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Allspring Multi-Sector Inc (ERC)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Shaker Financial Services, LLC
INCREASED
Shares397,685 from 354,984
Change+42,701 (+12%)
Value$3.4M (+$121.9K)
Filed 2026-10-14
Rareview Capital LLC
DECREASED
Shares192,519 from 201,234
Change-8,715 (-4%)
Value$1.6M (-$261.4K)
Filed 2026-11-05
Byrne Asset Management LLC
INCREASED
Shares164,170 from 158,970
Change+5,200 (+3%)
Value$1.4M (-$68.7K)
Filed 2026-10-06
Sowell Financial Services LLC
DECREASED
Shares146,067 from 147,782
Change-1,715 (-1%)
Value$1.2M (-$116.6K)
Filed 2026-10-23
LPL Financial LLC
INCREASED
Shares98,569 from 84,723
Change+13,846 (+16%)
Value$839.8K (+$59.5K)
Filed 2026-11-06
Independent Financial Group, LLC
UNCHANGED
Shares77,000 from 77,000
Change0 (0%)
Value$656.0K (-$53.1K)
Filed 2026-10-13
Calamos Advisors LLC
INCREASED
Shares75,598 from 70,873
Change+4,725 (+7%)
Value$644.1K (-$8.6K)
Filed 2026-11-02
Capital Investment Advisors, LLC
INCREASED
Shares66,128 from 63,331
Change+2,797 (+4%)
Value$563.4K (-$19.9K)
Filed 2026-10-22
Morey & Quinn Wealth Partners, LLC
UNCHANGED
Shares61,031 from 61,031
Change0 (0%)
Value$520.0K (-$42.1K)
Filed 2026-10-28
Closed-End Fund Advisors, Inc.
INCREASED
Shares39,566 from 39,564
Change+2 (+0%)
Value$337.1K (-$27.3K)
Filed 2026-11-04
Uncommon Cents Investing Inc
UNCHANGED
Shares36,325 from 36,325
Change0 (0%)
Value$309.5K (-$25.1K)
Filed 2026-10-20
Cambridge Investment Research Advisors, Inc.
DECREASED
Shares33,845 from 38,591
Change-4,746 (-12%)
Value$288 (-$354.7K)
Filed 2026-11-02
Concurrent Investment Advisors, LLC
DECREASED
Shares29,153 from 29,253
Change-100 (0%)
Value$248.4K (-$21.0K)
Filed 2026-10-16
AlphaCore Capital LLC
UNCHANGED
Shares28,000 from 28,000
Change0 (0%)
Value$240.6K (-$19.3K)
Filed 2026-11-04
International Assets Investment Management, LLC
DECREASED
Shares27,264 from 39,294
Change-12,030 (-31%)
Value$231.7K (-$129.4K)
Filed 2026-11-02
Apollon Wealth Management, LLC
UNCHANGED
Shares18,648 from 18,648
Change0 (0%)
Value$158.9K (-$12.9K)
Filed 2026-10-23
Wealth Enhancement Advisory Services, LLC
DECREASED
Shares18,464 from 21,544
Change-3,080 (-14%)
Value$157.7K (-$39.4K)
Filed 2026-10-13
Encompass More Asset Management
DECREASED
Shares13,429 from 13,963
Change-534 (-4%)
Value$114.4K (-$14.2K)
Filed 2026-10-16
Dynamic Advisor Solutions LLC
INCREASED
Shares13,045 from 12,816
Change+229 (+2%)
Value$111.1K (-$6.9K)
Filed 2026-10-13
Integris Wealth Management, LLC
UNCHANGED
Shares12,500 from 12,500
Change0 (0%)
Value$106.5K (-$8.6K)
Filed 2026-10-14
Allworth Financial LP
UNCHANGED
Shares11,073 from 11,073
Change0 (0%)
Value$102.0K ($0)
Filed 2026-11-06
FNY Investment Advisers, LLC
UNCHANGED
Shares1,600 from 1,600
Change0 (0%)
Value$13 (-$1)
Filed 2026-10-16
Private Trust Co NA
UNCHANGED
Shares1,200 from 1,200
Change0 (0%)
Value$10.2K (-$828)
Filed 2026-10-20
Provenance Wealth Advisors, LLC
NEW
Shares641
Change+641
Value$5.5K
Filed 2026-10-30
PNC Financial Services Group, Inc.
