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Virtus Seix Senior Loan ETF (SEIX)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Sound Income Strategies, LLC
NEW
Shares1,191,584
Change+1,191,584
Value$27.6M
Filed 2026-10-09
Destiny Wealth Partners, LLC
INCREASED
Shares752,350 from 582,615
Change+169,735 (+29%)
Value$17.3M (+$3.8M)
Filed 2026-11-05
AdvisorNet Financial, Inc
INCREASED
Shares318,037 from 299,727
Change+18,310 (+6%)
Value$7.4M (+$426.7K)
Filed 2026-10-15
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares216,898 from 179,126
Change+37,772 (+21%)
Value$5.0K (-$4.1M)
Filed 2026-11-02
Ignite Planners, LLC
DECREASED
Shares192,150 from 366,866
Change-174,716 (-48%)
Value$4.5M (-$4.1M)
Filed 2026-10-14
Thrivent Financial for Lutherans
INCREASED
Shares150,639 from 20,246
Change+130,393 (+644%)
Value$3.5K (-$464.5K)
Filed 2026-11-05
Synergy Asset Management, LLC
NEW
Shares115,515
Change+115,515
Value$2.7M
Filed 2026-11-05
LPL Financial LLC
DECREASED
Shares100,918 from 110,582
Change-9,664 (-9%)
Value$2.3M (-$218.5K)
Filed 2026-11-06
Western Wealth Management, LLC
INCREASED
Shares75,620 from 74,675
Change+945 (+1%)
Value$1.8M (+$25.6K)
Filed 2026-11-09
Blue Jean Financial LLC
NEW
Shares75,518
Change+75,518
Value$1.8M
Filed 2026-10-20
Sheets Smith Wealth Management
DECREASED
Shares57,587 from 58,460
Change-873 (-1%)
Value$1.3M (-$17.3K)
Filed 2026-10-16
Argent Trust Co
INCREASED
Shares53,886 from 44,035
Change+9,851 (+22%)
Value$1.2M (+$230.6K)
Filed 2026-11-09
Creative Planning
DECREASED
Shares48,422 from 57,740
Change-9,318 (-16%)
Value$1.1M (-$213.1K)
Filed 2026-11-02
Lionshead Wealth Management, LLC
INCREASED
Shares47,485 from 39,629
Change+7,856 (+20%)
Value$1.1M (+$184.1K)
Filed 2026-10-21
OxenFree Capital LLC
DECREASED
Shares45,842 from 46,159
Change-317 (-1%)
Value$1.1M (-$8.3K)
Filed 2026-10-07
James Investment Research, Inc.
INCREASED
Shares43,945 from 41,322
Change+2,623 (+6%)
Value$1.0M (+$62.9K)
Filed 2026-10-22
Nations Financial Group Inc,
INCREASED
Shares42,091 from 38,545
Change+3,546 (+9%)
Value$975.7K (+$84.1K)
Filed 2026-11-05
Tactive Advisors, LLC
INCREASED
Shares34,631 from 20,821
Change+13,810 (+66%)
Value$802.7K (+$321.2K)
Filed 2026-10-08
Summit Asset Management, LLC
DECREASED
Shares32,936 from 34,649
Change-1,713 (-5%)
Value$763.5K (-$38.0K)
Filed 2026-11-05
Wealthstar Advisors, LLC
INCREASED
Shares28,153 from 24,984
Change+3,169 (+13%)
Value$652.6K (+$74.7K)
Filed 2026-10-19
Independent Financial Group, LLC
DECREASED
Shares25,687 from 26,587
Change-900 (-3%)
Value$595.4K (-$19.5K)
Filed 2026-10-13
Perigon Wealth Management, LLC
UNCHANGED
Shares18,500 from 18,500
Change0 (0%)
Value$428.8K (+$925)
Filed 2026-10-22
Prospera Financial Services Inc
INCREASED
Shares17,612 from 17,377
Change+235 (+1%)
Value$405.1K (+$3.0K)
Filed 2026-11-04
Kestra Private Wealth Services, LLC
DECREASED
Shares16,456 from 21,689
Change-5,233 (-24%)
Value$381.4K (-$120.2K)
Filed 2026-11-06
Commonwealth Equity Services, LLC
NEW
Shares13,811
Change+13,811
Value$320.2K
Filed 2026-11-02
International Assets Investment Management, LLC
INCREASED
Shares12,550 from 10,000
Change+2,550 (+26%)
Value$290.3K (+$59.0K)
Filed 2026-11-02
IFP Advisors, Inc
INCREASED
Shares10,734 from 10,717
Change+17 (+0%)
Value$248.8K (+$930)
Filed 2026-10-16
Cornerstone Planning Group LLC
INCREASED
Shares10,514 from 10,001
Change+513 (+5%)
Value$243.8K (+$12.2K)
Filed 2026-10-16
Allworth Financial LP
UNCHANGED
Shares5,911 from 5,911
Change0 (0%)
Value$136.7K ($0)
Filed 2026-11-06
Lanark Financial, Inc.
