CC Neuberger Principal Holdn

Q3 2023 vs Q4 2023

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options Short Interest 13D/13G Peers Targeting Trading Summary Profile

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Security Benefit Life Insurance Co

UNCHANGED

Shares20,000 from 20,000

Change0 (0%)

Value$3.6K (-$120)

Filed 2024-02-09

Rivernorth Capital Management, LLC

CLOSED

Shares0 from 674,226

Change-674,226 (-100%)

Value$0 (-$128.1K)

Filed 2024-02-14

Exos TFP Holdings LLC

CLOSED

Shares0 from 669,321

Change-669,321 (-100%)

Value$0 (-$123.8K)

Filed 2024-02-14

Periscope Capital Inc.

CLOSED

Shares0 from 493,451

Change-493,451 (-100%)

Value$0 (-$99.2K)

Filed 2024-02-13

Diametric Capital, LP

CLOSED

Shares0 from 445,150

Change-445,150 (-100%)

Value$0 (-$82.4K)

Filed 2024-02-13

Cowen and Company, LLC

CLOSED

Shares0 from 355,291

Change-355,291 (-100%)

Value$0 (-$65.7K)

Filed 2024-02-12

Nomura Holdings Inc

CLOSED

Shares0 from 250,000

Change-250,000 (-100%)

Value$0 (-$48.7K)

Filed 2024-03-27

P Schoenfeld Asset Management LP

CLOSED

Shares0 from 220,067

Change-220,067 (-100%)

Value$0 (-$45.1K)

Filed 2024-02-14

Sculptor Capital LP

CLOSED

Shares0 from 197,809

Change-197,809 (-100%)

Value$0 (-$40.5K)

Filed 2024-02-14

Canyon Capital Advisors LLC

CLOSED

Shares0 from 159,998

Change-159,998 (-100%)

Value$0 (-$29.6K)

Filed 2024-02-14

PineBridge Investments Ltd

CLOSED

Shares0 from 139,057

Change-139,057 (-100%)

Value$0 (-$25.7K)

Filed 2024-02-13

Radcliffe Capital Management, L.P.

CLOSED

Shares0 from 132,349

Change-132,349 (-100%)

Value$0 (-$27.1K)

Filed 2024-02-14

Flow State Investments, L.P.

CLOSED

Shares0 from 118,914

Change-118,914 (-100%)

Value$0 (-$22.0K)

Filed 2024-02-14

Shaolin Capital Management LLC

CLOSED

Shares0 from 114,090

Change-114,090 (-100%)

Value$0 (-$22)

Filed 2024-02-14

Moore Capital Management, LP

CLOSED

Shares0 from 100,000

Change-100,000 (-100%)

Value$0 (-$18.5K)

Filed 2024-02-14

Centerbridge Partners, L.P.

CLOSED

Shares0 from 80,000

Change-80,000 (-100%)

Value$0 (-$14.8K)

Filed 2024-02-14

Jane Street Group, LLC

CLOSED

Shares0 from 71,902

Change-71,902 (-100%)

Value$0 (-$13.3K)

Filed 2024-02-15

D. E. Shaw & Co., Inc.

CLOSED

Shares0 from 62,017

Change-62,017 (-100%)

Value$0 (-$11.5K)

Filed 2024-11-14

Owl Creek Asset Management, L.P.

CLOSED

Shares0 from 59,000

Change-59,000 (-100%)

Value$0 (-$10.9K)

Filed 2024-02-14

Meteora Capital, LLC

CLOSED

Shares0 from 54,610

Change-54,610 (-100%)

Value$0 (-$11.2K)

Filed 2024-06-25

Jefferies Financial Group Inc.

CLOSED

Shares0 from 52,609

Change-52,609 (-100%)

Value$0 (-$9.7K)

Filed 2024-05-06

Q Global Advisors, LLC

CLOSED

Shares0 from 49,400

Change-49,400 (-100%)

Value$0 (-$9)

Filed 2024-02-13

Athos Capital Ltd

CLOSED

Shares0 from 47,126

Change-47,126 (-100%)

Value$0 (-$514)

Filed 2024-02-14

Tenor Capital Management Co., L.P.

