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Ballast Small Cap ETF (MGMT)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
CPC Advisors, LLC
INCREASED
Shares692,407 from 685,108
Change+7,299 (+1%)
Value$33.6M (-$1.3M)
Filed 2026-10-21
Hedeker Wealth, LLC
INCREASED
Shares184,514 from 169,432
Change+15,082 (+9%)
Value$9.0M (+$316.5K)
Filed 2026-10-23
Englebert Financial Advisers, LLC
DECREASED
Shares163,167 from 168,140
Change-4,973 (-3%)
Value$7.9M (-$653.2K)
Filed 2026-10-20
Weaver Consulting Group
INCREASED
Shares150,908 from 149,938
Change+970 (+1%)
Value$7.3M (-$320.3K)
Filed 2026-10-07
First City Capital Management, Inc.
DECREASED
Shares149,749 from 150,619
Change-870 (-1%)
Value$7.3M (-$411.2K)
Filed 2026-10-27
Commerce Advisors, LLC
DECREASED
Shares131,383 from 132,153
Change-770 (-1%)
Value$6.4M (-$361.1K)
Filed 2026-10-19
Cape Investment Advisory, Inc.
INCREASED
Shares81,520 from 81,430
Change+90 (+0%)
Value$4.0M (-$195.1K)
Filed 2026-10-13
HB Wealth Management, LLC
INCREASED
Shares40,746 from 40,745
Change+1 (0%)
Value$2.0M (-$99.8K)
Filed 2026-10-23
Nations Financial Group Inc,
UNCHANGED
Shares24,883 from 24,883
Change0 (0%)
Value$1.2M (-$61.0K)
Filed 2026-11-05
Miller Global Investments, LLC
DECREASED
Shares14,227 from 14,303
Change-76 (-1%)
Value$690.2K (-$38.7K)
Filed 2026-10-02
Verdence Capital Advisors LLC
UNCHANGED
Shares13,465 from 13,465
Change0 (0%)
Value$653.2K (-$33.0K)
Filed 2026-10-26
Krilogy Financial LLC
DECREASED
Shares12,141 from 12,326
Change-185 (-1%)
Value$595.8K (-$32.4K)
Filed 2026-10-13
SpringVest Wealth Management LLC
INCREASED
Shares9,955 from 9,093
Change+862 (+9%)
Value$482.9K (+$19.5K)
Filed 2026-10-27
Sapient Capital LLC
INCREASED
Shares9,347 from 7,842
Change+1,505 (+19%)
Value$453.4K (+$53.8K)
Filed 2026-10-08
Tactive Advisors, LLC
DECREASED
Shares8,328 from 9,722
Change-1,394 (-14%)
Value$404.0K (-$91.4K)
Filed 2026-10-08
Capital Advisors, Ltd. LLC
UNCHANGED
Shares7,892 from 7,892
Change0 (0%)
Value$383 (-$19)
Filed 2026-10-27
Summit Asset Management, LLC
UNCHANGED
Shares7,650 from 7,650
Change0 (0%)
Value$371.1K (-$18.7K)
Filed 2026-11-05
Frontier Asset Management, LLC
INCREASED
Shares5,596 from 5,194
Change+402 (+8%)
Value$271.5K (+$6.8K)
Filed 2026-10-28
Atlas Brown,Inc.
UNCHANGED
Shares5,000 from 5,000
Change0 (0%)
Value$242.6K (-$12.3K)
Filed 2026-10-09
Quantify Chaos Advisors, LLC
DECREASED
Shares4,982 from 5,302
Change-320 (-6%)
Value$241.7K (-$28.5K)
Filed 2026-11-04
Vann Equity Management LLC
INCREASED
Shares4,472 from 4,386
Change+86 (+2%)
Value$216.9K (-$6.6K)
Filed 2026-10-08
LPL Financial LLC
DECREASED
Shares4,178 from 4,593
Change-415 (-9%)
Value$202.7K (-$31.4K)
Filed 2026-11-06
Fifth Third Bancorp
DECREASED
Shares3,425 from 3,644
Change-219 (-6%)
Value$166.2K (-$19.6K)
Filed 2026-11-05
Harbor Investment Advisory, LLC
UNCHANGED
Shares655 from 655
Change0 (0%)
Value$31.8K (-$1.6K)
Filed 2026-10-13
Rydar Equities, Inc.
