Western Asset MUN DEF OPP TR

Q4 2020 vs Q1 2021

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Morgan Stanley

DECREASED

Shares416,906 from 440,094

Change-23,188 (-5%)

Value$8.8K (-$354)

Filed 2021-05-17

Bank of America Corp

INCREASED

Shares173,656 from 145,694

Change+27,962 (+19%)

Value$3.7K (+$636)

Filed 2021-05-14

Raymond James & Associates

DECREASED

Shares111,200 from 149,086

Change-37,886 (-25%)

Value$2.4K (-$754)

Filed 2021-05-14

Steward Partners Investment Advisory, LLC

INCREASED

Shares83,432 from 56,891

Change+26,541 (+47%)

Value$1.8M (+$1.8M)

Filed 2021-05-17

Usca RIA LLC

DECREASED

Shares75,605 from 78,405

Change-2,800 (-4%)

Value$1.6K (-$34)

Filed 2021-04-27

Cetera Advisor Networks LLC

INCREASED

Shares63,677 from 61,827

Change+1,850 (+3%)

Value$1.3K (+$59)

Filed 2021-05-17

1607 Capital Partners, LLC

DECREASED

Shares61,740 from 77,693

Change-15,953 (-21%)

Value$1.3K (-$313)

Filed 2021-05-17

Koshinski Asset Management, Inc.

DECREASED

Shares59,191 from 59,321

Change-130 (0%)

Value$1.3K (+$16)

Filed 2021-05-06

Wells Fargo & Company

DECREASED

Shares48,472 from 51,521

Change-3,049 (-6%)

Value$1.0K (-$47)

Filed 2021-05-13

City of London Investment Management Co LTD

DECREASED

Shares47,373 from 92,437

Change-45,064 (-49%)

Value$1.0K (-$921)

Filed 2021-05-14

UBS Group AG

DECREASED

Shares43,054 from 43,903

Change-849 (-2%)

Value$910 (-$4)

Filed 2021-05-12

Van Eck Associates Corp

INCREASED

Shares41,468 from 39,061

Change+2,407 (+6%)

Value$876 (+$63)

Filed 2021-05-13

Raymond James Financial Services Advisors, Inc.

INCREASED

Shares37,033 from 36,136

Change+897 (+2%)

Value$782 (+$30)

Filed 2021-05-14

Commonwealth Equity Services, LLC

DECREASED

Shares29,661 from 31,898

Change-2,237 (-7%)

Value$626 (-$38)

Filed 2021-05-04

Stratos Wealth Partners, Ltd.

DECREASED

Shares26,450 from 44,610

Change-18,160 (-41%)

Value$559 (-$370)

Filed 2021-04-27

YorkBridge Wealth Partners, LLC

NEW

Shares19,600

Change+19,600

Value$414

Filed 2021-04-15

Cambridge Investment Research Advisors, Inc.

INCREASED

Shares18,339 from 16,779

Change+1,560 (+9%)

Value$388 (+$39)

Filed 2021-05-07

First Trust Advisors LP

INCREASED

Shares17,483 from 15,990

Change+1,493 (+9%)

Value$369 (+$36)

Filed 2021-05-14

Sound View Wealth Advisors Group, LLC

UNCHANGED

Shares10,750 from 10,750

Change0 (0%)

Value$227 (+$3)

Filed 2021-04-28

Royal Bank of Canada

INCREASED

Shares9,604 from 8,290

Change+1,314 (+16%)

Value$203 (+$30)

Filed 2021-07-20

Osaic Holdings, Inc.

