Xoma Royalty Corporation (XOMA)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Allworth Financial LP

UNCHANGED

Shares21 from 21

Change0 (0%)

Value$893 ($0)

Filed 2026-11-06

Geode Capital Management, LLC

CLOSED

Shares0 from 245,321

Change-245,321 (-100%)

Value$0 (-$10.4M)

Filed 2026-11-06

Dimensional Fund Advisors LP

CLOSED

Shares0 from 177,106

Change-177,106 (-100%)

Value$0 (-$7.5M)

Filed 2026-11-04

Bank of New York Mellon Corp

CLOSED

Shares0 from 75,348

Change-75,348 (-100%)

Value$0 (-$3.2M)

Filed 2026-11-05

Simcoe Capital LLC

CLOSED

Shares0 from 68,053

Change-68,053 (-100%)

Value$0 (-$2.9M)

Filed 2026-11-05

Sierra Summit Advisors LLC

CLOSED

Shares0 from 25,740

Change-25,740 (-100%)

Value$0 (-$1.1M)

Filed 2026-10-28

Diversified Management Inc

CLOSED

Shares0 from 10,000

Change-10,000 (-100%)

Value$0 (-$425.0K)

Filed 2026-10-08

Regions Financial Corp

CLOSED

Shares0 from 9,250

Change-9,250 (-100%)

Value$0 (-$393.1K)

Filed 2026-11-05

Deutsche Bank Ag\

CLOSED

Shares0 from 9,139

Change-9,139 (-100%)

Value$0 (-$388.4K)

Filed 2026-11-06

Simplex Trading, LLC

CLOSED

Shares0 from 4,891

Change-4,891 (-100%)

Value$0 (-$207.9K)

Filed 2026-11-04

Citigroup Inc

CLOSED

Shares0 from 4,560

Change-4,560 (-100%)

Value$0 (-$193.8K)

Filed 2026-11-04

Russell Investments Group, Ltd.

CLOSED

Shares0 from 3,233

Change-3,233 (-100%)

Value$0 (-$137.4K)

Filed 2026-11-06

Barclays PLC

CLOSED

Shares0 from 1,400

Change-1,400 (-100%)

Value$0 (-$59.5K)

Filed 2026-11-06

State of Alaska, Department of Revenue

CLOSED

Shares0 from 1,050

Change-1,050 (-100%)

Value$0 (-$44)

Filed 2026-10-15

Costello Asset Management, Inc

CLOSED

Shares0 from 600

Change-600 (-100%)

Value$0 (-$25.5K)

Filed 2026-10-30

Natixis

CLOSED

Shares0 from 372

Change-372 (-100%)

Value$0 (-$15.8K)

Filed 2026-11-06

Nisa Investment Advisors, LLC

CLOSED

Shares0 from 366

Change-366 (-100%)

Value$0 (-$15.6K)

Filed 2026-10-20

Gamma Investing LLC

CLOSED

Shares0 from 152

Change-152 (-100%)

Value$0 (-$6.5K)

Filed 2026-10-08

Sterling Capital Management LLC

CLOSED

Shares0 from 78

Change-78 (-100%)

Value$0 (-$3.3K)

Filed 2026-10-22

Caitong International Asset Management Co., Ltd

CLOSED

Shares0 from 68

Change-68 (-100%)

Value$0 (-$2.9K)

Filed 2026-10-29

US Bancorp \de\

CLOSED

Shares0 from 67

Change-67 (-100%)

Value$0 (-$2.8K)

Filed 2026-11-05

EverSource Wealth Advisors, LLC

CLOSED

Shares0 from 25

Change-25 (-100%)

Value$0 (-$1.1K)

Filed 2026-11-04

MH & Associates Securities Management Corp

CLOSED

Shares0 from 20

Change-20 (-100%)

Value$0 (-$850)

Filed 2026-10-30

SBI Securities Co., Ltd.

