United Technologies Corp

Q1 2015 vs Q2 2015

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Allianz Asset Management GmbH

INCREASED

Shares3,188,920 from 25,000

Change+3,163,920 (+12656%)

Value$182.7K (+$181.2K)

Filed 2015-09-22

Calamos Advisors LLC

DECREASED

Shares2,017,921 from 2,075,248

Change-57,327 (-3%)

Value$115.6K (-$12.1K)

Filed 2015-08-14

Clearbridge Investments, LLC

DECREASED

Shares1,958,850 from 1,982,095

Change-23,245 (-1%)

Value$112.2K (-$9.7K)

Filed 2015-08-17

Kohlberg Kravis Roberts & Co. L.P.

NEW

Shares1,586,834

Change+1,586,834

Value$90.9K

Filed 2016-04-01

Manufacturers Life Insurance Company, the

INCREASED

Shares1,128,993 from 1,112,133

Change+16,860 (+2%)

Value$64.7K (-$3.8K)

Filed 2015-08-14

Franklin Resources Inc

DECREASED

Shares871,245 from 883,805

Change-12,560 (-1%)

Value$49.9K (-$4.5K)

Filed 2015-08-12

BlackRock Advisors LLC

DECREASED

Shares776,072 from 832,072

Change-56,000 (-7%)

Value$44.5K (-$6.7K)

Filed 2015-10-09

Massachusetts Financial Services Co

DECREASED

Shares702,385 from 707,660

Change-5,275 (-1%)

Value$40.2M (-$3.3M)

Filed 2015-08-13

Equitec Specialists, LLC

INCREASED

Shares688,274 from 336,721

Change+351,553 (+104%)

Value$39.4K (+$18.7K)

Filed 2015-08-05

Federated Hermes, Inc.

UNCHANGED

Shares688,211 from 688,211

Change0 (0%)

Value$39.4K (-$2.9K)

Filed 2015-08-12

Victory Capital Management Inc

INCREASED

Shares655,139 from 653,533

Change+1,606 (+0%)

Value$37.5K (-$2.7K)

Filed 2015-08-14

Mackay Shields LLC

DECREASED

Shares627,463 from 633,249

Change-5,786 (-1%)

Value$36.0K (-$3.0K)

Filed 2015-08-03

Bank of New York Mellon Corp

DECREASED

Shares490,863 from 504,381

Change-13,518 (-3%)

Value$28.1K (-$2.9K)

Filed 2016-04-01

Advent Capital Management

DECREASED

Shares463,105 from 559,842

Change-96,737 (-17%)

Value$26.5K (-$7.9K)

Filed 2015-07-24

FMR LLC

DECREASED

Shares443,700 from 1,069,200

Change-625,500 (-58%)

Value$25.4K (-$40.4K)

Filed 2015-08-25

Bank of America Corp

INCREASED

Shares402,730 from 161,945

Change+240,785 (+149%)

Value$23.1K (+$13.1K)

Filed 2015-11-20

Deutsche Bank Ag\

INCREASED

Shares342,029 from 36,586

Change+305,443 (+835%)

Value$19.6K (+$17.3K)

Filed 2015-08-12

Citadel Advisors LLC

UNCHANGED

Shares300,000 from 300,000

Change0 (0%)

Value$17.3K (-$1.1K)

Filed 2016-02-05

Guardian Life Insurance Co of America

UNCHANGED

Shares300,000 from 300,000

Change0 (0%)

Value$17.2K (-$1.3K)

Filed 2015-08-14

JPMorgan Chase & Co

DECREASED

Shares285,223 from 291,176

Change-5,953 (-2%)

Value$16.3K (-$1.6K)

Filed 2015-08-14

Janus Capital Management LLC

UNCHANGED

Shares264,550 from 264,550

Change0 (0%)

Value$15.2K (-$1.1K)

Filed 2015-08-17

Invesco Ltd.

