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Zacks Small Cap ETF (SMIZ)

Q2 2026 vs Q3 2026

Comparing institutional holders between quarters

Quarters

Q3 2026Q2 2026Q1 2026Q4 2025Q3 2025
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Avior Wealth Management, LLC
INCREASED
Shares1,074,859 from 1,019,930
Change+54,929 (+5%)
Value$44.0M (-$1.5M)
Filed 2026-10-13
True Private Wealth Advisors
INCREASED
Shares785,199 from 776,904
Change+8,295 (+1%)
Value$32.1M (-$2.5M)
Filed 2026-10-19
Truist Financial Corp
INCREASED
Shares260,577 from 254,812
Change+5,765 (+2%)
Value$10.7M (-$704.3K)
Filed 2026-10-30
LPL Financial LLC
INCREASED
Shares257,721 from 213,976
Change+43,745 (+20%)
Value$10.5M (+$1.0M)
Filed 2026-11-06
Strive Financial Group,LLC
INCREASED
Shares215,896 from 205,799
Change+10,097 (+5%)
Value$8.8M (-$346.1K)
Filed 2026-11-09
Koshinski Asset Management, Inc.
INCREASED
Shares155,079 from 148,231
Change+6,848 (+5%)
Value$6.3M (-$266.7K)
Filed 2026-10-29
Arete Wealth Advisors, LLC
DECREASED
Shares104,297 from 113,896
Change-9,599 (-8%)
Value$4.3M (-$810.0K)
Filed 2026-11-09
Maia Wealth LLC
INCREASED
Shares83,739 from 72,018
Change+11,721 (+16%)
Value$3.4M (+$214.0K)
Filed 2026-10-19
Strategic Blueprint, LLC
DECREASED
Shares76,758 from 79,321
Change-2,563 (-3%)
Value$3.1M (-$397.6K)
Filed 2026-10-22
Navigation Wealth Management, Inc.
DECREASED
Shares62,106 from 67,317
Change-5,211 (-8%)
Value$2.6M (-$415.7K)
Filed 2026-11-03
Focused Alpha, LLC
DECREASED
Shares52,822 from 53,882
Change-1,060 (-2%)
Value$2.2M (-$242.2K)
Filed 2026-10-20
Prosperity Financial Group, Inc.
DECREASED
Shares50,018 from 51,779
Change-1,761 (-3%)
Value$2.0M (-$263.1K)
Filed 2026-10-29
Balboa Wealth Partners
DECREASED
Shares46,426 from 54,640
Change-8,214 (-15%)
Value$1.9M (-$537.8K)
Filed 2026-10-20
Cambridge Investment Research Advisors, Inc.
INCREASED
Shares45,311 from 32,165
Change+13,146 (+41%)
Value$1.9K (-$1.4M)
Filed 2026-11-02
Farther Finance Advisors, LLC
DECREASED
Shares44,755 from 47,553
Change-2,798 (-6%)
Value$1.8M (-$290.0K)
Filed 2026-10-08
Ignite Planners, LLC
INCREASED
Shares43,262 from 34,400
Change+8,862 (+26%)
Value$1.8M (+$226.3K)
Filed 2026-10-14
Advisory Solutions Group, LLC
NEW
Shares34,746
Change+34,746
Value$1.4M
Filed 2026-10-14
Ejmk Ventures LLC
DECREASED
Shares29,186 from 32,623
Change-3,437 (-11%)
Value$1.2M (-$261.1K)
Filed 2026-10-21
Westside Investment Management, Inc.
INCREASED
Shares24,285 from 22,607
Change+1,678 (+7%)
Value$999.4K (-$9.4K)
Filed 2026-11-02
Creative Planning
DECREASED
Shares21,407 from 23,713
Change-2,306 (-10%)
Value$876.2K (-$181.9K)
Filed 2026-11-02
PKS Advisory Services, LLC
UNCHANGED
Shares21,075 from 21,075
Change0 (0%)
Value$940.4K ($0)
Filed 2026-10-26
Stirlingshire Investments, Inc.