NEW
Shares56
Change+56
Value$2.8K
Filed 2026-10-13
IFP Advisors, Inc
UNCHANGED
Shares16 from 16
Change0 (0%)
Value$776 (-$39)
Filed 2026-10-16
Raymond James Financial Inc
N/A
Shares— from 225,715
Change-225,715 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 201,381
Change-201,381 (-100%)
Value—
Dakota Wealth Management
N/A
Shares— from 145,061
Change-145,061 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 82,202
Change-82,202 (-100%)
Value—
Thomasville National Bank
N/A
Shares— from 70,853
Change-70,853 (-100%)
Value—
Waverly Advisors, LLC
N/A
Shares— from 57,215
Change-57,215 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 49,148
Change-49,148 (-100%)
Value—
HighTower Advisors, LLC
N/A
Shares— from 40,452
Change-40,452 (-100%)
Value—
Argent Trust Co
N/A
Shares— from 38,680
Change-38,680 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 35,785
Change-35,785 (-100%)
Value—
Cary Street Partners Financial LLC
N/A
Shares— from 27,279
Change-27,279 (-100%)
Value—
Benjamin Edwards Inc
N/A
Shares— from 26,963
Change-26,963 (-100%)
Value—
GTS Securities LLC
N/A
Shares— from 25,495
Change-25,495 (-100%)
Value—
Heritage Trust Co
N/A
Shares— from 14,886
Change-14,886 (-100%)
Value—
Pure Financial Advisors, LLC
N/A
Shares— from 13,629
Change-13,629 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 12,026
Change-12,026 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 10,575
Change-10,575 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 10,060
Change-10,060 (-100%)
Value—
Sanctuary Advisors, LLC
N/A
Shares— from 7,403
Change-7,403 (-100%)
Value—
JPMorgan Chase & Co
N/A
Shares— from 6,493
Change-6,493 (-100%)
Value—
VeraBank, N.A.
N/A
Shares— from 4,238
Change-4,238 (-100%)
Value—
Allied Private Wealth LLC
N/A
Shares— from 3,715
Change-3,715 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 3,517
Change-3,517 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 596
Change-596 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 300
Change-300 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 286
Change-286 (-100%)
Value—
BlackRock, Inc.
N/A
Shares— from 249
Change-249 (-100%)
Value—
FMR LLC
N/A
Shares— from 34
Change-34 (-100%)
Value—
Status
CPC Advisors, LLC
INCREASED692,407685,108+7,299+1%$34.9M$33.6M-$1.3M2026-10-21
Hedeker Wealth, LLC
INCREASED184,514169,432+15,082+9%$8.6M$9.0M+$316.5K2026-10-23
Englebert Financial Advisers, LLC
DECREASED163,167168,140-4,973-3%$8.6M$7.9M-$653.2K2026-10-20
Weaver Consulting Group
INCREASED150,908149,938+970+1%$7.6M$7.3M-$320.3K2026-10-07
First City Capital Management, Inc.
DECREASED149,749150,619-870-1%$7.7M$7.3M-$411.2K2026-10-27
Commerce Advisors, LLC
DECREASED131,383132,153-770-1%$6.7M$6.4M-$361.1K2026-10-19
Cape Investment Advisory, Inc.