NEW
Shares5,130
Change+5,130
Value$118.9K
Filed 2026-10-26
US Bancorp \de\
UNCHANGED
Shares3,814 from 3,814
Change0 (0%)
Value$88.4K (+$191)
Filed 2026-11-05
Meramec Financial Planners, LLC
UNCHANGED
Shares1,406 from 1,406
Change0 (0%)
Value$32.4K (-$239)
Filed 2026-11-09
Parallel Advisors, LLC
UNCHANGED
Shares703 from 703
Change0 (0%)
Value$16.3K (+$36)
Filed 2026-11-03
Decker Retirement Planning Inc.
INCREASED
Shares455 from 300
Change+155 (+52%)
Value$10.5K (+$3.6K)
Filed 2026-10-19
Latitude Advisors, LLC
NEW
Shares447
Change+447
Value$10.4K
Filed 2026-10-27
Quest 10 Wealth Builders, Inc.
INCREASED
Shares387 from 209
Change+178 (+85%)
Value$9.0K (+$4.1K)
Filed 2026-11-02
Geneos Wealth Management Inc.
INCREASED
Shares281 from 276
Change+5 (+2%)
Value$6.5K (+$123)
Filed 2026-11-09
First Command Advisory Services, Inc.
NEW
Shares162
Change+162
Value$3.8K
Filed 2026-11-05
Caldwell Sutter Capital, Inc.
NEW
Shares135
Change+135
Value$3.1K
Filed 2026-11-09
Virtus Advisers, LLC
INCREASED
Shares95 from 83
Change+12 (+14%)
Value$2.2K (+$282)
Filed 2026-11-09
Elevated Capital Advisors, LLC
DECREASED
Shares92 from 2,156
Change-2,064 (-96%)
Value$2.1K (-$47.7K)
Filed 2026-11-04
Rossby Financial, LCC
UNCHANGED
Shares87 from 87
Change0 (0%)
Value$2.0K (+$5)
Filed 2026-11-05
Fifth Third Bancorp
NEW
Shares47
Change+47
Value$1.1K
Filed 2026-11-05
Key Capital Management, Inc
NEW
Shares45
Change+45
Value$1.0K
Filed 2026-11-03
Hantz Financial Services, Inc.
NEW
Shares28
Change+28
Value$1
Filed 2026-11-09
Tounjian Advisory Partners, LLC
UNCHANGED
Shares24 from 24
Change0 (0%)
Value$556 (+$1)
Filed 2026-11-04
Kingdom Financial Group Llc.
INCREASED
Shares20 from 1
Change+19 (+1900%)
Value$468 (+$441)
Filed 2026-11-04
UMB Bank, n.a.