DECREASED

Shares250,000 from 305,900

Change-55,900 (-18%)

Value$14.3K (-$4.5K)

Filed 2015-08-14

Lord, Abbett & Co. LLC

INCREASED

Shares249,764 from 246,759

Change+3,005 (+1%)

Value$14.3K (-$875)

Filed 2015-08-14

SG Americas Securities, LLC

INCREASED

Shares181,000 from 78,000

Change+103,000 (+132%)

Value$10.4K (+$5.6K)

Filed 2015-08-06

Putnam Investments LLC

DECREASED

Shares176,979 from 251,714

Change-74,735 (-30%)

Value$10.1K (-$5.4K)

Filed 2015-08-14

BlackRock Group LTD

DECREASED

Shares166,503 from 174,503

Change-8,000 (-5%)

Value$9.5K (-$1.2K)

Filed 2015-10-09

Credit Suisse AG/

INCREASED

Shares137,600 from 65,000

Change+72,600 (+112%)

Value$7.9K (+$3.9K)

Filed 2015-08-13

Morgan Stanley

DECREASED

Shares130,600 from 239,753

Change-109,153 (-46%)

Value$7.5K (-$7.2K)

Filed 2015-08-12

Van Eck Associates Corp

DECREASED

Shares124,819 from 138,218

Change-13,399 (-10%)

Value$7.2K (-$1.4K)

Filed 2015-08-12

Managed Account Advisors LLC

DECREASED

Shares107,138 from 114,238

Change-7,100 (-6%)

Value$6.1K (-$891)

Filed 2015-08-14

Wells Fargo & Company

INCREASED

Shares81,245 from 60,347

Change+20,898 (+35%)

Value$4.7K (+$941)

Filed 2015-08-14

Aegon USA Investment Management, LLC

UNCHANGED

Shares80,000 from 80,000

Change0 (0%)

Value$4.9K (-$49)

Filed 2015-08-03

Camden Asset Management L P

INCREASED

Shares78,379 from 3,975

Change+74,404 (+1872%)

Value$4.5K (+$4.2K)

Filed 2017-05-03

Zurcher Kantonalbank (Zurich Cantonalbank)

UNCHANGED

Shares60,000 from 60,000

Change0 (0%)

Value$3.5K (-$224)

Filed 2015-08-11

Palisade Capital Management, LP

DECREASED

Shares58,891 from 91,586

Change-32,695 (-36%)

Value$3.4K (-$2.2K)

Filed 2015-08-11

Macquarie Group LTD

UNCHANGED

Shares52,715 from 52,715

Change0 (0%)

Value$3.0K (-$223)

Filed 2015-08-21

BlackRock Investment Management, LLC

UNCHANGED

Shares51,615 from 51,615

Change0 (0%)

Value$3.0K (-$218)

Filed 2015-10-09

Jennison Associates LLC

UNCHANGED

Shares48,297 from 48,297

Change0 (0%)

Value$2.8K (-$205)

Filed 2015-08-03

Keybank National Association

UNCHANGED

Shares46,219 from 46,219

Change0 (0%)

Value$2.6K (-$196)

Filed 2015-08-10

Neuberger Berman Group LLC

DECREASED

Shares46,002 from 48,177

Change-2,175 (-5%)

Value$2.6K (-$329)

Filed 2015-07-31

SSI Investment Management LLC

DECREASED

Shares45,489 from 55,758

Change-10,269 (-18%)

Value$2.6K (-$795)

Filed 2015-08-11

Edgemoor Investment Advisors, Inc.

DECREASED

Shares44,415 from 44,765

Change-350 (-1%)

Value$2.5K (-$210)

Filed 2015-07-31

Laffer Tengler Investments, Inc.

DECREASED

Shares41,738 from 46,441

Change-4,703 (-10%)

Value$2.4M (-$449.6K)

Filed 2015-08-14

Conning Inc.

DECREASED

Shares39,591 from 43,990

Change-4,399 (-10%)

Value$2.3K (-$438)

Filed 2015-08-03

CSS LLC

DECREASED

Shares38,987 from 76,289

Change-37,302 (-49%)

Value$2.3K (-$2.4K)

Filed 2015-08-14

Lodestar Investment Counsel LLC

UNCHANGED

Shares38,000 from 38,000

Change0 (0%)

Value$2.2K (-$162)

Filed 2015-07-22

Calamos Wealth Management LLC

INCREASED

Shares36,424 from 35,880

Change+544 (+2%)

Value$2.1K (-$121)

Filed 2015-08-17

Raymond James & Associates

DECREASED

Shares35,368 from 36,405

Change-1,037 (-3%)

Value$2.0K (-$213)

Filed 2015-08-13

Ameriprise Financial Inc

DECREASED

Shares32,408 from 449,695

Change-417,287 (-93%)

Value$1.9K (-$25.8K)

Filed 2015-08-13

Barclays PLC

INCREASED

Shares30,000 from 200

Change+29,800 (+14900%)

Value$1.7K (+$1.7K)

Filed 2015-08-14

Jupiter Asset Management LTD

NEW

Shares29,000

Change+29,000

Value$1.7K

Filed 2015-11-06

Aviva PLC

UNCHANGED

Shares22,000 from 22,000

Change0 (0%)

Value$1.3K (-$93)

Filed 2015-08-06

BlackRock Inc.