INCREASED
Shares18,362 from 18,257
Change+105 (+1%)
Value$751.6K (-$63.1K)
Filed 2026-11-05
Sanchez Wealth Management Group
DECREASED
Shares17,506 from 218,094
Change-200,588 (-92%)
Value$716.5K (-$9.0M)
Filed 2026-11-02
Integrity Wealth Partners, LLC
NEW
Shares17,397
Change+17,397
Value$712.1K
Filed 2026-10-14
Unique Wealth, LLC
DECREASED
Shares15,359 from 16,003
Change-644 (-4%)
Value$628.6K (-$85.4K)
Filed 2026-10-16
Revisor Wealth Management LLC
INCREASED
Shares14,905 from 14,859
Change+46 (+0%)
Value$608.1K (-$55.0K)
Filed 2026-10-20
Simplicity Wealth,LLC
DECREASED
Shares14,280 from 15,956
Change-1,676 (-10%)
Value$584.5K (-$127.5K)
Filed 2026-10-23
Harbour Investments, Inc.
DECREASED
Shares12,689 from 14,832
Change-2,143 (-14%)
Value$519.4K (-$142.4K)
Filed 2026-11-09
Carter Financial Group, Inc.
DECREASED
Shares12,186 from 13,103
Change-917 (-7%)
Value$498.8K (-$85.9K)
Filed 2026-10-21
Vann Equity Management LLC
DECREASED
Shares10,038 from 11,959
Change-1,921 (-16%)
Value$410.9K (-$122.8K)
Filed 2026-10-08
Rossby Financial, LCC
DECREASED
Shares9,979 from 10,319
Change-340 (-3%)
Value$408.4K (-$52.0K)
Filed 2026-11-05
GK Wealth Management LLC
DECREASED
Shares9,636 from 19,312
Change-9,676 (-50%)
Value$394.4K (-$467.4K)
Filed 2026-10-09
Latitude Advisors, LLC
INCREASED
Shares9,430 from 7,685
Change+1,745 (+23%)
Value$386.0K (+$43.1K)
Filed 2026-10-27
Cooper Financial Group
INCREASED
Shares8,832 from 6,908
Change+1,924 (+28%)
Value$361.5K (+$53.3K)
Filed 2026-10-07
CoreCap Advisors, LLC
INCREASED
Shares8,643 from 6,050
Change+2,593 (+43%)
Value$353.8K (+$83.8K)
Filed 2026-10-08
Independent Wealth Network Inc.
INCREASED
Shares8,232 from 5,243
Change+2,989 (+57%)
Value$336.9K (+$103.0K)
Filed 2026-10-19
Investment Advisory Services Inc
UNCHANGED
Shares6,932 from 6,932
Change0 (0%)
Value$283.7K (-$25.6K)
Filed 2026-10-27
PNC Financial Services Group, Inc.
UNCHANGED
Shares5,986 from 5,986
Change0 (0%)
Value$245.0K (-$22.1K)
Filed 2026-11-06
Compass Financial Management LLC
INCREASED
Shares970 from 476
Change+494 (+104%)
Value$39.7K (+$18.5K)
Filed 2026-10-30
Nova Financial LLC
NEW
Shares679
Change+679
Value$27.8K
Filed 2026-11-04
IFP Advisors, Inc
DECREASED
Shares77 from 89
Change-12 (-13%)
Value$3.2K (-$819)
Filed 2026-10-16
Golden State Wealth Management, LLC
CLOSED
Shares0 from 39,660
Change-39,660 (-100%)
Value$0 (-$1.8M)
Filed 2026-11-02
Axxcess Wealth Management, LLC
CLOSED
Shares0 from 30,080
Change-30,080 (-100%)
Value$0 (-$1.3M)
Filed 2026-10-21
Paragon Private Wealth Management, LLC
CLOSED
Shares0 from 26,596
Change-26,596 (-100%)
Value$0 (-$1.2M)
Filed 2026-10-20
Axim Planning & Wealth
CLOSED
Shares0 from 20,917
Change-20,917 (-100%)
Value$0 (-$933.3K)
Filed 2026-10-28
Vise Technologies, Inc.
