Western Asset MGD HI Incm FD

Q1 2016 vs Q2 2016

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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UBS Group AG

INCREASED

Shares2,510,098 from 2,302,941

Change+207,157 (+9%)

Value$11.8K (+$1.6K)

Filed 2016-08-12

Rivernorth Capital Management, LLC

INCREASED

Shares1,506,618 from 1,258,946

Change+247,672 (+20%)

Value$7.1K (+$1.5K)

Filed 2016-08-15

Saba Capital Management, L.P.A

DECREASED

Shares1,333,140 from 1,951,845

Change-618,705 (-32%)

Value$6.3K (-$2.4K)

Filed 2016-08-15

Invesco Ltd.

DECREASED

Shares526,506 from 554,264

Change-27,758 (-5%)

Value$2.5K (+$29)

Filed 2016-08-15

Morgan Stanley

INCREASED

Shares497,609 from 364,516

Change+133,093 (+37%)

Value$2.3K (+$735)

Filed 2016-08-12

Carlson Capital, L.P.

UNCHANGED

Shares333,333 from 333,333

Change0 (0%)

Value$1.6K (+$96)

Filed 2016-08-15

Laurion Capital Management LP

DECREASED

Shares306,702 from 895,519

Change-588,817 (-66%)

Value$1.4K (-$2.5K)

Filed 2016-08-12

Bank of Montreal

INCREASED

Shares300,000 from 250,000

Change+50,000 (+20%)

Value$1.4K (+$308)

Filed 2016-07-25

Envestnet Asset Management Inc

UNCHANGED

Shares297,963 from 297,963

Change0 (0%)

Value$1.4K (+$86)

Filed 2016-08-15

Gofen & Glossberg LLC

INCREASED

Shares292,500 from 259,500

Change+33,000 (+13%)

Value$1.4K (+$231)

Filed 2016-07-13

Landscape Capital Management, L.L.C.

INCREASED

Shares196,634 from 143,003

Change+53,631 (+38%)

Value$928 (+$294)

Filed 2016-08-15

NorthCoast Asset Management LLC

INCREASED

Shares182,470 from 177,705

Change+4,765 (+3%)

Value$861 (+$74)

Filed 2016-08-15

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares180,436 from 161,328

Change+19,108 (+12%)

Value$852 (+$137)

Filed 2016-08-04

Guggenheim Capital LLC

DECREASED

Shares170,597 from 177,832

Change-7,235 (-4%)

Value$805 (+$17)

Filed 2016-08-15

Wells Fargo & Company

DECREASED

Shares122,375 from 216,546

Change-94,171 (-43%)

Value$577 (-$383)

Filed 2016-08-11

Investors Capital Advisory Services

INCREASED

Shares102,707 from 100,657

Change+2,050 (+2%)

Value$484 (+$39)

Filed 2016-08-02

Fort Point Capital Partners LLC

DECREASED

Shares79,516 from 80,078

Change-562 (-1%)

Value$375 (+$20)

Filed 2016-08-15

Bank of America Corp

DECREASED

Shares67,344 from 71,733

Change-4,389 (-6%)

Value$318 ($0)

Filed 2016-08-15

Advisor Group, Inc.

NEW

Shares43,050

Change+43,050

Value$202

Filed 2016-08-12

Maryland Capital Management

UNCHANGED

Shares41,900 from 41,900

Change0 (0%)

Value$197 (+$11)

Filed 2016-08-10

Wedbush Securities Inc

DECREASED

Shares33,402 from 33,408

Change-6 (0%)

Value$158 (+$10)

Filed 2016-08-02

Capital Investment Advisors, LLC

UNCHANGED

Shares32,567 from 32,567

Change0 (0%)

Value$154 (+$10)

Filed 2016-07-20

Truist Financial Corp

INCREASED

Shares30,450 from 30,230

Change+220 (+1%)

Value$144 (+$10)

Filed 2016-08-01

LPL Financial LLC

DECREASED

Shares29,720 from 310,262

Change-280,542 (-90%)

Value$140 (-$1.2K)

Filed 2016-08-15

Granite Investment Advisors, Inc.

UNCHANGED

Shares28,900 from 28,900

Change0 (0%)

Value$136 (+$8)

Filed 2016-07-22

Private Advisor Group, LLC

UNCHANGED

Shares28,742 from 28,742

Change0 (0%)

Value$136 (+$9)

Filed 2016-08-09

Raymond James Financial Services Advisors, Inc.

INCREASED

Shares27,718 from 27,588

Change+130 (+0%)

Value$131 (+$9)

Filed 2016-08-12

Pine River Capital Management L.P.