UNCHANGED
Shares602 from 602
Change0 (0%)
Value$5.1K (-$415)
Filed 2026-11-06
Highline Wealth Partners LLC
UNCHANGED
Shares400 from 400
Change0 (0%)
Value$3.4K (-$276)
Filed 2026-10-19
Pinnacle Wealth Planning Services, Inc.
DECREASED
Shares205 from 323
Change-118 (-37%)
Value$1.7K (-$1.2K)
Filed 2026-10-27
Fifth Third Bancorp
DECREASED
Shares131 from 161
Change-30 (-19%)
Value$1.1K (-$364)
Filed 2026-11-05
WPG Advisers, LLC
DECREASED
Shares105 from 142
Change-37 (-26%)
Value$895 (-$413)
Filed 2026-10-27
Wilmington Savings Fund Society, FSB
DECREASED
Shares100 from 200
Change-100 (-50%)
Value$852 (-$990)
Filed 2026-10-23
CoreCap Advisors, LLC
DECREASED
Shares2 from 3,202
Change-3,200 (-100%)
Value$18 (-$29.5K)
Filed 2026-10-08
Private Wealth Management Group, LLC
CLOSED
Shares0 from 25,260
Change-25,260 (-100%)
Value$0 (-$232.6K)
Filed 2026-10-19
SIT Investment Associates Inc
N/A
Shares— from 3,197,573
Change-3,197,573 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 967,413
Change-967,413 (-100%)
Value—
Raymond James Financial Inc
N/A
Shares— from 853,337
Change-853,337 (-100%)
Value—
1607 Capital Partners, LLC
N/A
Shares— from 623,840
Change-623,840 (-100%)
Value—
Invesco Ltd.
N/A
Shares— from 545,530
Change-545,530 (-100%)
Value—
Guggenheim Capital LLC
N/A
Shares— from 520,997
Change-520,997 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 504,033
Change-504,033 (-100%)
Value—
Advisors Asset Management, Inc.
N/A
Shares— from 480,826
Change-480,826 (-100%)
Value—
Ameriprise Financial Inc
N/A
Shares— from 256,127
Change-256,127 (-100%)
Value—
Cohen & Steers, Inc.
N/A
Shares— from 143,767
Change-143,767 (-100%)
Value—
Northwestern Mutual Wealth Management Co
N/A
Shares— from 129,364
Change-129,364 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 107,017
Change-107,017 (-100%)
Value—
Bank of America Corp
N/A
Shares— from 68,820
Change-68,820 (-100%)
Value—
Benjamin Edwards Inc
N/A
Shares— from 61,510
Change-61,510 (-100%)
Value—
Equitable Holdings, Inc.
N/A
Shares— from 59,845
Change-59,845 (-100%)
Value—
Stifel Financial Corp
N/A
Shares— from 59,193
Change-59,193 (-100%)
Value—
Janney Montgomery Scott LLC
N/A
Shares— from 55,102
Change-55,102 (-100%)
Value—
UBS Group AG
N/A
Shares— from 49,183
Change-49,183 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 36,582
Change-36,582 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 26,375
Change-26,375 (-100%)
Value—
&partners
N/A
Shares— from 25,773
Change-25,773 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 22,500
Change-22,500 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 18,020
Change-18,020 (-100%)
Value—
Pathstone Holdings, LLC
N/A
Shares— from 17,769
Change-17,769 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 12,568
Change-12,568 (-100%)
Value—
World Investment Advisors
N/A
Shares— from 12,169
Change-12,169 (-100%)
Value—
Readystate Asset Management LP
N/A
Shares— from 10,641
Change-10,641 (-100%)
Value—
Kovack Advisors, Inc.
