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Western Asset Worldwide Inco

Q2 2016 vs Q3 2016

Comparing institutional holders between quarters

Quarters

Q3 2016Q2 2016Q1 2016Q4 2015Q3 2015
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
SIT Investment Associates Inc
INCREASED
Shares1,148,657 from 957,463
Change+191,194 (+20%)
Value$13.3K (+$2.8K)
Filed 2016-11-01
Rivernorth Capital Management, LLC
INCREASED
Shares432,510 from 400,773
Change+31,737 (+8%)
Value$5.0K (+$617)
Filed 2016-11-14
Advisors Asset Management, Inc.
INCREASED
Shares337,332 from 187,634
Change+149,698 (+80%)
Value$3.9K (+$1.9K)
Filed 2016-10-31
Saba Capital Management, L.P.A
DECREASED
Shares256,714 from 283,780
Change-27,066 (-10%)
Value$3.0K (-$139)
Filed 2016-11-14
Invesco Ltd.
DECREASED
Shares184,126 from 217,558
Change-33,432 (-15%)
Value$2.1K (-$253)
Filed 2016-11-14
Morgan Stanley
DECREASED
Shares158,224 from 191,979
Change-33,755 (-18%)
Value$1.8K (-$273)
Filed 2016-11-10
Guggenheim Capital LLC
INCREASED
Shares119,400 from 74,168
Change+45,232 (+61%)
Value$1.4K (+$571)
Filed 2016-11-15
Wells Fargo & Company
DECREASED
Shares67,013 from 68,619
Change-1,606 (-2%)
Value$778 (+$24)
Filed 2016-10-31
Financial & Investment Management Group LTD
DECREASED
Shares66,075 from 66,358
Change-283 (0%)
Value$767 (+$38)
Filed 2016-10-17
Wedbush Securities Inc
INCREASED
Shares55,942 from 45,269
Change+10,673 (+24%)
Value$649 (+$151)
Filed 2016-11-04
Bank of America Corp
INCREASED
Shares48,931 from 47,528
Change+1,403 (+3%)
Value$568 (+$46)
Filed 2016-11-14
Citigroup Inc
DECREASED
Shares43,590 from 45,472
Change-1,882 (-4%)
Value$506 (+$6)
Filed 2016-11-10
Creative Planning
INCREASED
Shares39,805 from 38,805
Change+1,000 (+3%)
Value$462 (+$36)
Filed 2016-10-12
Raymond James & Associates
INCREASED
Shares30,065 from 26,596
Change+3,469 (+13%)
Value$349 (+$57)
Filed 2016-11-14
Commonwealth Equity Services, Inc
INCREASED
Shares27,162 from 26,263
Change+899 (+3%)
Value$315 (+$26)
Filed 2016-10-25
Aviance Capital Partners, LLC
DECREASED
Shares22,176 from 30,466
Change-8,290 (-27%)
Value$257 (-$78)
Filed 2016-11-02
IFP Advisors, Inc
UNCHANGED
Shares18,343 from 18,343
Change0 (0%)
Value$213 (+$11)
Filed 2016-11-04
Cetera Advisor Networks LLC
NEW
Shares16,000
Change+16,000
Value$186
Filed 2016-11-15
Shaker Financial Services, LLC
DECREASED
Shares14,507 from 32,245
Change-17,738 (-55%)
Value$168 (-$186)
Filed 2016-11-02
UBS Group AG
INCREASED
Shares14,044 from 6,070
Change+7,974 (+131%)
Value$163 (+$96)
Filed 2016-11-14
Ladenburg Thalmann Financial Services Inc
INCREASED
Shares13,474 from 13,120
Change+354 (+3%)
Value$157 (+$13)
Filed 2016-11-14
AQR Arbitrage LLC
DECREASED
Shares12,515 from 54,506
Change-41,991 (-77%)
Value$145 (-$454)
Filed 2016-11-14
KCG Holdings, Inc.
DECREASED
Shares11,490 from 21,033
Change-9,543 (-45%)
Value$133 (-$98)
Filed 2016-11-10
Next Financial Group, Inc
INCREASED
Shares4,571 from 666
Change+3,905 (+586%)
Value$53 (+$46)
Filed 2016-11-01
Advisor Group, Inc.
UNCHANGED
Shares4,000 from 4,000
Change0 (0%)
Value$46 (+$3)
Filed 2017-11-02
Envestnet Asset Management Inc
DECREASED
Shares3,928 from 4,101
Change-173 (-4%)
Value$46 (+$1)
Filed 2016-11-14
Bartlett & Co. LLC
UNCHANGED
Shares2,275 from 2,275
Change0 (0%)
Value$26 (+$1)
Filed 2016-10-24
Royal Bank of Canada
INCREASED
Shares919 from 400
Change+519 (+130%)
Value$10 (+$6)
Filed 2016-11-14
Unionbancal Corp
UNCHANGED
Shares660 from 660
Change0 (0%)
Value$8 (+$1)
Filed 2016-11-14
PNC Financial Services Group, Inc.
UNCHANGED
Shares372 from 372
Change0 (0%)
Value$4 ($0)
Filed 2016-11-04
MetLife Securities, Inc
INCREASED
Shares170 from 4
Change+166 (+4150%)
Value$2 (+$2)
Filed 2016-10-13
SEI Investments Co
NEW
Shares61
Change+61
Value$1
Filed 2016-11-04
US Bancorp \de\
UNCHANGED
Shares2 from 2
Change0 (0%)
Value$0 ($0)
Filed 2016-11-04
Matisse Capital
CLOSED
Shares0 from 193,884