DECREASED

Shares21,363 from 22,363

Change-1,000 (-4%)

Value$1.2K (-$153)

Filed 2015-10-09

Dinsmore Capital Management Co

DECREASED

Shares20,000 from 40,000

Change-20,000 (-50%)

Value$1.1K (-$1.3K)

Filed 2015-07-30

Wolverine Asset Management LLC

UNCHANGED

Shares20,000 from 20,000

Change0 (0%)

Value$1.2K (-$77)

Filed 2015-08-14

Thrivent Financial for Lutherans

UNCHANGED

Shares16,000 from 16,000

Change0 (0%)

Value$919 (-$68)

Filed 2015-08-14

Citizens Business Bank

UNCHANGED

Shares15,000 from 15,000

Change0 (0%)

Value$860 (-$63)

Filed 2022-11-18

Price T Rowe Associates Inc

UNCHANGED

Shares11,900 from 11,900

Change0 (0%)

Value$686 (-$48)

Filed 2015-08-14

BlackRock Institutional Trust Company, N.A.

UNCHANGED

Shares11,571 from 11,571

Change0 (0%)

Value$663 (-$49)

Filed 2015-10-09

MacKenzie Financial Corp

INCREASED

Shares10,253 from 8,285

Change+1,968 (+24%)

Value$587 (+$77)

Filed 2015-08-13

Middleton & Co Inc

DECREASED

Shares8,850 from 12,300

Change-3,450 (-28%)

Value$507 (-$250)

Filed 2015-07-15

Murphy Capital Management Inc

NEW

Shares8,450

Change+8,450

Value$484

Filed 2015-07-23

UBS Group AG

DECREASED

Shares7,251 from 7,630

Change-379 (-5%)

Value$415 (-$55)

Filed 2015-08-14

American International Group, Inc.

DECREASED

Shares7,167 from 9,147

Change-1,980 (-22%)

Value$410.7K (-$152.2K)

Filed 2015-08-26

Two Sigma Securities, LLC

NEW

Shares4,491

Change+4,491

Value$257

Filed 2015-08-14

Berkshire Asset Management LLC

UNCHANGED

Shares4,240 from 4,240

Change0 (0%)

Value$243 (-$18)

Filed 2015-07-10

Prospera Financial Services Inc

UNCHANGED

Shares4,000 from 4,000

Change0 (0%)

Value$229 (-$17)

Filed 2015-08-07

First Allied Advisory Services, Inc.

UNCHANGED

Shares3,778 from 3,778

Change0 (0%)

Value$217 (-$18)

Filed 2015-08-13

Carl Domino Inc

DECREASED

Shares3,650 from 3,850

Change-200 (-5%)

Value$209 (-$28)

Filed 2015-07-20

Shamrock Asset Management LLC

DECREASED

Shares2,420 from 2,905

Change-485 (-17%)

Value$139 (-$40)

Filed 2015-08-10

PNC Financial Services Group, Inc.

UNCHANGED

Shares1,265 from 1,265

Change0 (0%)

Value$72 (-$6)

Filed 2015-08-05

Loomis Sayles & Co L P

INCREASED

Shares1,077 from 1,066

Change+11 (+1%)

Value$120 (-$5)

Filed 2015-08-14

Bessemer Group Inc

UNCHANGED

Shares660 from 660

Change0 (0%)

Value$38 (-$3)

Filed 2015-08-14

Evercore Wealth Management, LLC

UNCHANGED

Shares658 from 658

Change0 (0%)

Value$38 (-$3)

Filed 2015-08-06

Ladenburg Thalmann Financial Services Inc

DECREASED

Shares450 from 545

Change-95 (-17%)

Value$26 (-$8)

Filed 2015-08-14

People's United Financial, Inc.

