Western Asset Mort DEF OPP (DMO)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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LPL Financial LLC

DECREASED

Shares209,270 from 279,605

Change-70,335 (-25%)

Value$2.0M (-$1.0M)

Filed 2026-11-06

Matisse Capital

NEW

Shares190,000

Change+190,000

Value$1.8M

Filed 2026-10-29

Venture Visionary Partners LLC

INCREASED

Shares152,218 from 125,019

Change+27,199 (+22%)

Value$1.4M (+$110.2K)

Filed 2026-10-07

Riverbridge Partners LLC

INCREASED

Shares128,459 from 64,397

Change+64,062 (+99%)

Value$1.2M (+$533.2K)

Filed 2026-11-05

Park Avenue Securities LLC

INCREASED

Shares88,096 from 83,883

Change+4,213 (+5%)

Value$839 (-$897.2K)

Filed 2026-10-26

Noble Wealth Management PBC

INCREASED

Shares42,987 from 39,837

Change+3,150 (+8%)

Value$409.2K (-$17.4K)

Filed 2026-10-01

Aviance Capital Partners, LLC

DECREASED

Shares41,799 from 42,188

Change-389 (-1%)

Value$397.9K (-$53.9K)

Filed 2026-10-29

Cambridge Investment Research Advisors, Inc.

DECREASED

Shares31,466 from 36,394

Change-4,928 (-14%)

Value$300 (-$389.7K)

Filed 2026-11-02

Commonwealth Equity Services, LLC

DECREASED

Shares28,908 from 31,223

Change-2,315 (-7%)

Value$275.2K (-$59.2K)

Filed 2026-11-02

SeaCrest Wealth Management, LLC

DECREASED

Shares23,558 from 25,887

Change-2,329 (-9%)

Value$224.3K (-$53.0K)

Filed 2026-10-21

HighTower Advisors, LLC

DECREASED

Shares20,700 from 28,700

Change-8,000 (-28%)

Value$197.1K (-$110.3K)

Filed 2026-11-10

Integrated Capital Management, Inc.

INCREASED

Shares17,357 from 16,217

Change+1,140 (+7%)

Value$165.2K (-$8.5K)

Filed 2026-10-09

Oppenheimer & Co Inc

UNCHANGED

Shares15,500 from 15,500

Change0 (0%)

Value$147.6K (-$18.4K)

Filed 2026-10-26

Choreo, LLC

NEW

Shares12,630

Change+12,630

Value$120.2K

Filed 2026-10-28

CoreCap Advisors, LLC

DECREASED

Shares6,400 from 17,400

Change-11,000 (-63%)

Value$60.9K (-$125.4K)

Filed 2026-10-08

Allworth Financial LP

NEW

Shares2,000

Change+2,000

Value$21.4K

Filed 2026-11-06

Highline Wealth Partners LLC

UNCHANGED

Shares1,230 from 1,230

Change0 (0%)

Value$11.7K (-$1.5K)

Filed 2026-10-19

Citigroup Inc

UNCHANGED

Shares4 from 4

Change0 (0%)

Value$38 (-$5)

Filed 2026-11-04

Key FInancial Inc

CLOSED

Shares0 from 500

Change-500 (-100%)

Value$0 (-$5.4K)

Filed 2026-11-02

JFS Wealth Advisors, LLC

CLOSED

Shares0 from 32

Change-32 (-100%)

Value$0 (-$343)

Filed 2026-11-03

Fifth Third Bancorp

CLOSED

Shares0 from 7

Change-7 (-100%)

Value$0 (-$75)

Filed 2026-11-05

Royal Bank of Canada

N/A

Shares— from 397,812

Change-397,812 (-100%)

Value—

Guggenheim Capital LLC

N/A

Shares— from 185,115

Change-185,115 (-100%)

Value—

Baird Financial Group, Inc.

N/A

Shares— from 182,317

Change-182,317 (-100%)

Value—

Envestnet Asset Management Inc

N/A

Shares— from 167,508

Change-167,508 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 160,702

Change-160,702 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 154,799

Change-154,799 (-100%)

Value—

Advisors Asset Management, Inc.

N/A

Shares— from 151,129

Change-151,129 (-100%)

Value—

SIT Investment Associates Inc

N/A

Shares— from 66,521

Change-66,521 (-100%)

Value—

Thomas J. Herzfeld Advisors, Inc.

N/A

Shares— from 62,657

Change-62,657 (-100%)

Value—

Robinson Capital Management, LLC

N/A

Shares— from 53,687

Change-53,687 (-100%)

Value—

NewEdge Advisors, LLC

N/A

Shares— from 43,521

Change-43,521 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 37,234

Change-37,234 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 28,371

Change-28,371 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 17,389

Change-17,389 (-100%)

Value—

Equitable Holdings, Inc.

N/A

Shares— from 17,344

Change-17,344 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 16,348

Change-16,348 (-100%)

Value—

UBS Group AG

N/A

Shares— from 13,429

Change-13,429 (-100%)

Value—

MML Investors Services, LLC

N/A

Shares— from 13,173

Change-13,173 (-100%)

Value—

Janney Montgomery Scott LLC

N/A

Shares— from 10,551

Change-10,551 (-100%)

Value—

Northwestern Mutual Wealth Management Co

N/A

Shares— from 5,200

Change-5,200 (-100%)

Value—

Steward Partners Investment Advisory, LLC

N/A

Shares— from 1,000

Change-1,000 (-100%)

Value—

PIN OAK Investment Advisors Inc

N/A

Shares— from 590

Change-590 (-100%)

Value—

Rockefeller Capital Management L.P.