CLOSED

Shares0 from 10

Change-10 (-100%)

Value$0 (-$425)

Filed 2026-10-22

Larson Financial Group LLC

CLOSED

Shares0 from 10

Change-10 (-100%)

Value$0 (-$425)

Filed 2026-11-05

Farther Finance Advisors, LLC

CLOSED

Shares0 from 8

Change-8 (-100%)

Value$0 (-$340)

Filed 2026-10-08

Covestor Ltd

CLOSED

Shares0 from 8

Change-8 (-100%)

Value$0 ($0)

Filed 2026-10-30

PNC Financial Services Group, Inc.

CLOSED

Shares0 from 7

Change-7 (-100%)

Value$0 (-$299)

Filed 2026-11-06

TD Waterhouse Canada Inc.

CLOSED

Shares0 from 1

Change-1 (-100%)

Value$0 (-$43)

Filed 2026-10-16

BVF Inc

N/A

Shares— from 7,593,303

Change-7,593,303 (-100%)

Value—

Morgan Stanley

N/A

Shares— from 1,697,167

Change-1,697,167 (-100%)

Value—

FMR LLC

N/A

Shares— from 1,605,532

Change-1,605,532 (-100%)

Value—

Woodline Partners LP

N/A

Shares— from 1,114,363

Change-1,114,363 (-100%)

Value—

Newtyn Management, LLC

N/A

Shares— from 709,247

Change-709,247 (-100%)

Value—

BlackRock, Inc.

N/A

Shares— from 691,971

Change-691,971 (-100%)

Value—

Vanguard Capital Management LLC

N/A

Shares— from 505,165

Change-505,165 (-100%)

Value—

Opaleye Management Inc.

N/A

Shares— from 338,374

Change-338,374 (-100%)

Value—

Water Island Capital LLC

N/A

Shares— from 242,000

Change-242,000 (-100%)

Value—

Alpine Associates Management Inc.

N/A

Shares— from 239,318

Change-239,318 (-100%)

Value—

State Street Corp

N/A

Shares— from 197,764

Change-197,764 (-100%)

Value—

Millennium Management LLC

N/A

Shares— from 196,307

Change-196,307 (-100%)

Value—

HSBC Holdings PLC

N/A

Shares— from 149,523

Change-149,523 (-100%)

Value—

Northern Trust Corp

N/A

Shares— from 96,179

Change-96,179 (-100%)

Value—

Vanguard Portfolio Management LLC

N/A

Shares— from 90,348

Change-90,348 (-100%)

Value—

Tudor Investment Corp ET AL

N/A

Shares— from 84,391

Change-84,391 (-100%)

Value—

Susquehanna International Group, LLP

N/A

Shares— from 83,623

Change-83,623 (-100%)

Value—

Torno Capital, LLC

N/A

Shares— from 80,000

Change-80,000 (-100%)

Value—

Verition Fund Management LLC

N/A

Shares— from 70,601

Change-70,601 (-100%)

Value—

Vanguard Fiduciary Trust Co

N/A

Shares— from 70,189

Change-70,189 (-100%)

Value—

TLS Advisors LLC

N/A

Shares— from 42,165

Change-42,165 (-100%)

Value—

Two Sigma Investments, LP

N/A

Shares— from 36,744

Change-36,744 (-100%)

Value—

XTX Topco Ltd

N/A

Shares— from 35,046

Change-35,046 (-100%)

Value—

Credit Industriel ET Commercial

N/A

Shares— from 34,853

Change-34,853 (-100%)

Value—

Balyasny Asset Management L.P.

