine Asset Management LLC	CLOSED	0	11,862	-11,862	-100%	$208	$0	-$208	2022-02-09
Northwest & Ethical Investments L.P.	CLOSED	0	11,570	-11,570	-100%	$203.3K	$0	-$203.3K	2025-07-09
Zurcher Kantonalbank (Zurich Cantonalbank)	CLOSED	0	10,424	-10,424	-100%	$183	$0	-$183	2022-02-01
Toronto Dominion Bank	CLOSED	0	10,380	-10,380	-100%	$183	$0	-$183	2022-02-04
Principal Financial Group Inc	CLOSED	0	10,302	-10,302	-100%	$181	$0	-$181	2022-02-09
Chicago Partners Investment Group LLC	CLOSED	0	10,065	-10,065	-100%	$179	$0	-$179	2022-02-15
FNY Investment Advisers, LLC	CLOSED	0	10,000	-10,000	-100%	$175	$0	-$175	2022-02-01
Sphinx Trading, LP	CLOSED	0	10,000	-10,000	-100%	$176	$0	-$176	2022-01-31
BTG Pactual Global Asset Management Ltd	CLOSED	0	10,000	-10,000	-100%	$176	$0	-$176	2022-02-09
Shell Asset Management Co	CLOSED	0	8,134	-8,134	-100%	$143	$0	-$143	2022-02-09
Ameritas Investment Partners, Inc.	CLOSED	0	7,670	-7,670	-100%	$135	$0	-$135	2022-02-11
Quantbot Technologies LP	CLOSED	0	6,900	-6,900	-100%	$121	$0	-$121	2022-02-11
Walleye Trading LLC	CLOSED	0	6,400	-6,400	-100%	$112	$0	-$112	2022-02-14
Cutler Group LP	CLOSED	0	4,900	-4,900	-100%	$86	$0	-$86	2022-01-18
Wells Fargo & Company	CLOSED	0	4,620	-4,620	-100%	$81	$0	-$81	2022-02-14
FourThought Financial, LLC	CLOSED	0	2,267	-2,267	-100%	$39	$0	-$39	2022-01-14
Patriot Financial Group Insurance Agency, LLC	CLOSED	0	2,000	-2,000	-100%	$35	$0	-$35	2022-01-10
Harbour Investments, Inc.	CLOSED	0	1,430	-1,430	-100%	$25	$0	-$25	2022-02-16
UBS Group AG	CLOSED	0	1,355	-1,355	-100%	$24	$0	-$24	2022-02-14
Quadrant Capital Group LLC	CLOSED	0	1,131	-1,131	-100%	$20	$0	-$20	2022-02-01
Sound Income Strategies, LLC	CLOSED	0	1,000	-1,000	-100%	$18	$0	-$18	2022-01-13
Eaton Vance Management	CLOSED	0	700	-700	-100%	$0	$0	$0	2022-04-12
PenderFund Capital Management Ltd.	CLOSED	0	700	-700	-100%	$16	$0	-$16	2022-02-16
TCI Wealth Advisors, Inc.	CLOSED	0	508	-508	-100%	$9	$0	-$9	2022-01-24
Rockefeller Capital Management L.P.	CLOSED	0	382	-382	-100%	$6	$0	-$6	2022-02-14
Total Clarity Wealth Management, Inc.	CLOSED	0	250	-250	-100%	$4	$0	-$4	2022-02-03
Spectrum Management Group, Inc.	CLOSED	0	200	-200	-100%	$4	$0	-$4	2022-02-03
Lindbrook Capital, LLC	CLOSED	0	144	-144	-100%	$3	$0	-$3	2022-01-18
Prentice Wealth Management LLC	CLOSED	0	120	-120	-100%	$2	$0	-$2	2022-10-31
Bellevue Asset Management, LLC	CLOSED	0	111	-111	-100%	$2	$0	-$2	2022-02-03
Raffa Wealth Management, LLC	CLOSED	0	100	-100	-100%	$1.8K	$0	-$1.8K	2026-07-27
Captrust Financial Advisors	CLOSED	0	34	-34	-100%	$1	$0	-$1	2022-02-14
Aspire Private Capital, LLC	CLOSED	0	20	-20	-100%	$0	$0	$0	2022-02-14
Glazer Capital, LLC	CLOSED	0	2	-2	-100%	$0	$0	$0	2022-02-14
Proequities, Inc.	CLOSED	0	0	0	—	$0	$0	$0	2022-02-07
Omni Partners US LLC	N/A	—	2,366,824	-2,366,824	-100%	$41.6K	—	—	—
Knott David M	N/A	—	198,699	-198,699	-100%	$3.5K	—	—	—
Marshall Wace North America, L.P.	N/A	—	31,361	-31,361	-100%	$550	—	—	—

Showing 178 of 178 institutions