DECREASED

Shares22,791 from 445,258

Change-422,467 (-95%)

Value$108 (-$1.9K)

Filed 2017-08-14

Commonwealth Equity Services, Inc

DECREASED

Shares21,897 from 32,882

Change-10,985 (-33%)

Value$103 (-$43)

Filed 2016-08-04

Raymond James & Associates

DECREASED

Shares21,015 from 25,415

Change-4,400 (-17%)

Value$99 (-$14)

Filed 2016-08-11

Investment Centers of America Inc

UNCHANGED

Shares16,200 from 16,200

Change0 (0%)

Value$77 (+$5)

Filed 2016-08-22

SII Investments Inc

INCREASED

Shares16,174 from 14,174

Change+2,000 (+14%)

Value$74 (+$10)

Filed 2016-08-09

Horizon Kinetics LLC

UNCHANGED

Shares14,400 from 14,400

Change0 (0%)

Value$68 (+$4)

Filed 2016-08-15

Stifel Financial Corp

INCREASED

Shares14,108 from 13,115

Change+993 (+8%)

Value$67 (+$9)

Filed 2016-08-17

American National Bank & Trust

UNCHANGED

Shares14,000 from 14,000

Change0 (0%)

Value$66 (+$4)

Filed 2016-07-08

Strategic Financial Group, LLC

NEW

Shares13,684

Change+13,684

Value$65

Filed 2016-08-02

Tradewinds Global Investors, LLC

NEW

Shares13,353

Change+13,353

Value$63

Filed 2016-08-10

Gilman Hill Asset Management, LLC

UNCHANGED

Shares12,500 from 12,500

Change0 (0%)

Value$59 (+$4)

Filed 2016-07-22

PNC Financial Services Group, Inc.

INCREASED

Shares12,370 from 8,060

Change+4,310 (+53%)

Value$58 (+$22)

Filed 2016-08-05

Shaker Financial Services, LLC

DECREASED

Shares12,000 from 52,393

Change-40,393 (-77%)

Value$57 (-$175)

Filed 2016-08-01

Steel Grove Capital Advisors, LLC

UNCHANGED

Shares10,323 from 10,323

Change0 (0%)

Value$49 (+$3)

Filed 2016-07-26

Citigroup Inc

NEW

Shares9,477

Change+9,477

Value$45

Filed 2016-08-12

Sandy Spring Bank

UNCHANGED

Shares8,000 from 8,000

Change0 (0%)

Value$38 (+$3)

Filed 2016-08-09

Livingston Group Asset Management Co (operating as Southport Capital Management)

NEW

Shares7,259

Change+7,259

Value$34

Filed 2016-07-27

IFP Advisors, Inc

NEW

Shares7,100

Change+7,100

Value$34

Filed 2019-06-03

Ladenburg Thalmann Financial Services Inc

UNCHANGED

Shares5,861 from 5,861

Change0 (0%)

Value$28 (+$2)

Filed 2016-08-15

WFG Advisors, LP

UNCHANGED

Shares4,900 from 4,900

Change0 (0%)

Value$23 (+$1)

Filed 2016-08-11

Advisors Asset Management, Inc.

UNCHANGED

Shares3,598 from 3,598

Change0 (0%)

Value$17 (+$1)

Filed 2016-08-08

D.A. Davidson & Co.

UNCHANGED

Shares3,000 from 3,000

Change0 (0%)

Value$14 (+$1)

Filed 2016-08-15

Royal Bank of Canada

DECREASED

Shares1,293 from 13,616

Change-12,323 (-90%)

Value$6 (-$54)

Filed 2016-08-24

MetLife Securities, Inc

DECREASED

Shares1,090 from 2,090

Change-1,000 (-48%)

Value$5 (-$4)

Filed 2016-07-25

CWM, LLC

UNCHANGED

Shares900 from 900

Change0 (0%)

Value$4 ($0)

Filed 2016-07-21

Penserra Capital Management LLC

UNCHANGED

Shares501 from 501

Change0 (0%)

Value$2 ($0)

Filed 2016-08-09

City of London Investment Management Co LTD

CLOSED

Shares0 from 486,228

Change-486,228 (-100%)

Value$0 (-$2.2K)

Filed 2016-08-15

Parametric Portfolio Associates LLC

CLOSED

Shares0 from 294,223

Change-294,223 (-100%)

Value$0 (-$1.3K)

Filed 2016-08-12

AQR Arbitrage LLC

CLOSED

Shares0 from 124,116

Change-124,116 (-100%)

Value$0 (-$550)

Filed 2016-08-15

American International Group, Inc.