CLOSED
Shares0 from 45,805
Change-45,805 (-100%)
Value$0 (-$1.1M)
Filed 2026-11-06
Guardian Capital, LLC
CLOSED
Shares0 from 12,902
Change-12,902 (-100%)
Value$0 (-$298.4K)
Filed 2026-11-06
Illumine Investment Management, LLC
UNCHANGED
Shares0 from 0
Change0
Value$4.0M (+$81.7K)
Filed 2026-10-22
AE Wealth Management LLC
N/A
Shares— from 443,753
Change-443,753 (-100%)
Value—
Virtus Fixed Income Advisers, LLC
N/A
Shares— from 386,766
Change-386,766 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 262,619
Change-262,619 (-100%)
Value—
Navis Wealth Advisors, LLC
N/A
Shares— from 203,966
Change-203,966 (-100%)
Value—
Foundations Investment Advisors, LLC
N/A
Shares— from 191,365
Change-191,365 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 133,921
Change-133,921 (-100%)
Value—
Cassady Wealth & Retirement Planning, LLC
N/A
Shares— from 122,878
Change-122,878 (-100%)
Value—
Tower Research Capital LLC (TRC)
N/A
Shares— from 93,615
Change-93,615 (-100%)
Value—
Kovack Advisors, Inc.
N/A
Shares— from 85,390
Change-85,390 (-100%)
Value—
Stratos Wealth Advisors, LLC
N/A
Shares— from 74,918
Change-74,918 (-100%)
Value—
Resolute Capital, LLC
N/A
Shares— from 72,404
Change-72,404 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 56,820
Change-56,820 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 46,830
Change-46,830 (-100%)
Value—
Drake & Associates, LLC
N/A
Shares— from 41,903
Change-41,903 (-100%)
Value—
Pasadena Private Wealth, LLC
N/A
Shares— from 41,467
Change-41,467 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 32,566
Change-32,566 (-100%)
Value—
Ameritas Advisory Services, LLC
N/A
Shares— from 31,237
Change-31,237 (-100%)
Value—
Pinnacle Financial Partners, Inc.
N/A
Shares— from 26,724
Change-26,724 (-100%)
Value—
MML Investors Services, LLC
N/A
Shares— from 23,705
Change-23,705 (-100%)
Value—
Advyzon Investment Management, LLC
N/A
Shares— from 21,996
Change-21,996 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 18,740
Change-18,740 (-100%)
Value—
J. M. Brown & Associates Inc.
N/A
Shares— from 18,375
Change-18,375 (-100%)
Value—
Fiduciary Group, LLC
N/A
Shares— from 17,915
Change-17,915 (-100%)
Value—
Ausdal Financial Partners, Inc.
N/A
Shares— from 17,794
Change-17,794 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 16,547
Change-16,547 (-100%)
Value—
Trustmark Bank Trust Department
N/A
Shares— from 15,750
Change-15,750 (-100%)
Value—
Cresset Asset Management, LLC
N/A
Shares— from 9,925
Change-9,925 (-100%)
Value—
&partners
N/A
Shares— from 9,825
Change-9,825 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 2,158
Change-2,158 (-100%)
Value—
Jones Financial Companies Lllp
N/A
Shares— from 448
Change-448 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 197
Change-197 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
Sound Income Strategies, LLC
NEW1,191,584—+1,191,584——$27.6M—2026-10-09
Destiny Wealth Partners, LLC
INCREASED752,350582,615+169,735+29%$13.5M$17.3M+$3.8M2026-11-05
AdvisorNet Financial, Inc
INCREASED318,037299,727+18,310+6%$6.9M$7.4M+$426.7K2026-10-15
Cambridge Investment Research Advisors, Inc.