INCREASED81,52081,430+90+0%$4.1M$4.0M-$195.1K2026-10-13
HB Wealth Management, LLC
INCREASED40,74640,745+10%$2.1M$2.0M-$99.8K2026-10-23
Nations Financial Group Inc,
UNCHANGED24,88324,88300%$1.3M$1.2M-$61.0K2026-11-05
Miller Global Investments, LLC
DECREASED14,22714,303-76-1%$728.9K$690.2K-$38.7K2026-10-02
Verdence Capital Advisors LLC
UNCHANGED13,46513,46500%$686.2K$653.2K-$33.0K2026-10-26
Krilogy Financial LLC
DECREASED12,14112,326-185-1%$628.1K$595.8K-$32.4K2026-10-13
SpringVest Wealth Management LLC
INCREASED9,9559,093+862+9%$463.4K$482.9K+$19.5K2026-10-27
Sapient Capital LLC
INCREASED9,3477,842+1,505+19%$399.6K$453.4K+$53.8K2026-10-08
Tactive Advisors, LLC
DECREASED8,3289,722-1,394-14%$495.4K$404.0K-$91.4K2026-10-08
Capital Advisors, Ltd. LLC
UNCHANGED7,8927,89200%$402$383-$192026-10-27
Summit Asset Management, LLC
UNCHANGED7,6507,65000%$389.8K$371.1K-$18.7K2026-11-05
Frontier Asset Management, LLC
INCREASED5,5965,194+402+8%$264.7K$271.5K+$6.8K2026-10-28
Atlas Brown,Inc.
UNCHANGED5,0005,00000%$254.8K$242.6K-$12.3K2026-10-09
Quantify Chaos Advisors, LLC
DECREASED4,9825,302-320-6%$270.2K$241.7K-$28.5K2026-11-04
Vann Equity Management LLC
INCREASED4,4724,386+86+2%$223.5K$216.9K-$6.6K2026-10-08
LPL Financial LLC
DECREASED4,1784,593-415-9%$234.1K$202.7K-$31.4K2026-11-06
Fifth Third Bancorp
DECREASED3,4253,644-219-6%$185.7K$166.2K-$19.6K2026-11-05
Harbor Investment Advisory, LLC
UNCHANGED65565500%$33.4K$31.8K-$1.6K2026-10-13
Rydar Equities, Inc.
NEW56—+56——$2.8K—2026-10-13
IFP Advisors, Inc
UNCHANGED161600%$815$776-$392026-10-16
Raymond James Financial Inc
N/A—225,715-225,715-100%$11.5M———
Rockefeller Capital Management L.P.
N/A—201,381-201,381-100%$10.3M———
Dakota Wealth Management
N/A—145,061-145,061-100%$7.4M———
Envestnet Asset Management Inc
N/A—82,202-82,202-100%$4.2M———
Thomasville National Bank
N/A—70,853-70,853-100%$3.6M———
Waverly Advisors, LLC
N/A—57,215-57,215-100%$2.9M———
Steward Partners Investment Advisory, LLC
N/A—49,148-49,148-100%$2.5M———
HighTower Advisors, LLC
N/A—40,452-40,452-100%$2.1M———
Argent Trust Co
N/A—38,680-38,680-100%$2.0M———
Janney Montgomery Scott LLC
N/A—35,785-35,785-100%$1.8M———
Cary Street Partners Financial LLC
N/A—27,279-27,279-100%$1.4M———
Benjamin Edwards Inc
N/A—26,963-26,963-100%$1.4M———
GTS Securities LLC
N/A—25,495-25,495-100%$1.3M———
Heritage Trust Co
N/A—14,886-14,886-100%$758.6K———
Pure Financial Advisors, LLC
N/A—13,629-13,629-100%$694.5K———
Citadel Advisors LLC
N/A—12,026-12,026-100%$612.8K———
Stifel Financial Corp
N/A—10,575-10,575-100%$538.9K———
HRT Financial LP
N/A—10,060-10,060-100%$512.0K———
Sanctuary Advisors, LLC
N/A—7,403-7,403-100%$377.3K———
JPMorgan Chase & Co
N/A—6,493-6,493-100%$329.0K———
VeraBank, N.A.
N/A—4,238-4,238-100%$216.0K———
Allied Private Wealth LLC
N/A—3,715-3,715-100%$183.9K———
Global Retirement Partners, LLC
N/A—3,517-3,517-100%$179.2K———
Morgan Stanley
N/A—596-596-100%$30.4K———
Osaic Holdings, Inc.
N/A—300-300-100%$15.3K———
Jones Financial Companies Lllp
N/A—286-286-100%$14.5K———
BlackRock, Inc.
N/A—249-249-100%$12.7K———
FMR LLC
N/A—34-34-100%$1.7K———
Showing 54 of 54 institutions