NEW

Shares300

Change+300

Value$17

Filed 2015-08-10

Integrated Wealth Management

UNCHANGED

Shares252 from 252

Change0 (0%)

Value$14 (-$1)

Filed 2015-07-17

MetLife Securities, Inc

INCREASED

Shares210 from 110

Change+100 (+91%)

Value$12 (+$5)

Filed 2015-07-21

Citigroup Inc

DECREASED

Shares140 from 114,606

Change-114,466 (-100%)

Value$8 (-$7.0K)

Filed 2015-08-13

Riggs Asset Managment Co. Inc.

UNCHANGED

Shares125 from 125

Change0 (0%)

Value$7 (-$1)

Filed 2015-08-04

Royal Bank of Canada

DECREASED

Shares89 from 25,074

Change-24,985 (-100%)

Value$5 (-$1.5K)

Filed 2015-08-14

Thompson Davis & Co., Inc.

DECREASED

Shares75 from 80

Change-5 (-6%)

Value$4 (-$1)

Filed 2015-07-24

Glenmede Trust Co NA

UNCHANGED

Shares67 from 67

Change0 (0%)

Value$3 (-$1)

Filed 2015-07-22

BlueMountain Capital Management, LLC

CLOSED

Shares0 from 250,000

Change-250,000 (-100%)

Value$0 (-$15.4K)

Filed 2015-08-14

OTA Financial Group L.P.

CLOSED

Shares0 from 151,215

Change-151,215 (-100%)

Value$0 (-$9.3K)

Filed 2015-07-17

CI Global Investments Inc.

CLOSED

Shares0 from 110,000

Change-110,000 (-100%)

Value$0 (-$6.8K)

Filed 2015-08-12

Epoch Investment Partners, Inc.

CLOSED

Shares0 from 63,384

Change-63,384 (-100%)

Value$0 (-$3.9K)

Filed 2015-08-14

Nicholas Investment Partners, LP

CLOSED

Shares0 from 50,320

Change-50,320 (-100%)

Value$0 (-$3.1K)

Filed 2015-08-17

D. E. Shaw & Co., Inc.

CLOSED

Shares0 from 35,000

Change-35,000 (-100%)

Value$0 (-$2.2K)

Filed 2015-08-14

United Capital Financial Advisors, LLC

CLOSED

Shares0 from 31,225

Change-31,225 (-100%)

Value$0 (-$1.8K)

Filed 2015-08-11

Fifth Third Asset Management Inc

CLOSED

Shares0 from 27,500

Change-27,500 (-100%)

Value$0 (-$1.7K)

Filed 2015-08-14

TCW Group Inc

CLOSED

Shares0 from 24,300

Change-24,300 (-100%)

Value$0 (-$1.5K)

Filed 2015-08-12

CMT Trading LLC

CLOSED

Shares0 from 9,646

Change-9,646 (-100%)

Value$0 (-$594)

Filed 2015-08-14

Stifel Financial Corp

CLOSED

Shares0 from 7,171

Change-7,171 (-100%)

Value$0 (-$441)

Filed 2015-08-17

FineMark National Bank & Trust

CLOSED

Shares0 from 130

Change-130 (-100%)

Value$0 (-$8)

Filed 2015-08-11

Carroll Financial Associates, Inc.

CLOSED

Shares0 from 100

Change-100 (-100%)

Value$0 (-$6)

Filed 2015-08-03

Bank of Kentucky, Inc.

N/A

Shares— from 725

Change-725 (-100%)