INCREASED216,898179,126+37,772+21%$4.1M$5.0K-$4.1M2026-11-02
Ignite Planners, LLC
DECREASED192,150366,866-174,716-48%$8.5M$4.5M-$4.1M2026-10-14
Thrivent Financial for Lutherans
INCREASED150,63920,246+130,393+644%$468.0K$3.5K-$464.5K2026-11-05
Synergy Asset Management, LLC
NEW115,515—+115,515——$2.7M—2026-11-05
LPL Financial LLC
DECREASED100,918110,582-9,664-9%$2.6M$2.3M-$218.5K2026-11-06
Western Wealth Management, LLC
INCREASED75,62074,675+945+1%$1.7M$1.8M+$25.6K2026-11-09
Blue Jean Financial LLC
NEW75,518—+75,518——$1.8M—2026-10-20
Sheets Smith Wealth Management
DECREASED57,58758,460-873-1%$1.4M$1.3M-$17.3K2026-10-16
Argent Trust Co
INCREASED53,88644,035+9,851+22%$1.0M$1.2M+$230.6K2026-11-09
Creative Planning
DECREASED48,42257,740-9,318-16%$1.3M$1.1M-$213.1K2026-11-02
Lionshead Wealth Management, LLC
INCREASED47,48539,629+7,856+20%$916.6K$1.1M+$184.1K2026-10-21
OxenFree Capital LLC
DECREASED45,84246,159-317-1%$1.1M$1.1M-$8.3K2026-10-07
James Investment Research, Inc.
INCREASED43,94541,322+2,623+6%$955.8K$1.0M+$62.9K2026-10-22
Nations Financial Group Inc,
INCREASED42,09138,545+3,546+9%$891.6K$975.7K+$84.1K2026-11-05
Tactive Advisors, LLC
INCREASED34,63120,821+13,810+66%$481.6K$802.7K+$321.2K2026-10-08
Summit Asset Management, LLC
DECREASED32,93634,649-1,713-5%$801.4K$763.5K-$38.0K2026-11-05
Wealthstar Advisors, LLC
INCREASED28,15324,984+3,169+13%$577.9K$652.6K+$74.7K2026-10-19
Independent Financial Group, LLC
DECREASED25,68726,587-900-3%$615.0K$595.4K-$19.5K2026-10-13
Perigon Wealth Management, LLC
UNCHANGED18,50018,50000%$427.9K$428.8K+$9252026-10-22
Prospera Financial Services Inc
INCREASED17,61217,377+235+1%$402.1K$405.1K+$3.0K2026-11-04
Kestra Private Wealth Services, LLC
DECREASED16,45621,689-5,233-24%$501.7K$381.4K-$120.2K2026-11-06
Commonwealth Equity Services, LLC
NEW13,811—+13,811——$320.2K—2026-11-02
International Assets Investment Management, LLC
INCREASED12,55010,000+2,550+26%$231.3K$290.3K+$59.0K2026-11-02
IFP Advisors, Inc
INCREASED10,73410,717+17+0%$247.9K$248.8K+$9302026-10-16
Cornerstone Planning Group LLC
INCREASED10,51410,001+513+5%$231.6K$243.8K+$12.2K2026-10-16
Allworth Financial LP
UNCHANGED5,9115,91100%$136.7K$136.7K$02026-11-06
Lanark Financial, Inc.
NEW5,130—+5,130——$118.9K—2026-10-26
US Bancorp \de\
UNCHANGED3,8143,81400%$88.2K$88.4K+$1912026-11-05
Meramec Financial Planners, LLC
UNCHANGED1,4061,40600%$32.6K$32.4K-$2392026-11-09
Parallel Advisors, LLC
UNCHANGED70370300%$16.3K$16.3K+$362026-11-03
Decker Retirement Planning Inc.
INCREASED455300+155+52%$6.9K$10.5K+$3.6K2026-10-19
Latitude Advisors, LLC
NEW447—+447——$10.4K—2026-10-27
Quest 10 Wealth Builders, Inc.
INCREASED387209+178+85%$4.8K$9.0K+$4.1K2026-11-02
Geneos Wealth Management Inc.
INCREASED281276+5+2%$6.4K$6.5K+$1232026-11-09
First Command Advisory Services, Inc.
NEW162—+162——$3.8K—2026-11-05
Caldwell Sutter Capital, Inc.