CLOSED

Shares0 from 43,050

Change-43,050 (-100%)

Value$0 (-$191.0K)

Filed 2016-08-11

Creative Planning

CLOSED

Shares0 from 36,962

Change-36,962 (-100%)

Value$0 (-$164)

Filed 2016-07-12

Kamunting Street Capital Management, L.P.

CLOSED

Shares0 from 32,279

Change-32,279 (-100%)

Value$0 (-$143)

Filed 2016-08-15

TFS Capital LLC

CLOSED

Shares0 from 10,989

Change-10,989 (-100%)

Value$0 (-$49)

Filed 2016-08-11

Deutsche Bank Ag\

CLOSED

Shares0 from 3,400

Change-3,400 (-100%)

Value$0 (-$15)

Filed 2016-08-15

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 146

Change-146 (-100%)

Value$0 (-$1)

Filed 2016-08-10

	Status
UBS Group AG	INCREASED	2,510,098	2,302,941	+207,157	+9%	$10.2K	$11.8K	+$1.6K	2016-08-12
Rivernorth Capital Management, LLC	INCREASED	1,506,618	1,258,946	+247,672	+20%	$5.6K	$7.1K	+$1.5K	2016-08-15
Saba Capital Management, L.P.A	DECREASED	1,333,140	1,951,845	-618,705	-32%	$8.6K	$6.3K	-$2.4K	2016-08-15
Invesco Ltd.	DECREASED	526,506	554,264	-27,758	-5%	$2.5K	$2.5K	+$29	2016-08-15
Morgan Stanley	INCREASED	497,609	364,516	+133,093	+37%	$1.6K	$2.3K	+$735	2016-08-12
Carlson Capital, L.P.	UNCHANGED	333,333	333,333	0	0%	$1.5K	$1.6K	+$96	2016-08-15
Laurion Capital Management LP	DECREASED	306,702	895,519	-588,817	-66%	$4.0K	$1.4K	-$2.5K	2016-08-12
Bank of Montreal	INCREASED	300,000	250,000	+50,000	+20%	$1.1K	$1.4K	+$308	2016-07-25
Envestnet Asset Management Inc	UNCHANGED	297,963	297,963	0	0%	$1.3K	$1.4K	+$86	2016-08-15
Gofen & Glossberg LLC	INCREASED	292,500	259,500	+33,000	+13%	$1.2K	$1.4K	+$231	2016-07-13
Landscape Capital Management, L.L.C.	INCREASED	196,634	143,003	+53,631	+38%	$634	$928	+$294	2016-08-15
NorthCoast Asset Management LLC	INCREASED	182,470	177,705	+4,765	+3%	$787	$861	+$74	2016-08-15
Cambridge Investment Research Advisors, Inc.	INCREASED	180,436	161,328	+19,108	+12%	$715	$852	+$137	2016-08-04
Guggenheim Capital LLC	DECREASED	170,597	177,832	-7,235	-4%	$788	$805	+$17	2016-08-15
Wells Fargo & Company	DECREASED	122,375	216,546	-94,171	-43%	$960	$577	-$383	2016-08-11
Investors Capital Advisory Services	INCREASED	102,707	100,657	+2,050	+2%	$445	$484	+$39	2016-08-02
Fort Point Capital Partners LLC	DECREASED	79,516	80,078	-562	-1%	$355	$375	+$20	2016-08-15
Bank of America Corp	DECREASED	67,344	71,733	-4,389	-6%	$318	$318	$0	2016-08-15
Advisor Group, Inc.	NEW	43,050	—	+43,050	—	—	$202	—	2016-08-12
Maryland Capital Management	UNCHANGED	41,900	41,900	0	0%	$186	$197	+$11	2016-08-10
Wedbush Securities Inc	DECREASED	33,402	33,408	-6	0%	$148	$158	+$10	2016-08-02
Capital Investment Advisors, LLC	UNCHANGED	32,567	32,567	0	0%	$144	$154	+$10	2016-07-20
Truist Financial Corp	INCREASED	30,450	30,230	+220	+1%	$134	$144	+$10	2016-08-01
LPL Financial LLC	DECREASED	29,720	310,262	-280,542	-90%	$1.4K	$140	-$1.2K	2016-08-15
Granite Investment Advisors, Inc.	UNCHANGED	28,900	28,900	0	0%	$128	$136	+$8	2016-07-22
Private Advisor Group, LLC	UNCHANGED	28,742	28,742	0	0%	$127	$136	+$9	2016-08-09