Value—

	Status
Allianz Asset Management GmbH	INCREASED	3,188,920	25,000	+3,163,920	+12656%	$1.5K	$182.7K	+$181.2K	2015-09-22
Calamos Advisors LLC	DECREASED	2,017,921	2,075,248	-57,327	-3%	$127.7K	$115.6K	-$12.1K	2015-08-14
Clearbridge Investments, LLC	DECREASED	1,958,850	1,982,095	-23,245	-1%	$122.0K	$112.2K	-$9.7K	2015-08-17
Kohlberg Kravis Roberts & Co. L.P.	NEW	1,586,834	—	+1,586,834	—	—	$90.9K	—	2016-04-01
Manufacturers Life Insurance Company, the	INCREASED	1,128,993	1,112,133	+16,860	+2%	$68.4K	$64.7K	-$3.8K	2015-08-14
Franklin Resources Inc	DECREASED	871,245	883,805	-12,560	-1%	$54.4K	$49.9K	-$4.5K	2015-08-12
BlackRock Advisors LLC	DECREASED	776,072	832,072	-56,000	-7%	$51.2K	$44.5K	-$6.7K	2015-10-09
Massachusetts Financial Services Co	DECREASED	702,385	707,660	-5,275	-1%	$43.5M	$40.2M	-$3.3M	2015-08-13
Equitec Specialists, LLC	INCREASED	688,274	336,721	+351,553	+104%	$20.7K	$39.4K	+$18.7K	2015-08-05
Federated Hermes, Inc.	UNCHANGED	688,211	688,211	0	0%	$42.4K	$39.4K	-$2.9K	2015-08-12
Victory Capital Management Inc	INCREASED	655,139	653,533	+1,606	+0%	$40.2K	$37.5K	-$2.7K	2015-08-14
Mackay Shields LLC	DECREASED	627,463	633,249	-5,786	-1%	$39.0K	$36.0K	-$3.0K	2015-08-03
Bank of New York Mellon Corp	DECREASED	490,863	504,381	-13,518	-3%	$31.0K	$28.1K	-$2.9K	2016-04-01
Advent Capital Management	DECREASED	463,105	559,842	-96,737	-17%	$34.5K	$26.5K	-$7.9K	2015-07-24
FMR LLC	DECREASED	443,700	1,069,200	-625,500	-58%	$65.8K	$25.4K	-$40.4K	2015-08-25
Bank of America Corp	INCREASED	402,730	161,945	+240,785	+149%	$10.0K	$23.1K	+$13.1K	2015-11-20
Deutsche Bank Ag\	INCREASED	342,029	36,586	+305,443	+835%	$2.3K	$19.6K	+$17.3K	2015-08-12
Citadel Advisors LLC	UNCHANGED	300,000	300,000	0	0%	$18.4K	$17.3K	-$1.1K	2016-02-05
Guardian Life Insurance Co of America	UNCHANGED	300,000	300,000	0	0%	$18.5K	$17.2K	-$1.3K	2015-08-14
JPMorgan Chase & Co	DECREASED	285,223	291,176	-5,953	-2%	$17.9K	$16.3K	-$1.6K	2015-08-14
Janus Capital Management LLC	UNCHANGED	264,550	264,550	0	0%	$16.3K	$15.2K	-$1.1K	2015-08-17
Invesco Ltd.	DECREASED	250,000	305,900	-55,900	-18%	$18.8K	$14.3K	-$4.5K	2015-08-14
Lord, Abbett & Co. LLC	INCREASED	249,764	246,759	+3,005	+1%	$15.2K	$14.3K	-$875	2015-08-14
SG Americas Securities, LLC	INCREASED	181,000	78,000	+103,000	+132%	$4.8K	$10.4K	+$5.6K	2015-08-06
Putnam Investments LLC	DECREASED	176,979	251,714	-74,735	-30%	$15.5K	$10.1K	-$5.4K	2015-08-14
BlackRock Group LTD	DECREASED	166,503	174,503	-8,000	-5%	$10.7K	$9.5K	-$1.2K	2015-10-09
Credit Suisse AG/	INCREASED	137,600	65,000	+72,600	+112%	$4.0K	$7.9K	+$3.9K	2015-08-13
Morgan Stanley	DECREASED	130,600	239,753	-109,153	-46%	$14.7K	$7.5K	-$7.2K	2015-08-12
Van Eck Associates Corp	DECREASED	124,819	138,218	-13,399	-10%	$8.5K	$7.2K	-$1.4K	2015-08-12
Managed Account Advisors LLC	DECREASED	107,138	114,238	-7,100	-6%	$7.0K	$6.1K	-$891	2015-08-14
