CC Neuberger Principal Hldng

Q3 2020 vs Q4 2020

Comparing institutional holders between quarters

Compare Detailed Historical Funds Options 13D/13G Peers Targeting Trading Summary Profile

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Picton Mahoney Asset Management

INCREASED

Shares896,818 from 750,000

Change+146,818 (+20%)

Value$9.5K (+$1.3K)

Filed 2021-02-12

BlueCrest Capital Management Ltd

UNCHANGED

Shares750,000 from 750,000

Change0 (0%)

Value$8.9K (+$758)

Filed 2021-02-16

Longfellow Investment Management Co LLC

DECREASED

Shares578,986 from 1,009,916

Change-430,930 (-43%)

Value$6.9K (-$4.1K)

Filed 2021-02-16

Gagnon Securities LLC

NEW

Shares544,194

Change+544,194

Value$6.4K

Filed 2021-02-12

Levin Capital Strategies, L.P.

DECREASED

Shares453,399 from 525,524

Change-72,125 (-14%)

Value$5.4K (-$324)

Filed 2021-02-16

TIG Advisors, LLC

DECREASED

Shares163,853 from 166,982

Change-3,129 (-2%)

Value$1.9K (+$132)

Filed 2021-02-16

Boothbay Fund Management, LLC

DECREASED

Shares126,755 from 227,500

Change-100,745 (-44%)

Value$1.5K (-$964)

Filed 2021-02-12

Millennium Management LLC

DECREASED

Shares96,202 from 750,003

Change-653,801 (-87%)

Value$1.1K (-$7.0K)

Filed 2021-02-16

Centiva Capital, LP

NEW

Shares50,000

Change+50,000

Value$85

Filed 2021-02-16

Citigroup Inc

DECREASED

Shares50,000 from 198,994

Change-148,994 (-75%)

Value$593 (-$1.6K)

Filed 2021-02-11

Moon Capital Management LP

INCREASED

Shares25,257 from 25,000

Change+257 (+1%)

Value$299 (+$28)

Filed 2021-02-16

HRT Financial LP

DECREASED

Shares25,000 from 25,100

Change-100 (0%)

Value$296 (+$24)

Filed 2021-02-16

Raymond James & Associates

UNCHANGED

Shares11,700 from 11,700

Change0 (0%)

Value$139 (+$12)

Filed 2021-02-12

Gagnon Advisors, LLC

NEW

Shares4,571

Change+4,571

Value$54

Filed 2021-02-12

FNY Investment Advisers, LLC

UNCHANGED

Shares20 from 20

Change0 (0%)

Value$0 ($0)

Filed 2021-01-19

Dupont Capital Management Corp

UNCHANGED

Shares2 from 2

Change0 (0%)

Value$0 ($0)

Filed 2021-01-28

Healthcare of Ontario Pension Plan Trust Fund

UNCHANGED

Shares2 from 2

Change0 (0%)

Value$0 ($0)

Filed 2021-03-01

Magnetar Financial LLC

CLOSED

Shares0 from 1,861,654

Change-1,861,654 (-100%)

Value$0 (-$20.2K)

Filed 2021-02-12

Glazer Capital, LLC

CLOSED

Shares0 from 1,363,883

Change-1,363,883 (-100%)

Value$0 (-$14.8K)

Filed 2021-02-16

Blackstone Inc.

CLOSED

Shares0 from 1,000,000

Change-1,000,000 (-100%)

Value$0 (-$10.8K)

Filed 2021-02-16

J. Goldman & Co LP

CLOSED

Shares0 from 918,208

Change-918,208 (-100%)

Value$0 (-$10.0K)

Filed 2021-02-16

Sage Rock Capital Management LP

CLOSED

Shares0 from 896,100

Change-896,100 (-100%)

Value$0 (-$9.7K)

Filed 2021-02-16

Beryl Capital Management LLC

CLOSED

Shares0 from 467,928

Change-467,928 (-100%)

Value$0 (-$4.8K)

Filed 2021-02-16

K2 Principal Fund, L.P.

CLOSED

Shares0 from 443,349

Change-443,349 (-100%)

Value$0 (-$4.8K)

Filed 2021-02-12

Aristeia Capital, L.L.C.

