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XAI Floating Rate & Alter in (XFLT)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026
CompareDetailedHistoricalFundsOptions13D/13GPeersTargetingTrading SummaryProfile
Eagle Point Credit Management LLC
UNCHANGED
Shares439,852 from 439,852
Change0 (0%)
Value$8.5M (+$734.6K)
Filed 2026-11-06
Matisse Capital
UNCHANGED
Shares346,096 from 346,096
Change0 (0%)
Value$6.7M (+$578.0K)
Filed 2026-10-29
Absolute Investment Advisers, LLC
NEW
Shares239,902
Change+239,902
Value$4.6M
Filed 2026-10-21
J.W. Cole Advisors, Inc.
DECREASED
Shares86,388 from 88,417
Change-2,029 (-2%)
Value$1.7M (+$108.7K)
Filed 2026-11-05
Arlington Capital Management Inc
INCREASED
Shares61,130 from 58,636
Change+2,494 (+4%)
Value$1.2M (+$145.9K)
Filed 2026-10-30
Imc-Chicago, LLC
NEW
Shares54,233
Change+54,233
Value$1.0M
Filed 2026-11-05
LPL Financial LLC
DECREASED
Shares34,106 from 36,459
Change-2,353 (-6%)
Value$655.5K (+$15.7K)
Filed 2026-11-06
Kestra Advisory Services, LLC
INCREASED
Shares30,397 from 23,149
Change+7,248 (+31%)
Value$584.2K (+$178.0K)
Filed 2026-11-02
Choreo, LLC
DECREASED
Shares21,645 from 22,249
Change-604 (-3%)
Value$418.3K (+$25.4K)
Filed 2026-10-28
Chicago Partners Investment Group LLC
NEW
Shares18,325
Change+18,325
Value$301.4K
Filed 2026-10-27
Apollon Wealth Management, LLC
INCREASED
Shares12,938 from 12,631
Change+307 (+2%)
Value$248.7K (+$27.0K)
Filed 2026-10-23
Blue Bell Private Wealth Management, LLC
INCREASED
Shares6,626 from 1,699
Change+4,927 (+290%)
Value$127.4K (+$97.5K)
Filed 2026-10-29
EverSource Wealth Advisors, LLC
INCREASED
Shares5,060 from 5,000
Change+60 (+1%)
Value$97.2K (+$9.5K)
Filed 2026-11-04
CoreCap Advisors, LLC
DECREASED
Shares2,909 from 2,916
Change-7 (0%)
Value$55.9K (+$4.7K)
Filed 2026-10-08
Halbert Hargrove Global Advisors, LLC
UNCHANGED
Shares2,000 from 2,000
Change0 (0%)
Value$38.4K (+$3.3K)
Filed 2026-10-16
Triumph Capital Management
INCREASED
Shares1,652 from 1,647
Change+5 (+0%)
Value$31.7K (+$2.8K)
Filed 2026-10-14
Pinnacle Wealth Planning Services, Inc.
DECREASED
Shares876 from 1,000
Change-124 (-12%)
Value$16.8K (-$713)
Filed 2026-10-27
Fifth Third Bancorp
INCREASED
Shares650 from 641
Change+9 (+1%)
Value$12.5K (+$1.2K)
Filed 2026-11-05
WPG Advisers, LLC
UNCHANGED
Shares435 from 435
Change0 (0%)
Value$8.4K (+$727)
Filed 2026-10-27
Highline Wealth Partners LLC
UNCHANGED
Shares300 from 300
Change0 (0%)
Value$5.8K (+$501)
Filed 2026-10-19
FNY Investment Advisers, LLC
UNCHANGED
Shares200 from 200
Change0 (0%)
Value$3 ($0)
Filed 2026-10-16
Allworth Financial LP
UNCHANGED
Shares59 from 59
Change0 (0%)
Value$1.0K ($0)
Filed 2026-11-06
Compass Financial Management LLC
DECREASED
Shares47 from 517
Change-470 (-91%)
Value$902 (-$8.2K)
Filed 2026-10-30
Closed-End Fund Advisors, Inc.
CLOSED
Shares0 from 56,777
Change-56,777 (-100%)
Value$0 (-$996.4K)
Filed 2026-11-04
Samalin Investment Counsel, LLC
CLOSED
Shares0 from 19,525
Change-19,525 (-100%)
Value$0 (-$342.7K)
Filed 2026-10-23
Thurston, Springer, Miller, Herd & Titak, Inc.
CLOSED
Shares0 from 220
Change-220 (-100%)
Value$0 (-$3.9K)
Filed 2026-10-14
Comprehensive Financial Planning, Inc.