CLOSED

Shares0 from 41,105

Change-41,105 (-100%)

Value$0 (-$7.6K)

Filed 2024-02-14

Westchester Capital Management, LLC

CLOSED

Shares0 from 40,000

Change-40,000 (-100%)

Value$0 (-$7.4K)

Filed 2024-02-15

TD Asset Management Inc

CLOSED

Shares0 from 30,000

Change-30,000 (-100%)

Value$0 (-$6.1K)

Filed 2024-02-12

Healthcare of Ontario Pension Plan Trust Fund

CLOSED

Shares0 from 22,000

Change-22,000 (-100%)

Value$0 (-$4.5K)

Filed 2024-03-21

HRT Financial LP

CLOSED

Shares0 from 21,367

Change-21,367 (-100%)

Value$0 (-$3)

Filed 2024-02-09

Hudson Bay Capital Management LP

CLOSED

Shares0 from 20,200

Change-20,200 (-100%)

Value$0 (-$3.7K)

Filed 2024-02-14

Dupont Capital Management Corp

CLOSED

Shares0 from 20,000

Change-20,000 (-100%)

Value$0 (-$4.1K)

Filed 2024-01-23

Silver Rock Financial LP

CLOSED

Shares0 from 16,761

Change-16,761 (-100%)

Value$0 (-$3.1K)

Filed 2024-08-14

Price T Rowe Associates Inc

CLOSED

Shares0 from 12,124

Change-12,124 (-100%)

Value$0 (-$3)

Filed 2024-02-16

Boussard & Gavaudan Investment Management LLP

CLOSED

Shares0 from 11,480

Change-11,480 (-100%)

Value$0 (-$2.1K)

Filed 2024-02-13

Gabelli & Co Investment Advisers, Inc.

CLOSED

Shares0 from 10,040

Change-10,040 (-100%)

Value$0 (-$1.9K)

Filed 2024-02-13

Spartan Fund Management Inc.

CLOSED

Shares0 from 3,752

Change-3,752 (-100%)

Value$0 (-$769)

Filed 2024-02-07

UBS Group AG

CLOSED

Shares0 from 298

Change-298 (-100%)

Value$0 (-$55)

Filed 2024-02-09

Tower Research Capital LLC (TRC)

CLOSED

Shares0 from 100

Change-100 (-100%)

Value$0 (-$18)

Filed 2024-02-13

Proequities, Inc.