INCREASED

Shares6,742 from 6,737

Change+5 (+0%)

Value$142 (+$2)

Filed 2021-05-13

Citigroup Inc

UNCHANGED

Shares4,500 from 4,500

Change0 (0%)

Value$95 (+$1)

Filed 2021-05-13

International Assets Investment Management, LLC

INCREASED

Shares3,804 from 1,944

Change+1,860 (+96%)

Value$79 (+$39)

Filed 2021-04-19

Wolverine Asset Management LLC

DECREASED

Shares2,835 from 6,782

Change-3,947 (-58%)

Value$59 (-$82)

Filed 2021-05-13

SIT Investment Associates Inc

UNCHANGED

Shares2,790 from 2,790

Change0 (0%)

Value$59 (+$1)

Filed 2021-05-13

Bessemer Group Inc

NEW

Shares1,081

Change+1,081

Value$23

Filed 2021-05-13

West Paces Advisors Inc.

NEW

Shares1,000

Change+1,000

Value$21.1K

Filed 2023-12-20

Duncker Streett & Co Inc

UNCHANGED

Shares617 from 617

Change0 (0%)

Value$13 ($0)

Filed 2021-04-28

American Portfolios Advisors

UNCHANGED

Shares500 from 500

Change0 (0%)

Value$10.6K (+$155)

Filed 2023-03-22

Rockefeller Capital Management L.P.

INCREASED

Shares356 from 355

Change+1 (+0%)

Value$7 ($0)

Filed 2021-05-11

Oliver Luxxe Assets LLC

CLOSED

Shares0 from 27,501

Change-27,501 (-100%)

Value$0 (-$574)

Filed 2021-04-29

Millennium Management LLC

CLOSED

Shares0 from 14,404

Change-14,404 (-100%)

Value$0 (-$300)

Filed 2021-05-17

Indie Asset Partners, LLC

CLOSED

Shares0 from 12,500

Change-12,500 (-100%)

Value$0 (-$260)

Filed 2021-05-13

Bramshill Investments, LLC

CLOSED

Shares0 from 9,679

Change-9,679 (-100%)

Value$0 (-$202)

Filed 2021-05-17

True Private Wealth Advisors

CLOSED

Shares0 from 1,435

Change-1,435 (-100%)

Value$0 (-$29)

Filed 2021-05-12

Northwestern Mutual Wealth Management Co

CLOSED

Shares0 from 1,001

Change-1,001 (-100%)

Value$0 (-$21)

Filed 2021-05-14

Proequities, Inc.

UNCHANGED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2021-05-13

Almitas Capital LLC

N/A

Shares— from 18,135

Change-18,135 (-100%)

Value—

Winslow, Evans & Crocker, Inc.

N/A

Shares— from 1,225

Change-1,225 (-100%)

Value—

Reby Advisors, LLC

N/A

Shares— from 1,000

Change-1,000 (-100%)

