VBI Vaccines Inc (VAC2USD)

Q1 2023 vs Q2 2023

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

Sort by

Worth Asset Management, LLC

DECREASED

Shares50 from 1,500

Change-1,450 (-97%)

Value$165 (-$290)

Filed 2023-07-11

AdvisorNet Financial, Inc

DECREASED

Shares8 from 250

Change-242 (-97%)

Value$26 (-$50)

Filed 2023-07-14

Perceptive Advisors LLC

CLOSED

Shares0 from 52,335,002

Change-52,335,002 (-100%)

Value$0 (-$15.9M)

Filed 2023-08-24

BlackRock Inc.

CLOSED

Shares0 from 12,781,090

Change-12,781,090 (-100%)

Value$0 (-$3.9M)

Filed 2023-08-11

State Street Corp

CLOSED

Shares0 from 3,916,140

Change-3,916,140 (-100%)

Value$0 (-$1.2M)

Filed 2023-08-14

Geode Capital Management, LLC

CLOSED

Shares0 from 3,896,669

Change-3,896,669 (-100%)

Value$0 (-$1.2M)

Filed 2023-08-11

Cambridge Investment Research Advisors, Inc.

CLOSED

Shares0 from 3,222,101

Change-3,222,101 (-100%)

Value$0 (-$976)

Filed 2023-07-13

Vanguard Group Inc

CLOSED

Shares0 from 2,664,204

Change-2,664,204 (-100%)

Value$0 (-$807.3K)

Filed 2023-08-14

General American Investors Co Inc

CLOSED

Shares0 from 1,877,497

Change-1,877,497 (-100%)

Value$0 (-$568.9K)

Filed 2023-08-03

Northern Trust Corp

CLOSED

Shares0 from 1,589,672

Change-1,589,672 (-100%)

Value$0 (-$481.7K)

Filed 2023-08-11

Renaissance Technologies LLC

CLOSED

Shares0 from 799,403

Change-799,403 (-100%)

Value$0 (-$242)

Filed 2023-08-11

Bank of New York Mellon Corp

CLOSED

Shares0 from 708,042

Change-708,042 (-100%)

Value$0 (-$214.5K)

Filed 2023-08-03

Nuveen Asset Management, LLC

CLOSED

Shares0 from 574,953

Change-574,953 (-100%)

Value$0 (-$174)

Filed 2023-08-16

Captrust Financial Advisors

CLOSED

Shares0 from 536,130

Change-536,130 (-100%)

Value$0 (-$162.4K)

Filed 2023-08-15

Bank of America Corp

CLOSED

Shares0 from 432,370

Change-432,370 (-100%)

Value$0 (-$131.0K)

Filed 2023-08-14

JPMorgan Chase & Co

CLOSED

Shares0 from 362,113

Change-362,113 (-100%)

Value$0 (-$110.0K)

Filed 2023-08-11

Morgan Stanley

CLOSED

Shares0 from 298,077

Change-298,077 (-100%)

Value$0 (-$90.3K)

Filed 2023-08-14

Grimes & Co Wealth Management, LLC

CLOSED

Shares0 from 293,030

Change-293,030 (-100%)

Value$0 (-$88.8K)

Filed 2023-07-19

Rhumbline Advisers

CLOSED

Shares0 from 286,544

Change-286,544 (-100%)

Value$0 (-$87)

Filed 2023-08-08

Alliancebernstein L.P.

CLOSED

Shares0 from 204,800

Change-204,800 (-100%)

Value$0 (-$62.1K)

Filed 2023-08-15

Susquehanna International Group, LLP

CLOSED

Shares0 from 203,295

Change-203,295 (-100%)

Value$0 (-$61.6K)

Filed 2023-08-11

Goldman Sachs Group Inc

CLOSED

Shares0 from 196,655

Change-196,655 (-100%)

Value$0 (-$59.6K)

Filed 2024-05-14

Raymond James & Associates

CLOSED

Shares0 from 183,818

Change-183,818 (-100%)