N/A

Shares— from 34,621

Change-34,621 (-100%)

Value—

JPMorgan Chase & Co

N/A

Shares— from 30,018

Change-30,018 (-100%)

Value—

RBF Capital, LLC

N/A

Shares— from 30,000

Change-30,000 (-100%)

Value—

Citadel Advisors LLC

N/A

Shares— from 28,460

Change-28,460 (-100%)

Value—

Charles Schwab Investment Management Inc

N/A

Shares— from 28,078

Change-28,078 (-100%)

Value—

UBS Group AG

N/A

Shares— from 23,843

Change-23,843 (-100%)

Value—

Goldman Sachs Group Inc

N/A

Shares— from 20,122

Change-20,122 (-100%)

Value—

CSS LLC

N/A

Shares— from 19,561

Change-19,561 (-100%)

Value—

Nuveen, LLC

N/A

Shares— from 18,388

Change-18,388 (-100%)

Value—

Jane Street Group, LLC

N/A

Shares— from 18,192

Change-18,192 (-100%)

Value—

Martingale Asset Management L P

N/A

Shares— from 12,200

Change-12,200 (-100%)

Value—

Rhumbline Advisers

N/A

Shares— from 11,451

Change-11,451 (-100%)

Value—

Yakira Capital Management, Inc.

N/A

Shares— from 10,311

Change-10,311 (-100%)

Value—

Wells Fargo & Company

N/A

Shares— from 8,495

Change-8,495 (-100%)

Value—

Kintayl Capital LP

N/A

Shares— from 8,476

Change-8,476 (-100%)

Value—

Alliancebernstein L.P.

N/A

Shares— from 7,620

Change-7,620 (-100%)

Value—

Price T Rowe Associates Inc

N/A

Shares— from 7,005

Change-7,005 (-100%)

Value—

Bank of America Corp

N/A

Shares— from 6,878

Change-6,878 (-100%)

Value—

Prelude Capital Management, LLC

N/A

Shares— from 6,066

Change-6,066 (-100%)

Value—

SEI Investments Co

N/A

Shares— from 5,682

Change-5,682 (-100%)

Value—

MetLife Investment Management, LLC

N/A

Shares— from 5,677

Change-5,677 (-100%)

Value—

Jain Global LLC

N/A

Shares— from 5,500

Change-5,500 (-100%)

Value—

PenderFund Capital Management Ltd.

N/A

Shares— from 5,200

Change-5,200 (-100%)

Value—

Invesco Ltd.

N/A

Shares— from 4,996

Change-4,996 (-100%)

Value—

Raymond James Financial Inc

N/A

Shares— from 4,958

Change-4,958 (-100%)

Value—

New York State Common Retirement Fund

N/A

Shares— from 4,762

Change-4,762 (-100%)

Value—

SG Americas Securities, LLC

N/A

Shares— from 4,511

Change-4,511 (-100%)

Value—

Mirae Asset Global Etfs Holdings Ltd.

N/A

Shares— from 4,258

Change-4,258 (-100%)

Value—

Vanguard Global Advisers, LLC

N/A

Shares— from 4,046

Change-4,046 (-100%)

Value—

Police & Firemen's Retirement System of New Jersey

N/A

Shares— from 2,856

Change-2,856 (-100%)

Value—

Group One Trading LLC

N/A

Shares— from 2,139

Change-2,139 (-100%)

Value—

BNP Paribas Financial Markets

N/A

Shares— from 1,592

Change-1,592 (-100%)

Value—

Osaic Holdings, Inc.

N/A

Shares— from 1,217

Change-1,217 (-100%)

Value—

Ameritas Investment Partners, Inc.

N/A

Shares— from 959

Change-959 (-100%)

Value—

Legal & General Group Plc

N/A

Shares— from 854

Change-854 (-100%)

Value—

Royal Bank of Canada

N/A

Shares— from 587

Change-587 (-100%)

Value—

Tower Research Capital LLC (TRC)

N/A

Shares— from 470

Change-470 (-100%)

Value—

Truvestments Capital LLC

N/A

Shares— from 290

Change-290 (-100%)

Value—

UBS Asset Management Americas LLC

N/A

Shares— from 283

Change-283 (-100%)

Value—

California State Teachers Retirement System

N/A

Shares— from 128

Change-128 (-100%)

Value—

Quarry LP

N/A

Shares— from 86

Change-86 (-100%)

Value—

Optiver Holding B.V.