N/A
Shares— from 10,411
Change-10,411 (-100%)
Value—
Nwam LLC
N/A
Shares— from 10,300
Change-10,300 (-100%)
Value—
VSM Wealth Advisory, LLC
N/A
Shares— from 6,803
Change-6,803 (-100%)
Value—
Hollencrest Capital Management
N/A
Shares— from 2,600
Change-2,600 (-100%)
Value—
IFG Advisory, LLC
N/A
Shares— from 2,500
Change-2,500 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 1,869
Change-1,869 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 1,400
Change-1,400 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 950
Change-950 (-100%)
Value—
Quent Capital, LLC
N/A
Shares— from 825
Change-825 (-100%)
Value—
Whittier Trust Co of Nevada Inc
N/A
Shares— from 167
Change-167 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 54
Change-54 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
Shaker Financial Services, LLC
INCREASED397,685354,984+42,701+12%$3.3M$3.4M+$121.9K2026-10-14
Rareview Capital LLC
DECREASED192,519201,234-8,715-4%$1.9M$1.6M-$261.4K2026-11-05
Byrne Asset Management LLC
INCREASED164,170158,970+5,200+3%$1.5M$1.4M-$68.7K2026-10-06
Sowell Financial Services LLC
DECREASED146,067147,782-1,715-1%$1.4M$1.2M-$116.6K2026-10-23
LPL Financial LLC
INCREASED98,56984,723+13,846+16%$780.3K$839.8K+$59.5K2026-11-06
Independent Financial Group, LLC
UNCHANGED77,00077,00000%$709.2K$656.0K-$53.1K2026-10-13
Calamos Advisors LLC
INCREASED75,59870,873+4,725+7%$652.7K$644.1K-$8.6K2026-11-02
Capital Investment Advisors, LLC
INCREASED66,12863,331+2,797+4%$583.3K$563.4K-$19.9K2026-10-22
Morey & Quinn Wealth Partners, LLC
UNCHANGED61,03161,03100%$562.1K$520.0K-$42.1K2026-10-28
Closed-End Fund Advisors, Inc.
INCREASED39,56639,564+2+0%$364.4K$337.1K-$27.3K2026-11-04
Uncommon Cents Investing Inc
UNCHANGED36,32536,32500%$334.6K$309.5K-$25.1K2026-10-20
Cambridge Investment Research Advisors, Inc.
DECREASED33,84538,591-4,746-12%$355.0K$288-$354.7K2026-11-02
Concurrent Investment Advisors, LLC
DECREASED29,15329,253-1000%$269.4K$248.4K-$21.0K2026-10-16
AlphaCore Capital LLC
UNCHANGED28,00028,00000%$259.9K$240.6K-$19.3K2026-11-04
International Assets Investment Management, LLC
DECREASED27,26439,294-12,030-31%$361.1K$231.7K-$129.4K2026-11-02
Apollon Wealth Management, LLC
UNCHANGED18,64818,64800%$171.7K$158.9K-$12.9K2026-10-23
Wealth Enhancement Advisory Services, LLC
DECREASED18,46421,544-3,080-14%$197.1K$157.7K-$39.4K2026-10-13
Encompass More Asset Management
DECREASED13,42913,963-534-4%$128.6K$114.4K-$14.2K2026-10-16
Dynamic Advisor Solutions LLC
INCREASED13,04512,816+229+2%$118.0K$111.1K-$6.9K2026-10-13
Integris Wealth Management, LLC
UNCHANGED12,50012,50000%$115.1K$106.5K-$8.6K2026-10-14
Allworth Financial LP
UNCHANGED11,07311,07300%$102.0K$102.0K$02026-11-06
FNY Investment Advisers, LLC
UNCHANGED1,6001,60000%$14$13-$12026-10-16
Private Trust Co NA
UNCHANGED1,2001,20000%$11.1K$10.2K-$8282026-10-20
Provenance Wealth Advisors, LLC
NEW641—+641——$5.5K—2026-10-30
PNC Financial Services Group, Inc.
UNCHANGED60260200%$5.5K$5.1K-$4152026-11-06
Highline Wealth Partners LLC
UNCHANGED40040000%$3.7K$3.4K-$2762026-10-19
Pinnacle Wealth Planning Services, Inc.