CLOSED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2024-02-07

	Status
Security Benefit Life Insurance Co	UNCHANGED	20,000	20,000	0	0%	$3.7K	$3.6K	-$120	2024-02-09
Rivernorth Capital Management, LLC	CLOSED	0	674,226	-674,226	-100%	$128.1K	$0	-$128.1K	2024-02-14
Exos TFP Holdings LLC	CLOSED	0	669,321	-669,321	-100%	$123.8K	$0	-$123.8K	2024-02-14
Periscope Capital Inc.	CLOSED	0	493,451	-493,451	-100%	$99.2K	$0	-$99.2K	2024-02-13
Diametric Capital, LP	CLOSED	0	445,150	-445,150	-100%	$82.4K	$0	-$82.4K	2024-02-13
Cowen and Company, LLC	CLOSED	0	355,291	-355,291	-100%	$65.7K	$0	-$65.7K	2024-02-12
Nomura Holdings Inc	CLOSED	0	250,000	-250,000	-100%	$48.7K	$0	-$48.7K	2024-03-27
P Schoenfeld Asset Management LP	CLOSED	0	220,067	-220,067	-100%	$45.1K	$0	-$45.1K	2024-02-14
Sculptor Capital LP	CLOSED	0	197,809	-197,809	-100%	$40.5K	$0	-$40.5K	2024-02-14
Canyon Capital Advisors LLC	CLOSED	0	159,998	-159,998	-100%	$29.6K	$0	-$29.6K	2024-02-14
PineBridge Investments Ltd	CLOSED	0	139,057	-139,057	-100%	$25.7K	$0	-$25.7K	2024-02-13
Radcliffe Capital Management, L.P.	CLOSED	0	132,349	-132,349	-100%	$27.1K	$0	-$27.1K	2024-02-14
Flow State Investments, L.P.	CLOSED	0	118,914	-118,914	-100%	$22.0K	$0	-$22.0K	2024-02-14
Shaolin Capital Management LLC	CLOSED	0	114,090	-114,090	-100%	$22	$0	-$22	2024-02-14
Moore Capital Management, LP	CLOSED	0	100,000	-100,000	-100%	$18.5K	$0	-$18.5K	2024-02-14
Centerbridge Partners, L.P.	CLOSED	0	80,000	-80,000	-100%	$14.8K	$0	-$14.8K	2024-02-14
Jane Street Group, LLC	CLOSED	0	71,902	-71,902	-100%	$13.3K	$0	-$13.3K	2024-02-15
D. E. Shaw & Co., Inc.	CLOSED	0	62,017	-62,017	-100%	$11.5K	$0	-$11.5K	2024-11-14
Owl Creek Asset Management, L.P.	CLOSED	0	59,000	-59,000	-100%	$10.9K	$0	-$10.9K	2024-02-14
Meteora Capital, LLC	CLOSED	0	54,610	-54,610	-100%	$11.2K	$0	-$11.2K	2024-06-25
Jefferies Financial Group Inc.	CLOSED	0	52,609	-52,609	-100%	$9.7K	$0	-$9.7K	2024-05-06
Q Global Advisors, LLC	CLOSED	0	49,400	-49,400	-100%	$9	$0	-$9	2024-02-13
Athos Capital Ltd	CLOSED	0	47,126	-47,126	-100%	$514	$0	-$514	2024-02-14
Tenor Capital Management Co., L.P.	CLOSED	0	41,105	-41,105	-100%	$7.6K	$0	-$7.6K	2024-02-14
Westchester Capital Management, LLC	CLOSED	0	40,000	-40,000	-100%	$7.4K	$0	-$7.4K	2024-02-15
TD Asset Management Inc	CLOSED	0	30,000	-30,000	-100%	$6.1K	$0	-$6.1K	2024-02-12
Healthcare of Ontario Pension Plan Trust Fund	CLOSED	0	22,000	-22,000	-100%	$4.5K	$0	-$4.5K	2024-03-21
HRT Financial LP	CLOSED	0	21,367	-21,367	-100%	$3	$0	-$3	2024-02-09
Hudson Bay Capital Management LP	CLOSED	0	20,200	-20,200	-100%	$3.7K	$0	-$3.7K	2024-02-14
Dupont Capital Management Corp	CLOSED	0	20,000	-20,000	-100%	$4.1K	$0	-$4.1K	2024-01-23
Silver Rock Financial LP	CLOSED	0	16,761	-16,761	-100%	$3.1K	$0	-$3.1K	2024-08-14
Price T Rowe Associates Inc	CLOSED	0	12,124	-12,124	-100%	$3	$0	-$3	2024-02-16
Boussard & Gavaudan Investment Management LLP	CLOSED	0	11,480	-11,480	-100%	$2.1K	$0	-$2.1K	2024-02-13
Gabelli & Co Investment Advisers, Inc.	CLOSED	0	10,040	-10,040	-100%	$1.9K	$0	-$1.9K	2024-02-13
Spartan Fund Management Inc.	CLOSED	0	3,752	-3,752	-100%	$769	$0	-$769	2024-02-07
UBS Group AG	CLOSED	0	298	-298	-100%	$55	$0	-$55	2024-02-09
Tower Research Capital LLC (TRC)	CLOSED	0	100	-100	-100%	$18	$0	-$18	2024-02-13
Proequities, Inc.	CLOSED	0	0	0	—	$0	$0	$0	2024-02-07

Showing 38 of 38 institutions