NEW135—+135——$3.1K—2026-11-09
Virtus Advisers, LLC
INCREASED9583+12+14%$1.9K$2.2K+$2822026-11-09
Elevated Capital Advisors, LLC
DECREASED922,156-2,064-96%$49.9K$2.1K-$47.7K2026-11-04
Rossby Financial, LCC
UNCHANGED878700%$2.0K$2.0K+$52026-11-05
Fifth Third Bancorp
NEW47—+47——$1.1K—2026-11-05
Key Capital Management, Inc
NEW45—+45——$1.0K—2026-11-03
Hantz Financial Services, Inc.
NEW28—+28——$1—2026-11-09
Tounjian Advisory Partners, LLC
UNCHANGED242400%$555$556+$12026-11-04
Kingdom Financial Group Llc.
INCREASED201+19+1900%$27$468+$4412026-11-04
UMB Bank, n.a.
CLOSED045,805-45,805-100%$1.1M$0-$1.1M2026-11-06
Guardian Capital, LLC
CLOSED012,902-12,902-100%$298.4K$0-$298.4K2026-11-06
Illumine Investment Management, LLC
UNCHANGED000—$3.9M$4.0M+$81.7K2026-10-22
AE Wealth Management LLC
N/A—443,753-443,753-100%$10.3M———
Virtus Fixed Income Advisers, LLC
N/A—386,766-386,766-100%$8.9M———
Envestnet Asset Management Inc
N/A—262,619-262,619-100%$6.1M———
Navis Wealth Advisors, LLC
N/A—203,966-203,966-100%$4.7M———
Foundations Investment Advisors, LLC
N/A—191,365-191,365-100%$4.4M———
Cetera Investment Advisers
N/A—133,921-133,921-100%$3.1M———
Cassady Wealth & Retirement Planning, LLC
N/A—122,878-122,878-100%$2.8M———
Tower Research Capital LLC (TRC)
N/A—93,615-93,615-100%$2.2M———
Kovack Advisors, Inc.
N/A—85,390-85,390-100%$2.0M———
Stratos Wealth Advisors, LLC
N/A—74,918-74,918-100%$1.7M———
Resolute Capital, LLC
N/A—72,404-72,404-100%$1.7M———
Royal Bank of Canada
N/A—56,820-56,820-100%$1.3M———
Jane Street Group, LLC
N/A—46,830-46,830-100%$1.1M———
Drake & Associates, LLC
N/A—41,903-41,903-100%$969.2K———
Pasadena Private Wealth, LLC
N/A—41,467-41,467-100%$959.1K———
Osaic Holdings, Inc.
N/A—32,566-32,566-100%$753.3K———
Ameritas Advisory Services, LLC
N/A—31,237-31,237-100%$722.5K———
Pinnacle Financial Partners, Inc.
N/A—26,724-26,724-100%$618.1K———
MML Investors Services, LLC
N/A—23,705-23,705-100%$548.3K———
Advyzon Investment Management, LLC
N/A—21,996-21,996-100%$508.8K———
Goldman Sachs Group Inc
N/A—18,740-18,740-100%$433.5K———
J. M. Brown & Associates Inc.
N/A—18,375-18,375-100%$425.0K———
Fiduciary Group, LLC
N/A—17,915-17,915-100%$414.4K———
Ausdal Financial Partners, Inc.
N/A—17,794-17,794-100%$411.6K———
HRT Financial LP
N/A—16,547-16,547-100%$382.0K———
Trustmark Bank Trust Department
N/A—15,750-15,750-100%$364.3K———
Cresset Asset Management, LLC
N/A—9,925-9,925-100%$229.6K———
&partners
N/A—9,825-9,825-100%$227.3K———
Wells Fargo & Company
N/A—2,158-2,158-100%$49.9K———
Jones Financial Companies Lllp
N/A—448-448-100%$10.4K———
Global Retirement Partners, LLC
N/A—197-197-100%$4.6K———
Morgan Stanley
N/A—1-1-100%$28———
Showing 82 of 82 institutions