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CC Neuberger Principal Holdn

Q2 2023 vs Q3 2023

Comparing institutional holders between quarters

Quarters

Q3 2023Q2 2023Q1 2023Q4 2022Q3 2022
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Shaolin Capital Management LLC
INCREASED
Shares449,800 from 225,000
Change+224,800 (+100%)
Value$4.9K (+$2.5K)
Filed 2023-12-20
Sandia Investment Management LP
DECREASED
Shares448,910 from 583,870
Change-134,960 (-23%)
Value$4.9M (-$1.4M)
Filed 2023-11-14
FIR Tree Inc.
DECREASED
Shares345,937 from 389,910
Change-43,973 (-11%)
Value$3.8M (-$459.8K)
Filed 2023-11-14
Meteora Capital, LLC
DECREASED
Shares341,151 from 392,270
Change-51,119 (-13%)
Value$3.7M (-$537.6K)
Filed 2023-11-13
Periscope Capital Inc.
UNCHANGED
Shares329,379 from 329,379
Change0 (0%)
Value$3.6M (+$19.8K)
Filed 2023-11-06
Glazer Capital, LLC
DECREASED
Shares317,289 from 420,595
Change-103,306 (-25%)
Value$3.5K (-$1.1K)
Filed 2023-11-14
Mizuho Securities USA Inc.
INCREASED
Shares310,480 from 89,230
Change+221,250 (+248%)
Value$3.4M (+$2.4M)
Filed 2023-11-09
Castle Creek Arbitrage, LLC
DECREASED
Shares287,030 from 437,030
Change-150,000 (-34%)
Value$3.1M (-$1.6M)
Filed 2023-11-14
Westchester Capital Management, LLC
INCREASED
Shares275,000 from 200,000
Change+75,000 (+38%)
Value$3.0M (+$857.5K)
Filed 2023-11-08
Berkley W R Corp
INCREASED
Shares208,695 from 74,572
Change+134,123 (+180%)
Value$2.3M (+$1.5M)
Filed 2023-11-14
Moore Capital Management, LP
UNCHANGED
Shares100,000 from 100,000
Change0 (0%)
Value$1.1M (+$5.0K)
Filed 2023-11-14
Rivernorth Capital Management, LLC
NEW
Shares84,960
Change+84,960
Value$926.1K
Filed 2023-11-14
Gabelli Funds LLC
UNCHANGED
Shares65,693 from 65,693
Change0 (0%)
Value$716.1K (+$3.3K)
Filed 2023-11-08
Deutsche Bank Ag\
UNCHANGED
Shares52,215 from 52,215
Change0 (0%)
Value$569.1K (+$5.2K)
Filed 2023-11-24
Gabelli & Co Investment Advisers, Inc.
UNCHANGED
Shares50,600 from 50,600
Change0 (0%)
Value$551.5K (+$2.5K)
Filed 2023-11-08
Spartan Fund Management Inc.
INCREASED
Shares46,896 from 1,100
Change+45,796 (+4163%)
Value$511.2K (+$499.2K)
Filed 2023-10-23
Walleye Capital LLC
UNCHANGED
Shares25,338 from 25,338
Change0 (0%)
Value$276.2K (+$1.3K)
Filed 2023-11-21
Polar Asset Management Partners Inc.
UNCHANGED
Shares25,000 from 25,000
Change0 (0%)
Value$272.5K (+$1.3K)
Filed 2023-11-14
Walleye Trading LLC
UNCHANGED
Shares17,033 from 17,033
Change0 (0%)
Value$185.7K (+$852)
Filed 2023-11-21
D. E. Shaw & Co., Inc.
UNCHANGED
Shares10,000 from 10,000
Change0 (0%)
Value$109.0K (+$500)
Filed 2023-11-14
Clear Street LLC
INCREASED
Shares5,800 from 800
Change+5,000 (+625%)
Value$63.2K (+$54.5K)
Filed 2025-05-15
UBS Group AG
NEW
Shares100
Change+100
Value$1.1K
Filed 2023-11-09
Boothbay Fund Management, LLC
CLOSED
Shares0 from 85,048
Change-85,048 (-100%)
Value$0 (-$922.8K)
Filed 2023-11-14
Quarry LP
CLOSED
Shares0 from 36,780
Change-36,780 (-100%)
Value$0 (-$398.7K)
Filed 2023-11-14
Proequities, Inc.
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2023-10-30
Status
Shaolin Capital Management LLC
INCREASED449,800225,000+224,800+100%$2.4K$4.9K+$2.5K2023-12-20
Sandia Investment Management LP
DECREASED448,910583,870-134,960-23%$6.3M$4.9M-$1.4M2023-11-14
FIR Tree Inc.
DECREASED345,937389,910-43,973-11%$4.2M$3.8M-$459.8K2023-11-14
Meteora Capital, LLC
DECREASED341,151392,270-51,119-13%$4.3M$3.7M-$537.6K2023-11-13
Periscope Capital Inc.
UNCHANGED329,379329,37900%$3.6M$3.6M+$19.8K2023-11-06
Glazer Capital, LLC
DECREASED317,289420,595-103,306-25%$4.5K$3.5K-$1.1K2023-11-14
Mizuho Securities USA Inc.
INCREASED310,48089,230+221,250+248%$954.8K$3.4M+$2.4M2023-11-09
Castle Creek Arbitrage, LLC
DECREASED287,030437,030-150,000-34%$4.7M$3.1M-$1.6M2023-11-14
Westchester Capital Management, LLC
INCREASED275,000200,000+75,000+38%$2.1M$3.0M+$857.5K2023-11-08
Berkley W R Corp
INCREASED208,69574,572+134,123+180%$809.1K$2.3M+$1.5M2023-11-14
Moore Capital Management, LP
UNCHANGED100,000100,00000%$1.1M$1.1M+$5.0K2023-11-14
Rivernorth Capital Management, LLC
NEW84,960—+84,960——$926.1K—2023-11-14
Gabelli Funds LLC
UNCHANGED65,69365,69300%$712.8K$716.1K+$3.3K2023-11-08
Deutsche Bank Ag\
UNCHANGED52,21552,21500%$563.9K$569.1K+$5.2K2023-11-24
Gabelli & Co Investment Advisers, Inc.
UNCHANGED50,60050,60000%$549.0K$551.5K+$2.5K2023-11-08
Spartan Fund Management Inc.
INCREASED46,8961,100+45,796+4163%$11.9K$511.2K+$499.2K2023-10-23
Walleye Capital LLC
UNCHANGED25,33825,33800%$274.9K$276.2K+$1.3K2023-11-21
Polar Asset Management Partners Inc.
UNCHANGED25,00025,00000%$271.3K$272.5K+$1.3K2023-11-14
Walleye Trading LLC
UNCHANGED17,03317,03300%$184.8K$185.7K+$8522023-11-21
D. E. Shaw & Co., Inc.
UNCHANGED10,00010,00000%$108.5K$109.0K+$5002023-11-14
Clear Street LLC
INCREASED5,800800+5,000+625%$8.7K$63.2K+$54.5K2025-05-15
UBS Group AG
NEW100—+100——$1.1K—2023-11-09
Boothbay Fund Management, LLC
CLOSED085,048-85,048-100%$922.8K$0-$922.8K2023-11-14
Quarry LP
CLOSED036,780-36,780-100%$398.7K$0-$398.7K2023-11-14
Proequities, Inc.
UNCHANGED000—$0$0$02023-10-30
Showing 25 of 25 institutions