CLOSED
Shares0 from 6,471
Change-6,471 (-100%)
Value$0 (-$288.7K)
Filed 2026-10-29
Victory Financial Group, LLC
CLOSED
Shares0 from 6,118
Change-6,118 (-100%)
Value$0 (-$273.0K)
Filed 2026-10-27
Cornerstone Planning Group LLC
CLOSED
Shares0 from 671
Change-671 (-100%)
Value$0 (-$28.7K)
Filed 2026-10-16
Valley Wealth Managers, Inc.
CLOSED
Shares0 from 162
Change-162 (-100%)
Value$0 (-$7.2K)
Filed 2026-10-09
Creative Financial Designs Inc
CLOSED
Shares0 from 32
Change-32 (-100%)
Value$0 (-$1.4K)
Filed 2026-11-04
GeoWealth Management, LLC
N/A
Shares— from 377,337
Change-377,337 (-100%)
Value—
Envestnet Asset Management Inc
N/A
Shares— from 293,193
Change-293,193 (-100%)
Value—
Steward Partners Investment Advisory, LLC
N/A
Shares— from 266,062
Change-266,062 (-100%)
Value—
CreativeOne Wealth, LLC
N/A
Shares— from 244,611
Change-244,611 (-100%)
Value—
Continental Investors Services, Inc.
N/A
Shares— from 244,244
Change-244,244 (-100%)
Value—
Advisory Services Network, LLC
N/A
Shares— from 76,306
Change-76,306 (-100%)
Value—
M1 Capital Management LLC
N/A
Shares— from 71,943
Change-71,943 (-100%)
Value—
Advyzon Investment Management, LLC
N/A
Shares— from 52,211
Change-52,211 (-100%)
Value—
Alteri Wealth LLC
N/A
Shares— from 40,908
Change-40,908 (-100%)
Value—
Goldman Sachs Group Inc
N/A
Shares— from 38,907
Change-38,907 (-100%)
Value—
Rothschild Wealth LLC
N/A
Shares— from 27,618
Change-27,618 (-100%)
Value—
Wayfinding Financial, LLC
N/A
Shares— from 25,334
Change-25,334 (-100%)
Value—
Faithward Advisors, LLC
N/A
Shares— from 22,344
Change-22,344 (-100%)
Value—
Sanctuary Advisors, LLC
N/A
Shares— from 21,733
Change-21,733 (-100%)
Value—
Vantus Wealth LLC
N/A
Shares— from 15,716
Change-15,716 (-100%)
Value—
Summit Financial, LLC
N/A
Shares— from 7,310
Change-7,310 (-100%)
Value—
Empirical Asset Management, LLC
N/A
Shares— from 5,752
Change-5,752 (-100%)
Value—
Beacon Pointe Advisors, LLC
N/A
Shares— from 5,692
Change-5,692 (-100%)
Value—
NewEdge Advisors, LLC
N/A
Shares— from 5,475
Change-5,475 (-100%)
Value—
IHT Wealth Management, LLC
N/A
Shares— from 5,216
Change-5,216 (-100%)
Value—
Jane Street Group, LLC
N/A
Shares— from 4,557
Change-4,557 (-100%)
Value—
Arax Advisory Partners
N/A
Shares— from 3,248
Change-3,248 (-100%)
Value—
Osaic Holdings, Inc.
N/A
Shares— from 2,279
Change-2,279 (-100%)
Value—
Global Retirement Partners, LLC
N/A
Shares— from 556
Change-556 (-100%)
Value—
Ameritas Advisory Services, LLC
N/A
Shares— from 371
Change-371 (-100%)
Value—
Luminist Capital LLC
N/A
Shares— from 1
Change-1 (-100%)
Value—
Status
Avior Wealth Management, LLC
INCREASED1,074,8591,019,930+54,929+5%$45.5M$44.0M-$1.5M2026-10-13
True Private Wealth Advisors
INCREASED785,199776,904+8,295+1%$34.7M$32.1M-$2.5M2026-10-19
Truist Financial Corp
INCREASED260,577254,812+5,765+2%$11.4M$10.7M-$704.3K2026-10-30
LPL Financial LLC
INCREASED257,721213,976+43,745+20%$9.5M$10.5M+$1.0M2026-11-06
Strive Financial Group,LLC
INCREASED215,896205,799+10,097+5%$9.2M$8.8M-$346.1K2026-11-09
Koshinski Asset Management, Inc.
