CC Neuberger Principal Holdn

CUSIP: G1992N100 | 140 institutional holders

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

Institutional Holders — Q3 2023

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Sandia Investment Management LP448,910

1.3% of portfolio$4.9M

FIR Tree Inc.345,937

0.4% of portfolio$3.8M

Meteora Capital, LLC341,151

0.6% of portfolio$3.7M

Periscope Capital Inc.329,379

0.4% of portfolio$3.6M

Glazer Capital, LLC317,289

0.0% of portfolio$3.5K

Mizuho Securities USA Inc.310,480

0.1% of portfolio$3.4M

Castle Creek Arbitrage, LLC287,030

0.7% of portfolio$3.1M

Westchester Capital Management, LLC275,000

0.1% of portfolio$3.0M

Shaolin Capital Management LLC224,900

0.0% of portfolio$2.5K

Shaolin Capital Management LLC224,900

0.0% of portfolio$2.5K

Berkley W R Corp208,695

0.1% of portfolio$2.3M

Moore Capital Management, LP100,000

0.0% of portfolio$1.1M

Rivernorth Capital Management, LLC84,960

0.0% of portfolio$926.1K

Gabelli Funds LLC65,693

0.0% of portfolio$716.1K

Deutsche Bank Ag\52,215

0.0% of portfolio$569.1K

Gabelli & Co Investment Advisers, Inc.50,600

0.1% of portfolio$551.5K

Spartan Fund Management Inc.46,896

0.4% of portfolio$511.2K

Walleye Capital LLC25,338

0.0% of portfolio$276.2K

Polar Asset Management Partners Inc.25,000

0.0% of portfolio$272.5K

Walleye Trading LLC17,033

0.0% of portfolio$185.7K

D. E. Shaw & Co., Inc.10,000

0.0% of portfolio$109.0K

Clear Street LLC5,800

0.0% of portfolio$63.2K

UBS Group AG100

0.0% of portfolio$1.1K

Proequities, Inc.0

0.0% of portfolio$0

				Style	Turnover	Location	Filed
Sandia Investment Management LP	448,910	$4.9M	1.3%	Growth	High	Boston, MA	2023-11-14
FIR Tree Inc.	345,937	$3.8M	0.4%	GARP	High	New York, NY	2023-11-14
Meteora Capital, LLC	341,151	$3.7M	0.6%	GARP	Very High	Boca Raton, FL	2023-11-13
Periscope Capital Inc.	329,379	$3.6M	0.4%	GARP	High	Toronto, Australia	2023-11-06
Glazer Capital, LLC	317,289	$3.5K	0.0%	Deep Value	Very High	New York, NY	2023-11-14
Mizuho Securities USA Inc.	310,480	$3.4M	0.1%	Growth	Very Low	New York, NY	2023-11-09
Castle Creek Arbitrage, LLC	287,030	$3.1M	0.7%	N/A	N/A	Chicago, IL	2023-11-14
Westchester Capital Management, LLC	275,000	$3.0M	0.1%	Deep Value	Very High	Valhalla, NY	2023-11-08
Shaolin Capital Management LLC	224,900	$2.5K	0.0%	GARP	Very High	Miami, FL	2023-12-20
Shaolin Capital Management LLC	224,900	$2.5K	0.0%	GARP	Very High	Miami, FL	2023-12-20
Berkley W R Corp	208,695	$2.3M	0.1%	Yield	High	Greenwich, CT	2023-11-14
Moore Capital Management, LP	100,000	$1.1M	0.0%	GARP	Very High	New York, NY	2023-11-14
Rivernorth Capital Management, LLC	84,960	$926.1K	0.0%	Yield	High	West Palm Beach, FL	2023-11-14
Gabelli Funds LLC	65,693	$716.1K	0.0%	Value	Low	Rye, NY	2023-11-08
Deutsche Bank Ag\	52,215	$569.1K	0.0%	Core	Medium	Frankfurt Am Main, Hong Kong	2023-11-24
Gabelli & Co Investment Advisers, Inc.	50,600	$551.5K	0.1%	Momentum	Very High	Rye, NY	2023-11-08
Spartan Fund Management Inc.	46,896	$511.2K	0.4%	Agg Growth	Very Low	Toronto, Ontario, South Africa	2023-10-23
Walleye Capital LLC	25,338	$276.2K	0.0%	Core	Very High	New York, NY	2023-11-21
Polar Asset Management Partners Inc.	25,000	$272.5K	0.0%	Value	Very High	Toronto, Australia	2023-11-14
Walleye Trading LLC	17,033	$185.7K	0.0%	GARP	Very High	New York, NY	2023-11-21
D. E. Shaw & Co., Inc.	10,000	$109.0K	0.0%	GARP	High	New York, NY	2023-11-14
Clear Street LLC	5,800	$63.2K	0.0%	Agg Growth	Low	New York, NY	2025-05-15
UBS Group AG	100	$1.1K	0.0%	Core	Medium	Zurich, Switzerland	2023-11-09
Proequities, Inc.	0	$0	0.0%	Growth	Very Low	Birmingham, AL	2023-10-30