Value$0 (-$55.7K)

Filed 2023-07-25

Nfsg Corp

CLOSED

Shares0 from 177,151

Change-177,151 (-100%)

Value$0 (-$53.7K)

Filed 2023-07-21

LPL Financial LLC

CLOSED

Shares0 from 165,113

Change-165,113 (-100%)

Value$0 (-$50.0K)

Filed 2023-07-31

Deutsche Bank Ag\

CLOSED

Shares0 from 162,389

Change-162,389 (-100%)

Value$0 (-$49.2K)

Filed 2023-08-14

New York State Common Retirement Fund

CLOSED

Shares0 from 130,120

Change-130,120 (-100%)

Value$0 (-$39.4K)

Filed 2025-10-08

Two Sigma Advisers, LP

CLOSED

Shares0 from 122,100

Change-122,100 (-100%)

Value$0 (-$37.0K)

Filed 2023-08-14

UBS Group AG

CLOSED

Shares0 from 115,259

Change-115,259 (-100%)

Value$0 (-$34.9K)

Filed 2023-08-11

Wealth Alliance Advisory Group, LLC

CLOSED

Shares0 from 110,502

Change-110,502 (-100%)

Value$0 (-$33.5K)

Filed 2023-07-13

Raymond James Financial Services Advisors, Inc.

CLOSED

Shares0 from 98,453

Change-98,453 (-100%)

Value$0 (-$29.8K)

Filed 2023-07-25

Barclays PLC

CLOSED

Shares0 from 98,337

Change-98,337 (-100%)

Value$0 (-$29.8K)

Filed 2023-09-20

Voya Investment Management LLC

CLOSED

Shares0 from 95,428

Change-95,428 (-100%)

Value$0 (-$28.9K)

Filed 2025-02-07

American International Group, Inc.

CLOSED

Shares0 from 93,056

Change-93,056 (-100%)

Value$0 (-$28.2K)

Filed 2023-08-04

Wealthsource Partners, LLC

CLOSED

Shares0 from 92,000

Change-92,000 (-100%)

Value$0 (-$27.9K)

Filed 2023-08-15

MML Investors Services, LLC

CLOSED

Shares0 from 91,400

Change-91,400 (-100%)

Value$0 (-$28)

Filed 2023-08-14

SG Americas Securities, LLC

CLOSED

Shares0 from 85,783

Change-85,783 (-100%)

Value$0 (-$26)

Filed 2023-07-10

Dimensional Fund Advisors LP

CLOSED

Shares0 from 78,741

Change-78,741 (-100%)

Value$0 (-$23.9K)

Filed 2023-08-09

Group One Trading LLC

CLOSED

Shares0 from 74,245

Change-74,245 (-100%)

Value$0 (-$22.5K)

Filed 2023-08-09

California State Teachers Retirement System

CLOSED

Shares0 from 71,685

Change-71,685 (-100%)

Value$0 (-$21.7K)

Filed 2023-08-21

Cardiff Park Advisors, LLC

CLOSED

Shares0 from 70,000

Change-70,000 (-100%)

Value$0 (-$21.2K)

Filed 2023-08-14

Steward Partners Investment Advisory, LLC

CLOSED

Shares0 from 59,000

Change-59,000 (-100%)

Value$0 (-$17.9K)

Filed 2023-08-14

Invesco Ltd.

CLOSED

Shares0 from 50,625

Change-50,625 (-100%)

Value$0 (-$15.3K)

Filed 2023-08-11

Old National Bancorp

CLOSED

Shares0 from 50,382

Change-50,382 (-100%)

Value$0 (-$15.3K)

Filed 2023-07-25

Edmond de Rothschild Holding S.A.