INCREASED155,079148,231+6,848+5%$6.6M$6.3M-$266.7K2026-10-29
Arete Wealth Advisors, LLC
DECREASED104,297113,896-9,599-8%$5.1M$4.3M-$810.0K2026-11-09
Maia Wealth LLC
INCREASED83,73972,018+11,721+16%$3.2M$3.4M+$214.0K2026-10-19
Strategic Blueprint, LLC
DECREASED76,75879,321-2,563-3%$3.5M$3.1M-$397.6K2026-10-22
Navigation Wealth Management, Inc.
DECREASED62,10667,317-5,211-8%$3.0M$2.6M-$415.7K2026-11-03
Focused Alpha, LLC
DECREASED52,82253,882-1,060-2%$2.4M$2.2M-$242.2K2026-10-20
Prosperity Financial Group, Inc.
DECREASED50,01851,779-1,761-3%$2.3M$2.0M-$263.1K2026-10-29
Balboa Wealth Partners
DECREASED46,42654,640-8,214-15%$2.4M$1.9M-$537.8K2026-10-20
Cambridge Investment Research Advisors, Inc.
INCREASED45,31132,165+13,146+41%$1.4M$1.9K-$1.4M2026-11-02
Farther Finance Advisors, LLC
DECREASED44,75547,553-2,798-6%$2.1M$1.8M-$290.0K2026-10-08
Ignite Planners, LLC
INCREASED43,26234,400+8,862+26%$1.5M$1.8M+$226.3K2026-10-14
Advisory Solutions Group, LLC
NEW34,746—+34,746——$1.4M—2026-10-14
Ejmk Ventures LLC
DECREASED29,18632,623-3,437-11%$1.5M$1.2M-$261.1K2026-10-21
Westside Investment Management, Inc.
INCREASED24,28522,607+1,678+7%$1.0M$999.4K-$9.4K2026-11-02
Creative Planning
DECREASED21,40723,713-2,306-10%$1.1M$876.2K-$181.9K2026-11-02
PKS Advisory Services, LLC
UNCHANGED21,07521,07500%$940.4K$940.4K$02026-10-26
Stirlingshire Investments, Inc.
INCREASED18,36218,257+105+1%$814.6K$751.6K-$63.1K2026-11-05
Sanchez Wealth Management Group
DECREASED17,506218,094-200,588-92%$9.7M$716.5K-$9.0M2026-11-02
Integrity Wealth Partners, LLC
NEW17,397—+17,397——$712.1K—2026-10-14
Unique Wealth, LLC
DECREASED15,35916,003-644-4%$714.1K$628.6K-$85.4K2026-10-16
Revisor Wealth Management LLC
INCREASED14,90514,859+46+0%$663.0K$608.1K-$55.0K2026-10-20
Simplicity Wealth,LLC
DECREASED14,28015,956-1,676-10%$712.0K$584.5K-$127.5K2026-10-23
Harbour Investments, Inc.
DECREASED12,68914,832-2,143-14%$661.8K$519.4K-$142.4K2026-11-09
Carter Financial Group, Inc.
DECREASED12,18613,103-917-7%$584.7K$498.8K-$85.9K2026-10-21
Vann Equity Management LLC
DECREASED10,03811,959-1,921-16%$533.6K$410.9K-$122.8K2026-10-08
Rossby Financial, LCC
DECREASED9,97910,319-340-3%$460.4K$408.4K-$52.0K2026-11-05
GK Wealth Management LLC
DECREASED9,63619,312-9,676-50%$861.7K$394.4K-$467.4K2026-10-09
Latitude Advisors, LLC
INCREASED9,4307,685+1,745+23%$342.9K$386.0K+$43.1K2026-10-27
Cooper Financial Group
INCREASED8,8326,908+1,924+28%$308.2K$361.5K+$53.3K2026-10-07
CoreCap Advisors, LLC
INCREASED8,6436,050+2,593+43%$270.0K$353.8K+$83.8K2026-10-08
Independent Wealth Network Inc.