Raymond James Financial Services Advisors, Inc.	INCREASED	27,718	27,588	+130	+0%	$122	$131	+$9	2016-08-12
Pine River Capital Management L.P.	DECREASED	22,791	445,258	-422,467	-95%	$2.0K	$108	-$1.9K	2017-08-14
Commonwealth Equity Services, Inc	DECREASED	21,897	32,882	-10,985	-33%	$146	$103	-$43	2016-08-04
Raymond James & Associates	DECREASED	21,015	25,415	-4,400	-17%	$113	$99	-$14	2016-08-11
Investment Centers of America Inc	UNCHANGED	16,200	16,200	0	0%	$72	$77	+$5	2016-08-22
SII Investments Inc	INCREASED	16,174	14,174	+2,000	+14%	$64	$74	+$10	2016-08-09
Horizon Kinetics LLC	UNCHANGED	14,400	14,400	0	0%	$64	$68	+$4	2016-08-15
Stifel Financial Corp	INCREASED	14,108	13,115	+993	+8%	$58	$67	+$9	2016-08-17
American National Bank & Trust	UNCHANGED	14,000	14,000	0	0%	$62	$66	+$4	2016-07-08
Strategic Financial Group, LLC	NEW	13,684	—	+13,684	—	—	$65	—	2016-08-02
Tradewinds Global Investors, LLC	NEW	13,353	—	+13,353	—	—	$63	—	2016-08-10
Gilman Hill Asset Management, LLC	UNCHANGED	12,500	12,500	0	0%	$55	$59	+$4	2016-07-22
PNC Financial Services Group, Inc.	INCREASED	12,370	8,060	+4,310	+53%	$36	$58	+$22	2016-08-05
Shaker Financial Services, LLC	DECREASED	12,000	52,393	-40,393	-77%	$232	$57	-$175	2016-08-01
Steel Grove Capital Advisors, LLC	UNCHANGED	10,323	10,323	0	0%	$46	$49	+$3	2016-07-26
Citigroup Inc	NEW	9,477	—	+9,477	—	—	$45	—	2016-08-12
Sandy Spring Bank	UNCHANGED	8,000	8,000	0	0%	$35	$38	+$3	2016-08-09
Livingston Group Asset Management Co (operating as Southport Capital Management)	NEW	7,259	—	+7,259	—	—	$34	—	2016-07-27
IFP Advisors, Inc	NEW	7,100	—	+7,100	—	—	$34	—	2019-06-03
Ladenburg Thalmann Financial Services Inc	UNCHANGED	5,861	5,861	0	0%	$26	$28	+$2	2016-08-15
WFG Advisors, LP	UNCHANGED	4,900	4,900	0	0%	$22	$23	+$1	2016-08-11
Advisors Asset Management, Inc.	UNCHANGED	3,598	3,598	0	0%	$16	$17	+$1	2016-08-08
D.A. Davidson & Co.	UNCHANGED	3,000	3,000	0	0%	$13	$14	+$1	2016-08-15
Royal Bank of Canada	DECREASED	1,293	13,616	-12,323	-90%	$60	$6	-$54	2016-08-24
MetLife Securities, Inc	DECREASED	1,090	2,090	-1,000	-48%	$9	$5	-$4	2016-07-25
CWM, LLC	UNCHANGED	900	900	0	0%	$4	$4	$0	2016-07-21
Penserra Capital Management LLC	UNCHANGED	501	501	0	0%	$2	$2	$0	2016-08-09
City of London Investment Management Co LTD	CLOSED	0	486,228	-486,228	-100%	$2.2K	$0	-$2.2K	2016-08-15
Parametric Portfolio Associates LLC	CLOSED	0	294,223	-294,223	-100%	$1.3K	$0	-$1.3K	2016-08-12
AQR Arbitrage LLC	CLOSED	0	124,116	-124,116	-100%	$550	$0	-$550	2016-08-15
American International Group, Inc.	CLOSED	0	43,050	-43,050	-100%	$191.0K	$0	-$191.0K	2016-08-11
Creative Planning	CLOSED	0	36,962	-36,962	-100%	$164	$0	-$164	2016-07-12
Kamunting Street Capital Management, L.P.	CLOSED	0	32,279	-32,279	-100%	$143	$0	-$143	2016-08-15
TFS Capital LLC	CLOSED	0	10,989	-10,989	-100%	$49	$0	-$49	2016-08-11
Deutsche Bank Ag\	CLOSED	0	3,400	-3,400	-100%	$15	$0	-$15	2016-08-15
Tower Research Capital LLC (TRC)	CLOSED	0	146	-146	-100%	$1	$0	-$1	2016-08-10

Showing 62 of 62 institutions