CLOSED

Shares0 from 50,000

Change-50,000 (-100%)

Value$0 (-$15.2K)

Filed 2023-08-09

Oppenheimer & Co Inc

CLOSED

Shares0 from 43,500

Change-43,500 (-100%)

Value$0 (-$13.2K)

Filed 2023-08-03

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 37,115

Change-37,115 (-100%)

Value$0 (-$11)

Filed 2023-08-14

Wells Fargo & Company

CLOSED

Shares0 from 36,271

Change-36,271 (-100%)

Value$0 (-$11.0K)

Filed 2023-08-15

Manufacturers Life Insurance Company, the

CLOSED

Shares0 from 35,315

Change-35,315 (-100%)

Value$0 (-$10.7K)

Filed 2023-08-11

Bank of Montreal

CLOSED

Shares0 from 34,947

Change-34,947 (-100%)

Value$0 (-$11.7K)

Filed 2023-08-02

J.W. Cole Advisors, Inc.

CLOSED

Shares0 from 32,800

Change-32,800 (-100%)

Value$0 (-$9.9K)

Filed 2023-07-27

TCI Wealth Advisors, Inc.

CLOSED

Shares0 from 30,000

Change-30,000 (-100%)

Value$0 (-$9.1K)

Filed 2023-08-04

Victory Capital Management Inc

CLOSED

Shares0 from 27,199

Change-27,199 (-100%)

Value$0 (-$8.2K)

Filed 2023-07-27

Private Advisor Group, LLC

CLOSED

Shares0 from 26,390

Change-26,390 (-100%)

Value$0 (-$8.0K)

Filed 2023-08-10

Royal Bank of Canada

CLOSED

Shares0 from 24,128

Change-24,128 (-100%)

Value$0 (-$7.0K)

Filed 2023-08-14

ProShare Advisors LLC

CLOSED

Shares0 from 22,693

Change-22,693 (-100%)

Value$0 (-$6.9K)

Filed 2023-08-10

Jane Street Group, LLC

CLOSED

Shares0 from 21,654

Change-21,654 (-100%)

Value$0 (-$6.6K)

Filed 2023-08-14

Keybank National Association

CLOSED

Shares0 from 21,400

Change-21,400 (-100%)

Value$0 (-$6.5K)

Filed 2023-08-01

Principal Financial Group Inc

CLOSED

Shares0 from 20,736

Change-20,736 (-100%)

Value$0 (-$6.3K)

Filed 2023-08-07

Legal & General Group Plc

CLOSED

Shares0 from 20,706

Change-20,706 (-100%)

Value$0 (-$6.3K)

Filed 2023-08-14

Amalgamated Bank

CLOSED

Shares0 from 19,784

Change-19,784 (-100%)

Value$0 (-$6)

Filed 2023-08-11

Millennium Management LLC

CLOSED

Shares0 from 16,229

Change-16,229 (-100%)

Value$0 (-$5)

Filed 2023-08-14

Russell Investments Group, Ltd.

CLOSED

Shares0 from 16,176

Change-16,176 (-100%)

Value$0 (-$4.9K)

Filed 2023-08-10

FMR LLC

CLOSED

Shares0 from 14,564

Change-14,564 (-100%)

Value$0 (-$4.4K)

Filed 2026-11-05

Ameritas Investment Partners, Inc.

CLOSED

Shares0 from 14,103

Change-14,103 (-100%)

Value$0 (-$4.3K)

Filed 2023-08-11

Ameriprise Financial Inc

CLOSED

Shares0 from 13,510

Change-13,510 (-100%)

Value$0 (-$4.1K)

Filed 2023-08-14

Engineers Gate Manager LP

CLOSED

Shares0 from 13,278

Change-13,278 (-100%)

Value$0 (-$4.0K)

Filed 2023-08-14

Osaic Holdings, Inc.

CLOSED

Shares0 from 13,241

Change-13,241 (-100%)

Value$0 (-$4.0K)

Filed 2023-08-21

Commonwealth Equity Services, LLC

CLOSED

Shares0 from 12,800

Change-12,800 (-100%)

Value$0 (-$3)

Filed 2023-08-10

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 12,500

Change-12,500 (-100%)

Value$0 (-$3.8K)

Filed 2023-08-11

Endurance Wealth Management, Inc.