N/A

Shares— from 47

Change-47 (-100%)

Value—

Ancora Advisors LLCA

N/A

Shares— from 31

Change-31 (-100%)

Value—

Rothschild Investment LLC

N/A

Shares— from 3

Change-3 (-100%)

Value—

Arax Advisory Partners

N/A

Shares— from 3

Change-3 (-100%)

Value—

	Status
Allworth Financial LP	UNCHANGED	21	21	0	0%	$893	$893	$0	2026-11-06
Geode Capital Management, LLC	CLOSED	0	245,321	-245,321	-100%	$10.4M	$0	-$10.4M	2026-11-06
Dimensional Fund Advisors LP	CLOSED	0	177,106	-177,106	-100%	$7.5M	$0	-$7.5M	2026-11-04
Bank of New York Mellon Corp	CLOSED	0	75,348	-75,348	-100%	$3.2M	$0	-$3.2M	2026-11-05
Simcoe Capital LLC	CLOSED	0	68,053	-68,053	-100%	$2.9M	$0	-$2.9M	2026-11-05
Sierra Summit Advisors LLC	CLOSED	0	25,740	-25,740	-100%	$1.1M	$0	-$1.1M	2026-10-28
Diversified Management Inc	CLOSED	0	10,000	-10,000	-100%	$425.0K	$0	-$425.0K	2026-10-08
Regions Financial Corp	CLOSED	0	9,250	-9,250	-100%	$393.1K	$0	-$393.1K	2026-11-05
Deutsche Bank Ag\	CLOSED	0	9,139	-9,139	-100%	$388.4K	$0	-$388.4K	2026-11-06
Simplex Trading, LLC	CLOSED	0	4,891	-4,891	-100%	$207.9K	$0	-$207.9K	2026-11-04
Citigroup Inc	CLOSED	0	4,560	-4,560	-100%	$193.8K	$0	-$193.8K	2026-11-04
Russell Investments Group, Ltd.	CLOSED	0	3,233	-3,233	-100%	$137.4K	$0	-$137.4K	2026-11-06
Barclays PLC	CLOSED	0	1,400	-1,400	-100%	$59.5K	$0	-$59.5K	2026-11-06
State of Alaska, Department of Revenue	CLOSED	0	1,050	-1,050	-100%	$44	$0	-$44	2026-10-15
Costello Asset Management, Inc	CLOSED	0	600	-600	-100%	$25.5K	$0	-$25.5K	2026-10-30
Natixis	CLOSED	0	372	-372	-100%	$15.8K	$0	-$15.8K	2026-11-06
Nisa Investment Advisors, LLC	CLOSED	0	366	-366	-100%	$15.6K	$0	-$15.6K	2026-10-20
Gamma Investing LLC	CLOSED	0	152	-152	-100%	$6.5K	$0	-$6.5K	2026-10-08
Sterling Capital Management LLC	CLOSED	0	78	-78	-100%	$3.3K	$0	-$3.3K	2026-10-22
Caitong International Asset Management Co., Ltd	CLOSED	0	68	-68	-100%	$2.9K	$0	-$2.9K	2026-10-29
US Bancorp \de\	CLOSED	0	67	-67	-100%	$2.8K	$0	-$2.8K	2026-11-05
EverSource Wealth Advisors, LLC	CLOSED	0	25	-25	-100%	$1.1K	$0	-$1.1K	2026-11-04
MH & Associates Securities Management Corp	CLOSED	0	20	-20	-100%	$850	$0	-$850	2026-10-30
SBI Securities Co., Ltd.	CLOSED	0	10	-10	-100%	$425	$0	-$425	2026-10-22
Larson Financial Group LLC	CLOSED	0	10	-10	-100%	$425	$0	-$425	2026-11-05
Farther Finance Advisors, LLC	CLOSED	0	8	-8	-100%	$340	$0	-$340	2026-10-08