DECREASED205323-118-37%$3.0K$1.7K-$1.2K2026-10-27
Fifth Third Bancorp
DECREASED131161-30-19%$1.5K$1.1K-$3642026-11-05
WPG Advisers, LLC
DECREASED105142-37-26%$1.3K$895-$4132026-10-27
Wilmington Savings Fund Society, FSB
DECREASED100200-100-50%$1.8K$852-$9902026-10-23
CoreCap Advisors, LLC
DECREASED23,202-3,200-100%$29.5K$18-$29.5K2026-10-08
Private Wealth Management Group, LLC
CLOSED025,260-25,260-100%$232.6K$0-$232.6K2026-10-19
SIT Investment Associates Inc
N/A—3,197,573-3,197,573-100%$29.5M———
Royal Bank of Canada
N/A—967,413-967,413-100%$8.9M———
Raymond James Financial Inc
N/A—853,337-853,337-100%$7.9M———
1607 Capital Partners, LLC
N/A—623,840-623,840-100%$5.7M———
Invesco Ltd.
N/A—545,530-545,530-100%$5.0M———
Guggenheim Capital LLC
N/A—520,997-520,997-100%$4.8M———
Morgan Stanley
N/A—504,033-504,033-100%$4.6M———
Advisors Asset Management, Inc.
N/A—480,826-480,826-100%$4.4M———
Ameriprise Financial Inc
N/A—256,127-256,127-100%$2.4M———
Cohen & Steers, Inc.
N/A—143,767-143,767-100%$1.3M———
Northwestern Mutual Wealth Management Co
N/A—129,364-129,364-100%$1.2M———
Osaic Holdings, Inc.
N/A—107,017-107,017-100%$985.6K———
Bank of America Corp
N/A—68,820-68,820-100%$633.8K———
Benjamin Edwards Inc
N/A—61,510-61,510-100%$566.6K———
Equitable Holdings, Inc.
N/A—59,845-59,845-100%$551.2K———
Stifel Financial Corp
N/A—59,193-59,193-100%$545.2K———
Janney Montgomery Scott LLC
N/A—55,102-55,102-100%$507.0K———
UBS Group AG
N/A—49,183-49,183-100%$453.0K———
Envestnet Asset Management Inc
N/A—36,582-36,582-100%$336.9K———
Cetera Investment Advisers
N/A—26,375-26,375-100%$242.9K———
&partners
N/A—25,773-25,773-100%$237.4K———
NewEdge Advisors, LLC
N/A—22,500-22,500-100%$207.2K———
Private Advisor Group, LLC
N/A—18,020-18,020-100%$166.0K———
Pathstone Holdings, LLC
N/A—17,769-17,769-100%$163.7K———
Susquehanna International Group, LLP
N/A—12,568-12,568-100%$115.8K———
World Investment Advisors
N/A—12,169-12,169-100%$109.6K———
Readystate Asset Management LP
N/A—10,641-10,641-100%$98.0K———
Kovack Advisors, Inc.
N/A—10,411-10,411-100%$95.7K———
Nwam LLC
N/A—10,300-10,300-100%$94.9K———
VSM Wealth Advisory, LLC
N/A—6,803-6,803-100%$62.7K———
Hollencrest Capital Management
N/A—2,600-2,600-100%$23.9K———
IFG Advisory, LLC
N/A—2,500-2,500-100%$23.0K———
Global Retirement Partners, LLC
N/A—1,869-1,869-100%$17.2K———
Steward Partners Investment Advisory, LLC
N/A—1,400-1,400-100%$12.9K———
Arax Advisory Partners
N/A—950-950-100%$8.8K———
Quent Capital, LLC
N/A—825-825-100%$7.6K———
Whittier Trust Co of Nevada Inc
N/A—167-167-100%$1.5K———
Rockefeller Capital Management L.P.
N/A—54-54-100%$497———
Wells Fargo & Company
N/A—1-1-100%$6———
Showing 71 of 71 institutions