CLOSED
Shares0 from 3
Change-3 (-100%)
Value$0 (-$53)
Filed 2026-10-27
SIT Investment Associates Inc
N/A
Shares— from 632,994
Change-632,994 (-100%)
Value—
Morgan Stanley
N/A
Shares— from 619,502
Change-619,502 (-100%)
Value—
Bulldog Investors, LLPA
N/A
Shares— from 316,500
Change-316,500 (-100%)
Value—
Citadel Advisors LLC
N/A
Shares— from 286,821
Change-286,821 (-100%)
Value—
Guggenheim Capital LLC
N/A
Shares— from 222,180
Change-222,180 (-100%)
Value—
Thomas J. Herzfeld Advisors, Inc.
N/A
Shares— from 198,688
Change-198,688 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 163,288
Change-163,288 (-100%)
Value—
Cresset Asset Management, LLC
N/A
Shares— from 143,955
Change-143,955 (-100%)
Value—
Landscape Capital Management, L.L.C.
N/A
Shares— from 142,707
Change-142,707 (-100%)
Value—
Rivernorth Capital Management, LLC
N/A
Shares— from 91,734
Change-91,734 (-100%)
Value—
Invesco Ltd.
N/A
Shares— from 88,990
Change-88,990 (-100%)
Value—
Susquehanna International Group, LLP
N/A
Shares— from 54,102
Change-54,102 (-100%)
Value—
Virtus Investment Advisers, LLC
N/A
Shares— from 45,722
Change-45,722 (-100%)
Value—
UBS Group AG
N/A
Shares— from 34,248
Change-34,248 (-100%)
Value—
Robinson Capital Management, LLC
N/A
Shares— from 28,500
Change-28,500 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 25,857
Change-25,857 (-100%)
Value—
Private Advisor Group, LLC
N/A
Shares— from 25,415
Change-25,415 (-100%)
Value—
Belpointe Asset Management LLC
N/A
Shares— from 24,020
Change-24,020 (-100%)
Value—
HRT Financial LP
N/A
Shares— from 23,025
Change-23,025 (-100%)
Value—
XTX Topco Ltd
N/A
Shares— from 22,027
Change-22,027 (-100%)
Value—
Toronto Dominion Bank
N/A
Shares— from 21,501
Change-21,501 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 16,532
Change-16,532 (-100%)
Value—
Cetera Investment Advisers
N/A
Shares— from 15,503
Change-15,503 (-100%)
Value—
Royal Bank of Canada
N/A
Shares— from 6,157
Change-6,157 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 2,881
Change-2,881 (-100%)
Value—
BNP Paribas Financial Markets
N/A
Shares— from 768
Change-768 (-100%)
Value—
Rockefeller Capital Management L.P.
N/A
Shares— from 721
Change-721 (-100%)
Value—
Quent Capital, LLC
N/A
Shares— from 340
Change-340 (-100%)
Value—
Swan Capital LLC
N/A
Shares— from 246
Change-246 (-100%)
Value—
ST Germain D J Co Inc
N/A
Shares— from 180
Change-180 (-100%)
Value—
Allied Private Wealth LLC
N/A
Shares— from 152
Change-152 (-100%)
Value—
Whittier Trust Co of Nevada Inc
N/A
Shares— from 100
Change-100 (-100%)
Value—
Wells Fargo & Company
N/A
Shares— from 2
Change-2 (-100%)
Value—
Danske Bank A/S
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
Eagle Point Credit Management LLC
UNCHANGED439,852439,85200%$7.7M$8.5M+$734.6K2026-11-06
Matisse Capital
UNCHANGED346,096346,09600%$6.1M$6.7M+$578.0K2026-10-29
Absolute Investment Advisers, LLC
NEW239,902—+239,902——$4.6M—2026-10-21
J.W. Cole Advisors, Inc.
DECREASED86,38888,417-2,029-2%$1.6M$1.7M+$108.7K2026-11-05
Arlington Capital Management Inc
INCREASED61,13058,636+2,494+4%$1.0M$1.2M+$145.9K2026-10-30
Imc-Chicago, LLC
NEW54,233—+54,233——$1.0M—2026-11-05
LPL Financial LLC
DECREASED34,10636,459-2,353-6%$639.9K$655.5K+$15.7K2026-11-06
Kestra Advisory Services, LLC
INCREASED30,39723,149+7,248+31%$406.3K$584.2K+$178.0K2026-11-02
Choreo, LLC
DECREASED21,64522,249-604-3%$392.9K$418.3K+$25.4K2026-10-28
Chicago Partners Investment Group LLC
NEW18,325—+18,325——$301.4K—2026-10-27
Apollon Wealth Management, LLC
INCREASED12,93812,631+307+2%$221.7K$248.7K+$27.0K2026-10-23
Blue Bell Private Wealth Management, LLC
INCREASED6,6261,699+4,927+290%$29.8K$127.4K+$97.5K2026-10-29
EverSource Wealth Advisors, LLC
INCREASED5,0605,000+60+1%$87.8K$97.2K+$9.5K2026-11-04
CoreCap Advisors, LLC
DECREASED2,9092,916-70%$51.2K$55.9K+$4.7K2026-10-08
Halbert Hargrove Global Advisors, LLC
UNCHANGED2,0002,00000%$35.1K$38.4K+$3.3K2026-10-16
Triumph Capital Management
INCREASED1,6521,647+5+0%$28.9K$31.7K+$2.8K2026-10-14
Pinnacle Wealth Planning Services, Inc.