Wells Fargo & Company	INCREASED	81,245	60,347	+20,898	+35%	$3.7K	$4.7K	+$941	2015-08-14
Aegon USA Investment Management, LLC	UNCHANGED	80,000	80,000	0	0%	$4.9K	$4.9K	-$49	2015-08-03
Camden Asset Management L P	INCREASED	78,379	3,975	+74,404	+1872%	$245	$4.5K	+$4.2K	2017-05-03
Zurcher Kantonalbank (Zurich Cantonalbank)	UNCHANGED	60,000	60,000	0	0%	$3.7K	$3.5K	-$224	2015-08-11
Palisade Capital Management, LP	DECREASED	58,891	91,586	-32,695	-36%	$5.6K	$3.4K	-$2.2K	2015-08-11
Macquarie Group LTD	UNCHANGED	52,715	52,715	0	0%	$3.2K	$3.0K	-$223	2015-08-21
BlackRock Investment Management, LLC	UNCHANGED	51,615	51,615	0	0%	$3.2K	$3.0K	-$218	2015-10-09
Jennison Associates LLC	UNCHANGED	48,297	48,297	0	0%	$3.0K	$2.8K	-$205	2015-08-03
Keybank National Association	UNCHANGED	46,219	46,219	0	0%	$2.8K	$2.6K	-$196	2015-08-10
Neuberger Berman Group LLC	DECREASED	46,002	48,177	-2,175	-5%	$3.0K	$2.6K	-$329	2015-07-31
SSI Investment Management LLC	DECREASED	45,489	55,758	-10,269	-18%	$3.4K	$2.6K	-$795	2015-08-11
Edgemoor Investment Advisors, Inc.	DECREASED	44,415	44,765	-350	-1%	$2.8K	$2.5K	-$210	2015-07-31
Laffer Tengler Investments, Inc.	DECREASED	41,738	46,441	-4,703	-10%	$2.9M	$2.4M	-$449.6K	2015-08-14
Conning Inc.	DECREASED	39,591	43,990	-4,399	-10%	$2.7K	$2.3K	-$438	2015-08-03
CSS LLC	DECREASED	38,987	76,289	-37,302	-49%	$4.7K	$2.3K	-$2.4K	2015-08-14
Lodestar Investment Counsel LLC	UNCHANGED	38,000	38,000	0	0%	$2.3K	$2.2K	-$162	2015-07-22
Calamos Wealth Management LLC	INCREASED	36,424	35,880	+544	+2%	$2.2K	$2.1K	-$121	2015-08-17
Raymond James & Associates	DECREASED	35,368	36,405	-1,037	-3%	$2.2K	$2.0K	-$213	2015-08-13
Ameriprise Financial Inc	DECREASED	32,408	449,695	-417,287	-93%	$27.7K	$1.9K	-$25.8K	2015-08-13
Barclays PLC	INCREASED	30,000	200	+29,800	+14900%	$12	$1.7K	+$1.7K	2015-08-14
Jupiter Asset Management LTD	NEW	29,000	—	+29,000	—	—	$1.7K	—	2015-11-06
Aviva PLC	UNCHANGED	22,000	22,000	0	0%	$1.4K	$1.3K	-$93	2015-08-06
BlackRock Inc.	DECREASED	21,363	22,363	-1,000	-4%	$1.4K	$1.2K	-$153	2015-10-09
Dinsmore Capital Management Co	DECREASED	20,000	40,000	-20,000	-50%	$2.5K	$1.1K	-$1.3K	2015-07-30
Wolverine Asset Management LLC	UNCHANGED	20,000	20,000	0	0%	$1.2K	$1.2K	-$77	2015-08-14
Thrivent Financial for Lutherans	UNCHANGED	16,000	16,000	0	0%	$987	$919	-$68	2015-08-14
Citizens Business Bank	UNCHANGED	15,000	15,000	0	0%	$923	$860	-$63	2022-11-18
Price T Rowe Associates Inc	UNCHANGED	11,900	11,900	0	0%	$734	$686	-$48	2015-08-14
BlackRock Institutional Trust Company, N.A.	UNCHANGED	11,571	11,571	0	0%	$712	$663	-$49	2015-10-09
MacKenzie Financial Corp	INCREASED	10,253	8,285	+1,968	+24%	$510	$587	+$77	2015-08-13
Middleton & Co Inc	DECREASED	8,850	12,300	-3,450	-28%	$757	$507	-$250	2015-07-15
Murphy Capital Management Inc	NEW	8,450	—	+8,450	—	—	$484	—	2015-07-23