CLOSED

Shares0 from 11,750

Change-11,750 (-100%)

Value$0 (-$3)

Filed 2023-08-09

Cetera Advisor Networks LLC

CLOSED

Shares0 from 10,815

Change-10,815 (-100%)

Value$0 (-$3.3K)

Filed 2023-08-10

Xponance LLC

CLOSED

Shares0 from 10,712

Change-10,712 (-100%)

Value$0 (-$3.2K)

Filed 2023-07-14

H D Vest Advisory Services

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$3.0K)

Filed 2023-08-11

SAX Wealth Advisors, LLC

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$3.0K)

Filed 2023-08-11

NewEdge Advisors, LLC

CLOSED

Shares0 from 9,986

Change-9,986 (-100%)

Value$0 (-$3.0K)

Filed 2023-08-14

Community Bank, N.A.

CLOSED

Shares0 from 8,500

Change-8,500 (-100%)

Value$0 (-$2.6K)

Filed 2023-08-01

National Bank of Canada

CLOSED

Shares0 from 4,378

Change-4,378 (-100%)

Value$0 (-$1.3K)

Filed 2023-07-26

RFP Financial Group LLC

CLOSED

Shares0 from 2,000

Change-2,000 (-100%)

Value$0 (-$606)

Filed 2023-08-01

Belpointe Asset Management LLC

CLOSED

Shares0 from 1,800

Change-1,800 (-100%)

Value$0 (-$545)

Filed 2023-08-15

Fortis Capital Advisors, LLC

CLOSED

Shares0 from 1,800

Change-1,800 (-100%)

Value$0 (-$545)

Filed 2023-08-15

Hantz Financial Services, Inc.

CLOSED

Shares0 from 1,500

Change-1,500 (-100%)

Value$0 ($0)

Filed 2024-08-06

Cutler Group LP

CLOSED

Shares0 from 1,200

Change-1,200 (-100%)

Value$0 ($0)

Filed 2023-07-18

Signaturefd, LLC

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$303)

Filed 2023-08-01

Advisory Services Network, LLC

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$303)

Filed 2023-08-09

City Holding Co

CLOSED

Shares0 from 1,000

Change-1,000 (-100%)

Value$0 (-$300)

Filed 2023-07-13

Simplex Trading, LLC

CLOSED

Shares0 from 864

Change-864 (-100%)

Value$0 ($0)

Filed 2023-08-04

Macroview Investment Management LLC

CLOSED

Shares0 from 736

Change-736 (-100%)

Value$0 (-$224)

Filed 2023-07-14

Baystate Wealth Management LLC

CLOSED

Shares0 from 500

Change-500 (-100%)

Value$0 (-$152)

Filed 2023-09-21

NewSquare Capital LLC

CLOSED

Shares0 from 400

Change-400 (-100%)

Value$0 (-$121)

Filed 2023-08-03

New Millennium Group LLC

CLOSED

Shares0 from 1

Change-1 (-100%)

Value$0 ($0)

Filed 2023-08-03

Proequities, Inc.

CLOSED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2023-08-10

ETF Managers Group, LLC

N/A

Shares— from 85,744

Change-85,744 (-100%)