DECREASED8761,000-124-12%$17.6K$16.8K-$7132026-10-27
Fifth Third Bancorp
INCREASED650641+9+1%$11.3K$12.5K+$1.2K2026-11-05
WPG Advisers, LLC
UNCHANGED43543500%$7.6K$8.4K+$7272026-10-27
Highline Wealth Partners LLC
UNCHANGED30030000%$5.3K$5.8K+$5012026-10-19
FNY Investment Advisers, LLC
UNCHANGED20020000%$3$3$02026-10-16
Allworth Financial LP
UNCHANGED595900%$1.0K$1.0K$02026-11-06
Compass Financial Management LLC
DECREASED47517-470-91%$9.1K$902-$8.2K2026-10-30
Closed-End Fund Advisors, Inc.
CLOSED056,777-56,777-100%$996.4K$0-$996.4K2026-11-04
Samalin Investment Counsel, LLC
CLOSED019,525-19,525-100%$342.7K$0-$342.7K2026-10-23
Thurston, Springer, Miller, Herd & Titak, Inc.
CLOSED0220-220-100%$3.9K$0-$3.9K2026-10-14
Comprehensive Financial Planning, Inc.
CLOSED03-3-100%$53$0-$532026-10-27
SIT Investment Associates Inc
N/A—632,994-632,994-100%$11.1K———
Morgan Stanley
N/A—619,502-619,502-100%$10.9M———
Bulldog Investors, LLPA
N/A—316,500-316,500-100%$5.6M———
Citadel Advisors LLC
N/A—286,821-286,821-100%$5.0M———
Guggenheim Capital LLC
N/A—222,180-222,180-100%$3.9M———
Thomas J. Herzfeld Advisors, Inc.
N/A—198,688-198,688-100%$3.5M———
Envestnet Asset Management Inc
N/A—163,288-163,288-100%$2.9M———
Cresset Asset Management, LLC
N/A—143,955-143,955-100%$2.5M———
Landscape Capital Management, L.L.C.
N/A—142,707-142,707-100%$2.5M———
Rivernorth Capital Management, LLC
N/A—91,734-91,734-100%$1.6M———
Invesco Ltd.
N/A—88,990-88,990-100%$1.6M———
Susquehanna International Group, LLP
N/A—54,102-54,102-100%$949.5K———
Virtus Investment Advisers, LLC
N/A—45,722-45,722-100%$802.4K———
UBS Group AG
N/A—34,248-34,248-100%$601.1K———
Robinson Capital Management, LLC
N/A—28,500-28,500-100%$500.2K———
Jane Street Group, LLC
N/A—25,857-25,857-100%$453.8K———
Private Advisor Group, LLC
N/A—25,415-25,415-100%$446.0K———
Belpointe Asset Management LLC
N/A—24,020-24,020-100%$421.6K———
HRT Financial LP
N/A—23,025-23,025-100%$404———
XTX Topco Ltd
N/A—22,027-22,027-100%$386.6K———
Toronto Dominion Bank
N/A—21,501-21,501-100%$377.3K———
Osaic Holdings, Inc.
N/A—16,532-16,532-100%$290.2K———
Cetera Investment Advisers
N/A—15,503-15,503-100%$272.1K———
Royal Bank of Canada
N/A—6,157-6,157-100%$108.0K———
Global Retirement Partners, LLC
N/A—2,881-2,881-100%$50.6K———
BNP Paribas Financial Markets
N/A—768-768-100%$13.5K———
Rockefeller Capital Management L.P.
N/A—721-721-100%$12.7K———
Quent Capital, LLC
N/A—340-340-100%$6.0K———
Swan Capital LLC
N/A—246-246-100%$4.3K———
ST Germain D J Co Inc
N/A—180-180-100%$3.2K———
Allied Private Wealth LLC
N/A—152-152-100%$2.7K———
Whittier Trust Co of Nevada Inc
N/A—100-100-100%$1.8K———
Wells Fargo & Company
N/A—2-2-100%$31———
Danske Bank A/S
N/A—1-1-100%$18———
Showing 61 of 61 institutions