Value—

	Status
Morgan Stanley	DECREASED	416,906	440,094	-23,188	-5%	$9.2K	$8.8K	-$354	2021-05-17
Bank of America Corp	INCREASED	173,656	145,694	+27,962	+19%	$3.0K	$3.7K	+$636	2021-05-14
Raymond James & Associates	DECREASED	111,200	149,086	-37,886	-25%	$3.1K	$2.4K	-$754	2021-05-14
Steward Partners Investment Advisory, LLC	INCREASED	83,432	56,891	+26,541	+47%	$1.2K	$1.8M	+$1.8M	2021-05-17
Usca RIA LLC	DECREASED	75,605	78,405	-2,800	-4%	$1.6K	$1.6K	-$34	2021-04-27
Cetera Advisor Networks LLC	INCREASED	63,677	61,827	+1,850	+3%	$1.3K	$1.3K	+$59	2021-05-17
1607 Capital Partners, LLC	DECREASED	61,740	77,693	-15,953	-21%	$1.6K	$1.3K	-$313	2021-05-17
Koshinski Asset Management, Inc.	DECREASED	59,191	59,321	-130	0%	$1.2K	$1.3K	+$16	2021-05-06
Wells Fargo & Company	DECREASED	48,472	51,521	-3,049	-6%	$1.1K	$1.0K	-$47	2021-05-13
City of London Investment Management Co LTD	DECREASED	47,373	92,437	-45,064	-49%	$1.9K	$1.0K	-$921	2021-05-14
UBS Group AG	DECREASED	43,054	43,903	-849	-2%	$914	$910	-$4	2021-05-12
Van Eck Associates Corp	INCREASED	41,468	39,061	+2,407	+6%	$813	$876	+$63	2021-05-13
Raymond James Financial Services Advisors, Inc.	INCREASED	37,033	36,136	+897	+2%	$752	$782	+$30	2021-05-14
Commonwealth Equity Services, LLC	DECREASED	29,661	31,898	-2,237	-7%	$664	$626	-$38	2021-05-04
Stratos Wealth Partners, Ltd.	DECREASED	26,450	44,610	-18,160	-41%	$929	$559	-$370	2021-04-27
YorkBridge Wealth Partners, LLC	NEW	19,600	—	+19,600	—	—	$414	—	2021-04-15
Cambridge Investment Research Advisors, Inc.	INCREASED	18,339	16,779	+1,560	+9%	$349	$388	+$39	2021-05-07
First Trust Advisors LP	INCREASED	17,483	15,990	+1,493	+9%	$333	$369	+$36	2021-05-14
Sound View Wealth Advisors Group, LLC	UNCHANGED	10,750	10,750	0	0%	$224	$227	+$3	2021-04-28
Royal Bank of Canada	INCREASED	9,604	8,290	+1,314	+16%	$173	$203	+$30	2021-07-20
Osaic Holdings, Inc.	INCREASED	6,742	6,737	+5	+0%	$140	$142	+$2	2021-05-13
Citigroup Inc	UNCHANGED	4,500	4,500	0	0%	$94	$95	+$1	2021-05-13
International Assets Investment Management, LLC	INCREASED	3,804	1,944	+1,860	+96%	$40	$79	+$39	2021-04-19
Wolverine Asset Management LLC	DECREASED	2,835	6,782	-3,947	-58%	$141	$59	-$82	2021-05-13
SIT Investment Associates Inc	UNCHANGED	2,790	2,790	0	0%	$58	$59	+$1	2021-05-13
Bessemer Group Inc	NEW	1,081	—	+1,081	—	—	$23	—	2021-05-13
West Paces Advisors Inc.	NEW	1,000	—	+1,000	—	—	$21.1K	—	2023-12-20
Duncker Streett & Co Inc	UNCHANGED	617	617	0	0%	$13	$13	$0	2021-04-28
American Portfolios Advisors	UNCHANGED	500	500	0	0%	$10.4K	$10.6K	+$155	2023-03-22
Rockefeller Capital Management L.P.	INCREASED	356	355	+1	+0%	$7	$7	$0	2021-05-11
Oliver Luxxe Assets LLC	CLOSED	0	27,501	-27,501	-100%	$574	$0	-$574	2021-04-29
Millennium Management LLC	CLOSED	0	14,404	-14,404	-100%	$300	$0	-$300	2021-05-17
Indie Asset Partners, LLC	CLOSED	0	12,500	-12,500	-100%	$260	$0	-$260	2021-05-13
Bramshill Investments, LLC	CLOSED	0	9,679	-9,679	-100%	$202	$0	-$202	2021-05-17
True Private Wealth Advisors	CLOSED	0	1,435	-1,435	-100%	$29	$0	-$29	2021-05-12
Northwestern Mutual Wealth Management Co	CLOSED	0	1,001	-1,001	-100%	$21	$0	-$21	2021-05-14
Proequities, Inc.	UNCHANGED	0	0	0	—	$0	$0	$0	2021-05-13
Almitas Capital LLC	N/A	—	18,135	-18,135	-100%	$378	—	—	—
Winslow, Evans & Crocker, Inc.	N/A	—	1,225	-1,225	-100%	$26	—	—	—
Reby Advisors, LLC	N/A	—	1,000	-1,000	-100%	$21	—	—	—

Showing 40 of 40 institutions