Covestor Ltd	CLOSED	0	8	-8	-100%	$0	$0	$0	2026-10-30
PNC Financial Services Group, Inc.	CLOSED	0	7	-7	-100%	$299	$0	-$299	2026-11-06
TD Waterhouse Canada Inc.	CLOSED	0	1	-1	-100%	$43	$0	-$43	2026-10-16
BVF Inc	N/A	—	7,593,303	-7,593,303	-100%	$322.7M	—	—	—
Morgan Stanley	N/A	—	1,697,167	-1,697,167	-100%	$72.1M	—	—	—
FMR LLC	N/A	—	1,605,532	-1,605,532	-100%	$68.2M	—	—	—
Woodline Partners LP	N/A	—	1,114,363	-1,114,363	-100%	$47.4M	—	—	—
Newtyn Management, LLC	N/A	—	709,247	-709,247	-100%	$30.1M	—	—	—
BlackRock, Inc.	N/A	—	691,971	-691,971	-100%	$29.4M	—	—	—
Vanguard Capital Management LLC	N/A	—	505,165	-505,165	-100%	$21.5M	—	—	—
Opaleye Management Inc.	N/A	—	338,374	-338,374	-100%	$14.4M	—	—	—
Water Island Capital LLC	N/A	—	242,000	-242,000	-100%	$10.3M	—	—	—
Alpine Associates Management Inc.	N/A	—	239,318	-239,318	-100%	$10.2M	—	—	—
State Street Corp	N/A	—	197,764	-197,764	-100%	$8.4M	—	—	—
Millennium Management LLC	N/A	—	196,307	-196,307	-100%	$8.3M	—	—	—
HSBC Holdings PLC	N/A	—	149,523	-149,523	-100%	$6.3M	—	—	—
Northern Trust Corp	N/A	—	96,179	-96,179	-100%	$4.1M	—	—	—
Vanguard Portfolio Management LLC	N/A	—	90,348	-90,348	-100%	$3.8M	—	—	—
Tudor Investment Corp ET AL	N/A	—	84,391	-84,391	-100%	$3.6M	—	—	—
Susquehanna International Group, LLP	N/A	—	83,623	-83,623	-100%	$3.6M	—	—	—
Torno Capital, LLC	N/A	—	80,000	-80,000	-100%	$3.4M	—	—	—
Verition Fund Management LLC	N/A	—	70,601	-70,601	-100%	$3.0M	—	—	—
Vanguard Fiduciary Trust Co	N/A	—	70,189	-70,189	-100%	$3.0M	—	—	—
TLS Advisors LLC	N/A	—	42,165	-42,165	-100%	$1.8M	—	—	—
Two Sigma Investments, LP	N/A	—	36,744	-36,744	-100%	$1.6M	—	—	—
XTX Topco Ltd	N/A	—	35,046	-35,046	-100%	$1.5M	—	—	—
Credit Industriel ET Commercial	N/A	—	34,853	-34,853	-100%	$1.5M	—	—	—
Balyasny Asset Management L.P.	N/A	—	34,621	-34,621	-100%	$1.5M	—	—	—
JPMorgan Chase & Co	N/A	—	30,018	-30,018	-100%	$1.3M	—	—	—
RBF Capital, LLC	N/A	—	30,000	-30,000	-100%	$1.3M	—	—	—
Citadel Advisors LLC	N/A	—	28,460	-28,460	-100%	$1.2M	—	—	—
Charles Schwab Investment Management Inc	N/A	—	28,078	-28,078	-100%	$1.2M	—	—	—
UBS Group AG	N/A	—	23,843	-23,843	-100%	$1.0M	—	—	—
Goldman Sachs Group Inc	N/A	—	20,122	-20,122	-100%	$855.2K	—	—	—
CSS LLC	N/A	—	19,561	-19,561	-100%	$831.3K	—	—	—
Nuveen, LLC	N/A	—	18,388	-18,388	-100%	$781.5K	—	—	—