Value—

	Status
Worth Asset Management, LLC	DECREASED	50	1,500	-1,450	-97%	$455	$165	-$290	2023-07-11
AdvisorNet Financial, Inc	DECREASED	8	250	-242	-97%	$76	$26	-$50	2023-07-14
Perceptive Advisors LLC	CLOSED	0	52,335,002	-52,335,002	-100%	$15.9M	$0	-$15.9M	2023-08-24
BlackRock Inc.	CLOSED	0	12,781,090	-12,781,090	-100%	$3.9M	$0	-$3.9M	2023-08-11
State Street Corp	CLOSED	0	3,916,140	-3,916,140	-100%	$1.2M	$0	-$1.2M	2023-08-14
Geode Capital Management, LLC	CLOSED	0	3,896,669	-3,896,669	-100%	$1.2M	$0	-$1.2M	2023-08-11
Cambridge Investment Research Advisors, Inc.	CLOSED	0	3,222,101	-3,222,101	-100%	$976	$0	-$976	2023-07-13
Vanguard Group Inc	CLOSED	0	2,664,204	-2,664,204	-100%	$807.3K	$0	-$807.3K	2023-08-14
General American Investors Co Inc	CLOSED	0	1,877,497	-1,877,497	-100%	$568.9K	$0	-$568.9K	2023-08-03
Northern Trust Corp	CLOSED	0	1,589,672	-1,589,672	-100%	$481.7K	$0	-$481.7K	2023-08-11
Renaissance Technologies LLC	CLOSED	0	799,403	-799,403	-100%	$242	$0	-$242	2023-08-11
Bank of New York Mellon Corp	CLOSED	0	708,042	-708,042	-100%	$214.5K	$0	-$214.5K	2023-08-03
Nuveen Asset Management, LLC	CLOSED	0	574,953	-574,953	-100%	$174	$0	-$174	2023-08-16
Captrust Financial Advisors	CLOSED	0	536,130	-536,130	-100%	$162.4K	$0	-$162.4K	2023-08-15
Bank of America Corp	CLOSED	0	432,370	-432,370	-100%	$131.0K	$0	-$131.0K	2023-08-14
JPMorgan Chase & Co	CLOSED	0	362,113	-362,113	-100%	$110.0K	$0	-$110.0K	2023-08-11
Morgan Stanley	CLOSED	0	298,077	-298,077	-100%	$90.3K	$0	-$90.3K	2023-08-14
Grimes & Co Wealth Management, LLC	CLOSED	0	293,030	-293,030	-100%	$88.8K	$0	-$88.8K	2023-07-19
Rhumbline Advisers	CLOSED	0	286,544	-286,544	-100%	$87	$0	-$87	2023-08-08
Alliancebernstein L.P.	CLOSED	0	204,800	-204,800	-100%	$62.1K	$0	-$62.1K	2023-08-15
Susquehanna International Group, LLP	CLOSED	0	203,295	-203,295	-100%	$61.6K	$0	-$61.6K	2023-08-11
Goldman Sachs Group Inc	CLOSED	0	196,655	-196,655	-100%	$59.6K	$0	-$59.6K	2024-05-14
Raymond James & Associates	CLOSED	0	183,818	-183,818	-100%	$55.7K	$0	-$55.7K	2023-07-25
Nfsg Corp	CLOSED	0	177,151	-177,151	-100%	$53.7K	$0	-$53.7K	2023-07-21
LPL Financial LLC	CLOSED	0	165,113	-165,113	-100%	$50.0K	$0	-$50.0K	2023-07-31
Deutsche Bank Ag\	CLOSED	0	162,389	-162,389	-100%	$49.2K	$0	-$49.2K	2023-08-14
New York State Common Retirement Fund	CLOSED	0	130,120	-130,120	-100%	$39.4K	$0	-$39.4K	2025-10-08
Two Sigma Advisers, LP	CLOSED	0	122,100	-122,100	-100%	$37.0K	$0	-$37.0K	2023-08-14
UBS Group AG	CLOSED	0	115,259	-115,259	-100%	$34.9K	$0	-$34.9K	2023-08-11
Wealth Alliance Advisory Group, LLC	CLOSED	0	110,502	-110,502	-100%	$33.5K	$0	-$33.5K	2023-07-13