UBS Group AG	DECREASED	7,251	7,630	-379	-5%	$470	$415	-$55	2015-08-14
American International Group, Inc.	DECREASED	7,167	9,147	-1,980	-22%	$562.9K	$410.7K	-$152.2K	2015-08-26
Two Sigma Securities, LLC	NEW	4,491	—	+4,491	—	—	$257	—	2015-08-14
Berkshire Asset Management LLC	UNCHANGED	4,240	4,240	0	0%	$261	$243	-$18	2015-07-10
Prospera Financial Services Inc	UNCHANGED	4,000	4,000	0	0%	$246	$229	-$17	2015-08-07
First Allied Advisory Services, Inc.	UNCHANGED	3,778	3,778	0	0%	$235	$217	-$18	2015-08-13
Carl Domino Inc	DECREASED	3,650	3,850	-200	-5%	$237	$209	-$28	2015-07-20
Shamrock Asset Management LLC	DECREASED	2,420	2,905	-485	-17%	$179	$139	-$40	2015-08-10
PNC Financial Services Group, Inc.	UNCHANGED	1,265	1,265	0	0%	$78	$72	-$6	2015-08-05
Loomis Sayles & Co L P	INCREASED	1,077	1,066	+11	+1%	$125	$120	-$5	2015-08-14
Bessemer Group Inc	UNCHANGED	660	660	0	0%	$41	$38	-$3	2015-08-14
Evercore Wealth Management, LLC	UNCHANGED	658	658	0	0%	$41	$38	-$3	2015-08-06
Ladenburg Thalmann Financial Services Inc	DECREASED	450	545	-95	-17%	$34	$26	-$8	2015-08-14
People's United Financial, Inc.	NEW	300	—	+300	—	—	$17	—	2015-08-10
Integrated Wealth Management	UNCHANGED	252	252	0	0%	$15	$14	-$1	2015-07-17
MetLife Securities, Inc	INCREASED	210	110	+100	+91%	$7	$12	+$5	2015-07-21
Citigroup Inc	DECREASED	140	114,606	-114,466	-100%	$7.1K	$8	-$7.0K	2015-08-13
Riggs Asset Managment Co. Inc.	UNCHANGED	125	125	0	0%	$8	$7	-$1	2015-08-04
Royal Bank of Canada	DECREASED	89	25,074	-24,985	-100%	$1.5K	$5	-$1.5K	2015-08-14
Thompson Davis & Co., Inc.	DECREASED	75	80	-5	-6%	$5	$4	-$1	2015-07-24
Glenmede Trust Co NA	UNCHANGED	67	67	0	0%	$4	$3	-$1	2015-07-22
BlueMountain Capital Management, LLC	CLOSED	0	250,000	-250,000	-100%	$15.4K	$0	-$15.4K	2015-08-14
OTA Financial Group L.P.	CLOSED	0	151,215	-151,215	-100%	$9.3K	$0	-$9.3K	2015-07-17
CI Global Investments Inc.	CLOSED	0	110,000	-110,000	-100%	$6.8K	$0	-$6.8K	2015-08-12
Epoch Investment Partners, Inc.	CLOSED	0	63,384	-63,384	-100%	$3.9K	$0	-$3.9K	2015-08-14
Nicholas Investment Partners, LP	CLOSED	0	50,320	-50,320	-100%	$3.1K	$0	-$3.1K	2015-08-17
D. E. Shaw & Co., Inc.	CLOSED	0	35,000	-35,000	-100%	$2.2K	$0	-$2.2K	2015-08-14
United Capital Financial Advisors, LLC	CLOSED	0	31,225	-31,225	-100%	$1.8K	$0	-$1.8K	2015-08-11
Fifth Third Asset Management Inc	CLOSED	0	27,500	-27,500	-100%	$1.7K	$0	-$1.7K	2015-08-14
TCW Group Inc	CLOSED	0	24,300	-24,300	-100%	$1.5K	$0	-$1.5K	2015-08-12
CMT Trading LLC	CLOSED	0	9,646	-9,646	-100%	$594	$0	-$594	2015-08-14
Stifel Financial Corp	CLOSED	0	7,171	-7,171	-100%	$441	$0	-$441	2015-08-17
FineMark National Bank & Trust	CLOSED	0	130	-130	-100%	$8	$0	-$8	2015-08-11
Carroll Financial Associates, Inc.	CLOSED	0	100	-100	-100%	$6	$0	-$6	2015-08-03
Bank of Kentucky, Inc.	N/A	—	725	-725	-100%	$45	—	—	—

Showing 97 of 97 institutions