N/A

Shares— from 314

Change-314 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 307

Change-307 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 1

Change-1 (-100%)

Value—

	Status
LPL Financial LLC	DECREASED	209,270	279,605	-70,335	-25%	$3.0M	$2.0M	-$1.0M	2026-11-06
Matisse Capital	NEW	190,000	—	+190,000	—	—	$1.8M	—	2026-10-29
Venture Visionary Partners LLC	INCREASED	152,218	125,019	+27,199	+22%	$1.3M	$1.4M	+$110.2K	2026-10-07
Riverbridge Partners LLC	INCREASED	128,459	64,397	+64,062	+99%	$689.7K	$1.2M	+$533.2K	2026-11-05
Park Avenue Securities LLC	INCREASED	88,096	83,883	+4,213	+5%	$898.0K	$839	-$897.2K	2026-10-26
Noble Wealth Management PBC	INCREASED	42,987	39,837	+3,150	+8%	$426.7K	$409.2K	-$17.4K	2026-10-01
Aviance Capital Partners, LLC	DECREASED	41,799	42,188	-389	-1%	$451.8K	$397.9K	-$53.9K	2026-10-29
Cambridge Investment Research Advisors, Inc.	DECREASED	31,466	36,394	-4,928	-14%	$390.0K	$300	-$389.7K	2026-11-02
Commonwealth Equity Services, LLC	DECREASED	28,908	31,223	-2,315	-7%	$334.4K	$275.2K	-$59.2K	2026-11-02
SeaCrest Wealth Management, LLC	DECREASED	23,558	25,887	-2,329	-9%	$277.3K	$224.3K	-$53.0K	2026-10-21
HighTower Advisors, LLC	DECREASED	20,700	28,700	-8,000	-28%	$307.4K	$197.1K	-$110.3K	2026-11-10
Integrated Capital Management, Inc.	INCREASED	17,357	16,217	+1,140	+7%	$173.7K	$165.2K	-$8.5K	2026-10-09
Oppenheimer & Co Inc	UNCHANGED	15,500	15,500	0	0%	$166.0K	$147.6K	-$18.4K	2026-10-26
Choreo, LLC	NEW	12,630	—	+12,630	—	—	$120.2K	—	2026-10-28
CoreCap Advisors, LLC	DECREASED	6,400	17,400	-11,000	-63%	$186.4K	$60.9K	-$125.4K	2026-10-08
Allworth Financial LP	NEW	2,000	—	+2,000	—	—	$21.4K	—	2026-11-06
Highline Wealth Partners LLC	UNCHANGED	1,230	1,230	0	0%	$13.2K	$11.7K	-$1.5K	2026-10-19
Citigroup Inc	UNCHANGED	4	4	0	0%	$43	$38	-$5	2026-11-04
Key FInancial Inc	CLOSED	0	500	-500	-100%	$5.4K	$0	-$5.4K	2026-11-02
JFS Wealth Advisors, LLC	CLOSED	0	32	-32	-100%	$343	$0	-$343	2026-11-03
Fifth Third Bancorp	CLOSED	0	7	-7	-100%	$75	$0	-$75	2026-11-05
Royal Bank of Canada	N/A	—	397,812	-397,812	-100%	$4.3M	—	—	—
Guggenheim Capital LLC	N/A	—	185,115	-185,115	-100%	$2.0M	—	—	—
Baird Financial Group, Inc.	N/A	—	182,317	-182,317	-100%	$2.0M	—	—	—
Envestnet Asset Management Inc	N/A	—	167,508	-167,508	-100%	$1.8M	—	—	—
Raymond James Financial Inc	N/A	—	160,702	-160,702	-100%	$1.7M	—	—	—
Morgan Stanley	N/A	—	154,799	-154,799	-100%	$1.7M	—	—	—
Advisors Asset Management, Inc.	N/A	—	151,129	-151,129	-100%	$1.6M	—	—	—
SIT Investment Associates Inc	N/A	—	66,521	-66,521	-100%	$712.0K	—	—	—
Thomas J. Herzfeld Advisors, Inc.	N/A	—	62,657	-62,657	-100%	$671.1K	—	—	—
Robinson Capital Management, LLC	N/A	—	53,687	-53,687	-100%	$575.0K	—	—	—
NewEdge Advisors, LLC	N/A	—	43,521	-43,521	-100%	$466.1K	—	—	—
Osaic Holdings, Inc.	N/A	—	37,234	-37,234	-100%	$398.8K	—	—	—
Citadel Advisors LLC	N/A	—	28,371	-28,371	-100%	$303.9K	—	—	—
Susquehanna International Group, LLP	N/A	—	17,389	-17,389	-100%	$186.2K	—	—	—
Equitable Holdings, Inc.	N/A	—	17,344	-17,344	-100%	$185.8K	—	—	—
Bank of America Corp	N/A	—	16,348	-16,348	-100%	$175.1K	—	—	—
UBS Group AG	N/A	—	13,429	-13,429	-100%	$143.8K	—	—	—
MML Investors Services, LLC	N/A	—	13,173	-13,173	-100%	$141.1K	—	—	—
Janney Montgomery Scott LLC	N/A	—	10,551	-10,551	-100%	$113.0K	—	—	—
Northwestern Mutual Wealth Management Co	N/A	—	5,200	-5,200	-100%	$55.7K	—	—	—
Steward Partners Investment Advisory, LLC	N/A	—	1,000	-1,000	-100%	$10.7K	—	—	—
PIN OAK Investment Advisors Inc	N/A	—	590	-590	-100%	$6	—	—	—
Rockefeller Capital Management L.P.	N/A	—	314	-314	-100%	$3.4K	—	—	—
BNP Paribas Financial Markets	N/A	—	307	-307	-100%	$3.3K	—	—	—
Wells Fargo & Company	N/A	—	1	-1	-100%	$8	—	—	—

Showing 46 of 46 institutions