Raymond James Financial Services Advisors, Inc.	CLOSED	0	98,453	-98,453	-100%	$29.8K	$0	-$29.8K	2023-07-25
Barclays PLC	CLOSED	0	98,337	-98,337	-100%	$29.8K	$0	-$29.8K	2023-09-20
Voya Investment Management LLC	CLOSED	0	95,428	-95,428	-100%	$28.9K	$0	-$28.9K	2025-02-07
American International Group, Inc.	CLOSED	0	93,056	-93,056	-100%	$28.2K	$0	-$28.2K	2023-08-04
Wealthsource Partners, LLC	CLOSED	0	92,000	-92,000	-100%	$27.9K	$0	-$27.9K	2023-08-15
MML Investors Services, LLC	CLOSED	0	91,400	-91,400	-100%	$28	$0	-$28	2023-08-14
SG Americas Securities, LLC	CLOSED	0	85,783	-85,783	-100%	$26	$0	-$26	2023-07-10
Dimensional Fund Advisors LP	CLOSED	0	78,741	-78,741	-100%	$23.9K	$0	-$23.9K	2023-08-09
Group One Trading LLC	CLOSED	0	74,245	-74,245	-100%	$22.5K	$0	-$22.5K	2023-08-09
California State Teachers Retirement System	CLOSED	0	71,685	-71,685	-100%	$21.7K	$0	-$21.7K	2023-08-21
Cardiff Park Advisors, LLC	CLOSED	0	70,000	-70,000	-100%	$21.2K	$0	-$21.2K	2023-08-14
Steward Partners Investment Advisory, LLC	CLOSED	0	59,000	-59,000	-100%	$17.9K	$0	-$17.9K	2023-08-14
Invesco Ltd.	CLOSED	0	50,625	-50,625	-100%	$15.3K	$0	-$15.3K	2023-08-11
Old National Bancorp	CLOSED	0	50,382	-50,382	-100%	$15.3K	$0	-$15.3K	2023-07-25
Edmond de Rothschild Holding S.A.	CLOSED	0	50,000	-50,000	-100%	$15.2K	$0	-$15.2K	2023-08-09
Oppenheimer & Co Inc	CLOSED	0	43,500	-43,500	-100%	$13.2K	$0	-$13.2K	2023-08-03
Tower Research Capital LLC (TRC)	CLOSED	0	37,115	-37,115	-100%	$11	$0	-$11	2023-08-14
Wells Fargo & Company	CLOSED	0	36,271	-36,271	-100%	$11.0K	$0	-$11.0K	2023-08-15
Manufacturers Life Insurance Company, the	CLOSED	0	35,315	-35,315	-100%	$10.7K	$0	-$10.7K	2023-08-11
Bank of Montreal	CLOSED	0	34,947	-34,947	-100%	$11.7K	$0	-$11.7K	2023-08-02
J.W. Cole Advisors, Inc.	CLOSED	0	32,800	-32,800	-100%	$9.9K	$0	-$9.9K	2023-07-27
TCI Wealth Advisors, Inc.	CLOSED	0	30,000	-30,000	-100%	$9.1K	$0	-$9.1K	2023-08-04
Victory Capital Management Inc	CLOSED	0	27,199	-27,199	-100%	$8.2K	$0	-$8.2K	2023-07-27
Private Advisor Group, LLC	CLOSED	0	26,390	-26,390	-100%	$8.0K	$0	-$8.0K	2023-08-10
Royal Bank of Canada	CLOSED	0	24,128	-24,128	-100%	$7.0K	$0	-$7.0K	2023-08-14
ProShare Advisors LLC	CLOSED	0	22,693	-22,693	-100%	$6.9K	$0	-$6.9K	2023-08-10
Jane Street Group, LLC	CLOSED	0	21,654	-21,654	-100%	$6.6K	$0	-$6.6K	2023-08-14
Keybank National Association	CLOSED	0	21,400	-21,400	-100%	$6.5K	$0	-$6.5K	2023-08-01
Principal Financial Group Inc	CLOSED	0	20,736	-20,736	-100%	$6.3K	$0	-$6.3K	2023-08-07
Legal & General Group Plc	CLOSED	0	20,706	-20,706	-100%	$6.3K	$0	-$6.3K	2023-08-14