INCREASED8,2325,243+2,989+57%$233.9K$336.9K+$103.0K2026-10-19
Investment Advisory Services Inc
UNCHANGED6,9326,93200%$309.3K$283.7K-$25.6K2026-10-27
PNC Financial Services Group, Inc.
UNCHANGED5,9865,98600%$267.1K$245.0K-$22.1K2026-11-06
Compass Financial Management LLC
INCREASED970476+494+104%$21.2K$39.7K+$18.5K2026-10-30
Nova Financial LLC
NEW679—+679——$27.8K—2026-11-04
IFP Advisors, Inc
DECREASED7789-12-13%$4.0K$3.2K-$8192026-10-16
Golden State Wealth Management, LLC
CLOSED039,660-39,660-100%$1.8M$0-$1.8M2026-11-02
Axxcess Wealth Management, LLC
CLOSED030,080-30,080-100%$1.3M$0-$1.3M2026-10-21
Paragon Private Wealth Management, LLC
CLOSED026,596-26,596-100%$1.2M$0-$1.2M2026-10-20
Axim Planning & Wealth
CLOSED020,917-20,917-100%$933.3K$0-$933.3K2026-10-28
Vise Technologies, Inc.
CLOSED06,471-6,471-100%$288.7K$0-$288.7K2026-10-29
Victory Financial Group, LLC
CLOSED06,118-6,118-100%$273.0K$0-$273.0K2026-10-27
Cornerstone Planning Group LLC
CLOSED0671-671-100%$28.7K$0-$28.7K2026-10-16
Valley Wealth Managers, Inc.
CLOSED0162-162-100%$7.2K$0-$7.2K2026-10-09
Creative Financial Designs Inc
CLOSED032-32-100%$1.4K$0-$1.4K2026-11-04
GeoWealth Management, LLC
N/A—377,337-377,337-100%$16.8M———
Envestnet Asset Management Inc
N/A—293,193-293,193-100%$13.1M———
Steward Partners Investment Advisory, LLC
N/A—266,062-266,062-100%$11.9M———
CreativeOne Wealth, LLC
N/A—244,611-244,611-100%$10.9M———
Continental Investors Services, Inc.
N/A—244,244-244,244-100%$10.6M———
Advisory Services Network, LLC
N/A—76,306-76,306-100%$3.4M———
M1 Capital Management LLC
N/A—71,943-71,943-100%$3.2M———
Advyzon Investment Management, LLC
N/A—52,211-52,211-100%$2.3M———
Alteri Wealth LLC
N/A—40,908-40,908-100%$1.8M———
Goldman Sachs Group Inc
N/A—38,907-38,907-100%$1.7M———
Rothschild Wealth LLC
N/A—27,618-27,618-100%$1.2M———
Wayfinding Financial, LLC
N/A—25,334-25,334-100%$1.1M———
Faithward Advisors, LLC
N/A—22,344-22,344-100%$997.0K———
Sanctuary Advisors, LLC
N/A—21,733-21,733-100%$969.7K———
Vantus Wealth LLC
N/A—15,716-15,716-100%$701.2K———
Summit Financial, LLC
N/A—7,310-7,310-100%$326.2K———
Empirical Asset Management, LLC
N/A—5,752-5,752-100%$256.7K———
Beacon Pointe Advisors, LLC
N/A—5,692-5,692-100%$254.0K———
NewEdge Advisors, LLC
N/A—5,475-5,475-100%$244.3K———
IHT Wealth Management, LLC
N/A—5,216-5,216-100%$232.7K———
Jane Street Group, LLC
N/A—4,557-4,557-100%$203.3K———
Arax Advisory Partners
N/A—3,248-3,248-100%$144.9K———
Osaic Holdings, Inc.
N/A—2,279-2,279-100%$101.7K———
Global Retirement Partners, LLC
N/A—556-556-100%$24.8K———
Ameritas Advisory Services, LLC
N/A—371-371-100%$16.6K———
Luminist Capital LLC
N/A—1-1-100%$45———
Showing 76 of 76 institutions