Change-193,884 (-100%)
Value$0 (-$2.1K)
Filed 2016-10-21
Laurion Capital Management LP
CLOSED
Shares0 from 63,296
Change-63,296 (-100%)
Value$0 (-$696)
Filed 2016-11-10
Landscape Capital Management, L.L.C.
CLOSED
Shares0 from 42,275
Change-42,275 (-100%)
Value$0 (-$465)
Filed 2016-11-14
Deutsche Bank Ag\
CLOSED
Shares0 from 37,500
Change-37,500 (-100%)
Value$0 (-$412)
Filed 2016-11-14
Sentinel Trust Co LBA
CLOSED
Shares0 from 24,100
Change-24,100 (-100%)
Value$0 (-$265)
Filed 2016-11-14
TFS Capital LLC
CLOSED
Shares0 from 19,676
Change-19,676 (-100%)
Value$0 (-$216)
Filed 2016-11-10
Round Table Services, LLC
CLOSED
Shares0 from 17,600
Change-17,600 (-100%)
Value$0 (-$193)
Filed 2016-10-20
Thomas J. Herzfeld Advisors, Inc.
CLOSED
Shares0 from 2,196
Change-2,196 (-100%)
Value$0 (-$24)
Filed 2016-11-14
Status
SIT Investment Associates Inc
INCREASED1,148,657957,463+191,194+20%$10.5K$13.3K+$2.8K2016-11-01
Rivernorth Capital Management, LLC
INCREASED432,510400,773+31,737+8%$4.4K$5.0K+$6172016-11-14
Advisors Asset Management, Inc.
INCREASED337,332187,634+149,698+80%$2.1K$3.9K+$1.9K2016-10-31
Saba Capital Management, L.P.A
DECREASED256,714283,780-27,066-10%$3.1K$3.0K-$1392016-11-14
Invesco Ltd.
DECREASED184,126217,558-33,432-15%$2.4K$2.1K-$2532016-11-14
Morgan Stanley
DECREASED158,224191,979-33,755-18%$2.1K$1.8K-$2732016-11-10
Guggenheim Capital LLC
INCREASED119,40074,168+45,232+61%$815$1.4K+$5712016-11-15
Wells Fargo & Company
DECREASED67,01368,619-1,606-2%$754$778+$242016-10-31
Financial & Investment Management Group LTD
DECREASED66,07566,358-2830%$729$767+$382016-10-17
Wedbush Securities Inc
INCREASED55,94245,269+10,673+24%$498$649+$1512016-11-04
Bank of America Corp
INCREASED48,93147,528+1,403+3%$522$568+$462016-11-14
Citigroup Inc
DECREASED43,59045,472-1,882-4%$500$506+$62016-11-10
Creative Planning
INCREASED39,80538,805+1,000+3%$426$462+$362016-10-12
Raymond James & Associates
INCREASED30,06526,596+3,469+13%$292$349+$572016-11-14
Commonwealth Equity Services, Inc
INCREASED27,16226,263+899+3%$289$315+$262016-10-25
Aviance Capital Partners, LLC
DECREASED22,17630,466-8,290-27%$335$257-$782016-11-02
IFP Advisors, Inc
UNCHANGED18,34318,34300%$202$213+$112016-11-04
Cetera Advisor Networks LLC
NEW16,000—+16,000——$186—2016-11-15
Shaker Financial Services, LLC
DECREASED14,50732,245-17,738-55%$354$168-$1862016-11-02
UBS Group AG
INCREASED14,0446,070+7,974+131%$67$163+$962016-11-14
Ladenburg Thalmann Financial Services Inc
INCREASED13,47413,120+354+3%$144$157+$132016-11-14
AQR Arbitrage LLC
DECREASED12,51554,506-41,991-77%$599$145-$4542016-11-14
KCG Holdings, Inc.
DECREASED11,49021,033-9,543-45%$231$133-$982016-11-10
Next Financial Group, Inc
INCREASED4,571666+3,905+586%$7$53+$462016-11-01
Advisor Group, Inc.
UNCHANGED4,0004,00000%$43$46+$32017-11-02
Envestnet Asset Management Inc
DECREASED3,9284,101-173-4%$45$46+$12016-11-14
Bartlett & Co. LLC
UNCHANGED2,2752,27500%$25$26+$12016-10-24
Royal Bank of Canada
INCREASED919400+519+130%$4$10+$62016-11-14
Unionbancal Corp
UNCHANGED66066000%$7$8+$12016-11-14
PNC Financial Services Group, Inc.
UNCHANGED37237200%$4$4$02016-11-04
MetLife Securities, Inc
INCREASED1704+166+4150%$0$2+$22016-10-13
SEI Investments Co
NEW61—+61——$1—2016-11-04
US Bancorp \de\
UNCHANGED2200%$0$0$02016-11-04
Matisse Capital
CLOSED0193,884-193,884-100%$2.1K$0-$2.1K2016-10-21
Laurion Capital Management LP
CLOSED063,296-63,296-100%$696$0-$6962016-11-10
Landscape Capital Management, L.L.C.
CLOSED042,275-42,275-100%$465$0-$4652016-11-14
Deutsche Bank Ag\
CLOSED037,500-37,500-100%$412$0-$4122016-11-14
Sentinel Trust Co LBA
CLOSED024,100-24,100-100%$265$0-$2652016-11-14
TFS Capital LLC
CLOSED019,676-19,676-100%$216$0-$2162016-11-10
Round Table Services, LLC
CLOSED017,600-17,600-100%$193$0-$1932016-10-20
Thomas J. Herzfeld Advisors, Inc.
CLOSED02,196-2,196-100%$24$0-$242016-11-14
Showing 41 of 41 institutions