Amalgamated Bank	CLOSED	0	19,784	-19,784	-100%	$6	$0	-$6	2023-08-11
Millennium Management LLC	CLOSED	0	16,229	-16,229	-100%	$5	$0	-$5	2023-08-14
Russell Investments Group, Ltd.	CLOSED	0	16,176	-16,176	-100%	$4.9K	$0	-$4.9K	2023-08-10
FMR LLC	CLOSED	0	14,564	-14,564	-100%	$4.4K	$0	-$4.4K	2026-11-05
Ameritas Investment Partners, Inc.	CLOSED	0	14,103	-14,103	-100%	$4.3K	$0	-$4.3K	2023-08-11
Ameriprise Financial Inc	CLOSED	0	13,510	-13,510	-100%	$4.1K	$0	-$4.1K	2023-08-14
Engineers Gate Manager LP	CLOSED	0	13,278	-13,278	-100%	$4.0K	$0	-$4.0K	2023-08-14
Osaic Holdings, Inc.	CLOSED	0	13,241	-13,241	-100%	$4.0K	$0	-$4.0K	2023-08-21
Commonwealth Equity Services, LLC	CLOSED	0	12,800	-12,800	-100%	$3	$0	-$3	2023-08-10
PNC Financial Services Group, Inc.	CLOSED	0	12,500	-12,500	-100%	$3.8K	$0	-$3.8K	2023-08-11
Endurance Wealth Management, Inc.	CLOSED	0	11,750	-11,750	-100%	$3	$0	-$3	2023-08-09
Cetera Advisor Networks LLC	CLOSED	0	10,815	-10,815	-100%	$3.3K	$0	-$3.3K	2023-08-10
Xponance LLC	CLOSED	0	10,712	-10,712	-100%	$3.2K	$0	-$3.2K	2023-07-14
H D Vest Advisory Services	CLOSED	0	10,000	-10,000	-100%	$3.0K	$0	-$3.0K	2023-08-11
SAX Wealth Advisors, LLC	CLOSED	0	10,000	-10,000	-100%	$3.0K	$0	-$3.0K	2023-08-11
NewEdge Advisors, LLC	CLOSED	0	9,986	-9,986	-100%	$3.0K	$0	-$3.0K	2023-08-14
Community Bank, N.A.	CLOSED	0	8,500	-8,500	-100%	$2.6K	$0	-$2.6K	2023-08-01
National Bank of Canada	CLOSED	0	4,378	-4,378	-100%	$1.3K	$0	-$1.3K	2023-07-26
RFP Financial Group LLC	CLOSED	0	2,000	-2,000	-100%	$606	$0	-$606	2023-08-01
Belpointe Asset Management LLC	CLOSED	0	1,800	-1,800	-100%	$545	$0	-$545	2023-08-15
Fortis Capital Advisors, LLC	CLOSED	0	1,800	-1,800	-100%	$545	$0	-$545	2023-08-15
Hantz Financial Services, Inc.	CLOSED	0	1,500	-1,500	-100%	$0	$0	$0	2024-08-06
Cutler Group LP	CLOSED	0	1,200	-1,200	-100%	$0	$0	$0	2023-07-18
Signaturefd, LLC	CLOSED	0	1,000	-1,000	-100%	$303	$0	-$303	2023-08-01
Advisory Services Network, LLC	CLOSED	0	1,000	-1,000	-100%	$303	$0	-$303	2023-08-09
City Holding Co	CLOSED	0	1,000	-1,000	-100%	$300	$0	-$300	2023-07-13
Simplex Trading, LLC	CLOSED	0	864	-864	-100%	$0	$0	$0	2023-08-04
Macroview Investment Management LLC	CLOSED	0	736	-736	-100%	$224	$0	-$224	2023-07-14
Baystate Wealth Management LLC	CLOSED	0	500	-500	-100%	$152	$0	-$152	2023-09-21
NewSquare Capital LLC	CLOSED	0	400	-400	-100%	$121	$0	-$121	2023-08-03
New Millennium Group LLC	CLOSED	0	1	-1	-100%	$0	$0	$0	2023-08-03
Proequities, Inc.	CLOSED	0	0	0	—	$0	$0	$0	2023-08-10
ETF Managers Group, LLC	N/A	—	85,744	-85,744	-100%	$26.0K	—	—	—

Showing 93 of 93 institutions