Jane Street Group, LLC	N/A	—	18,192	-18,192	-100%	$773.2K	—	—	—
Martingale Asset Management L P	N/A	—	12,200	-12,200	-100%	$518.5K	—	—	—
Rhumbline Advisers	N/A	—	11,451	-11,451	-100%	$486.7K	—	—	—
Yakira Capital Management, Inc.	N/A	—	10,311	-10,311	-100%	$438.2K	—	—	—
Wells Fargo & Company	N/A	—	8,495	-8,495	-100%	$361.0K	—	—	—
Kintayl Capital LP	N/A	—	8,476	-8,476	-100%	$360.2K	—	—	—
Alliancebernstein L.P.	N/A	—	7,620	-7,620	-100%	$239.0K	—	—	—
Price T Rowe Associates Inc	N/A	—	7,005	-7,005	-100%	$298.0K	—	—	—
Bank of America Corp	N/A	—	6,878	-6,878	-100%	$292.3K	—	—	—
Prelude Capital Management, LLC	N/A	—	6,066	-6,066	-100%	$257.8K	—	—	—
SEI Investments Co	N/A	—	5,682	-5,682	-100%	$241.5K	—	—	—
MetLife Investment Management, LLC	N/A	—	5,677	-5,677	-100%	$241.3K	—	—	—
Jain Global LLC	N/A	—	5,500	-5,500	-100%	$233.8K	—	—	—
PenderFund Capital Management Ltd.	N/A	—	5,200	-5,200	-100%	$221.0K	—	—	—
Invesco Ltd.	N/A	—	4,996	-4,996	-100%	$212.3K	—	—	—
Raymond James Financial Inc	N/A	—	4,958	-4,958	-100%	$210.7K	—	—	—
New York State Common Retirement Fund	N/A	—	4,762	-4,762	-100%	$202.4K	—	—	—
SG Americas Securities, LLC	N/A	—	4,511	-4,511	-100%	$192.0K	—	—	—
Mirae Asset Global Etfs Holdings Ltd.	N/A	—	4,258	-4,258	-100%	$181.0K	—	—	—
Vanguard Global Advisers, LLC	N/A	—	4,046	-4,046	-100%	$172.0K	—	—	—
Police & Firemen's Retirement System of New Jersey	N/A	—	2,856	-2,856	-100%	$121.4K	—	—	—
Group One Trading LLC	N/A	—	2,139	-2,139	-100%	$90.9K	—	—	—
BNP Paribas Financial Markets	N/A	—	1,592	-1,592	-100%	$67.7K	—	—	—
Osaic Holdings, Inc.	N/A	—	1,217	-1,217	-100%	$51.7K	—	—	—
Ameritas Investment Partners, Inc.	N/A	—	959	-959	-100%	$40.8K	—	—	—
Legal & General Group Plc	N/A	—	854	-854	-100%	$36.3K	—	—	—
Royal Bank of Canada	N/A	—	587	-587	-100%	$25.0K	—	—	—
Tower Research Capital LLC (TRC)	N/A	—	470	-470	-100%	$20.0K	—	—	—
Truvestments Capital LLC	N/A	—	290	-290	-100%	$12.3K	—	—	—
UBS Asset Management Americas LLC	N/A	—	283	-283	-100%	$12.0K	—	—	—
California State Teachers Retirement System	N/A	—	128	-128	-100%	$5.4K	—	—	—
Quarry LP	N/A	—	86	-86	-100%	$3.7K	—	—	—
Optiver Holding B.V.	N/A	—	47	-47	-100%	$2.0K	—	—	—
Ancora Advisors LLCA	N/A	—	31	-31	-100%	$1.3K	—	—	—
Rothschild Investment LLC	N/A	—	3	-3	-100%	$128	—	—	—
Arax Advisory Partners	N/A	—	3	-3	-100%	$128	—	—	—

Showing 98 of 98 institutions