CLOSED

Shares0 from 365,787

Change-365,787 (-100%)

Value$0 (-$4.0K)

Filed 2021-02-16

JPMorgan Chase & Co

CLOSED

Shares0 from 355,365

Change-355,365 (-100%)

Value$0 (-$3.9K)

Filed 2021-02-19

Periscope Capital Inc.

CLOSED

Shares0 from 251,100

Change-251,100 (-100%)

Value$0 (-$2.8K)

Filed 2021-02-10

Weiss Asset Management LP

CLOSED

Shares0 from 222,634

Change-222,634 (-100%)

Value$0 (-$2.4K)

Filed 2021-02-12

Shaolin Capital Management LLC

CLOSED

Shares0 from 200,000

Change-200,000 (-100%)

Value$0 (-$2.2K)

Filed 2021-02-16

Hound Partners, LLC

CLOSED

Shares0 from 200,000

Change-200,000 (-100%)

Value$0 (-$2.2K)

Filed 2021-02-16

Nexpoint Asset Management, L.P.

CLOSED

Shares0 from 152,312

Change-152,312 (-100%)

Value$0 (-$1.6K)

Filed 2021-02-16

Omers Administration Corp

CLOSED

Shares0 from 100,000

Change-100,000 (-100%)

Value$0 (-$1.1K)

Filed 2021-02-12

Mint Tower Capital Management B.V.

CLOSED

Shares0 from 100,000

Change-100,000 (-100%)

Value$0 (-$1.1K)

Filed 2021-02-16

Royal Bank of Canada

CLOSED

Shares0 from 97,200

Change-97,200 (-100%)

Value$0 (-$1.1K)

Filed 2021-02-16

Akaris Global Partners, LP

CLOSED

Shares0 from 91,182

Change-91,182 (-100%)

Value$0 (-$989)

Filed 2021-02-16

Cowen Investment Management LLC

CLOSED

Shares0 from 75,000

Change-75,000 (-100%)

Value$0 (-$813)

Filed 2021-02-12

Walleye Capital LLC

CLOSED

Shares0 from 73,560

Change-73,560 (-100%)

Value$0 (-$797)

Filed 2021-02-16

Polar Asset Management Partners Inc.

CLOSED

Shares0 from 72,500

Change-72,500 (-100%)

Value$0 (-$786)

Filed 2021-02-16

Walleye Trading LLC

CLOSED

Shares0 from 53,775

Change-53,775 (-100%)

Value$0 (-$583)

Filed 2021-02-16

Credit Suisse AG/

CLOSED

Shares0 from 50,000

Change-50,000 (-100%)

Value$0 (-$542)

Filed 2021-02-12

Syquant Capital SAS

CLOSED

Shares0 from 50,000

Change-50,000 (-100%)

Value$0 (-$542)

Filed 2021-02-05

First Trust Capital Management L.P.

CLOSED

Shares0 from 33,332

Change-33,332 (-100%)

Value$0 (-$361)

Filed 2021-02-16

Debussy Capital Management LP

CLOSED

Shares0 from 15,842

Change-15,842 (-100%)

Value$0 (-$172)

Filed 2021-02-16

Proequities, Inc.

UNCHANGED

Shares0 from 0

Change0

Value$0 ($0)

Filed 2021-02-02

	Status
Picton Mahoney Asset Management	INCREASED	896,818	750,000	+146,818	+20%	$8.1K	$9.5K	+$1.3K	2021-02-12
BlueCrest Capital Management Ltd	UNCHANGED	750,000	750,000	0	0%	$8.1K	$8.9K	+$758	2021-02-16
Longfellow Investment Management Co LLC	DECREASED	578,986	1,009,916	-430,930	-43%	$10.9K	$6.9K	-$4.1K	2021-02-16
Gagnon Securities LLC	NEW	544,194	—	+544,194	—	—	$6.4K	—	2021-02-12
Levin Capital Strategies, L.P.	DECREASED	453,399	525,524	-72,125	-14%	$5.7K	$5.4K	-$324	2021-02-16
TIG Advisors, LLC	DECREASED	163,853	166,982	-3,129	-2%	$1.8K	$1.9K	+$132	2021-02-16
Boothbay Fund Management, LLC	DECREASED	126,755	227,500	-100,745	-44%	$2.5K	$1.5K	-$964	2021-02-12
Millennium Management LLC	DECREASED	96,202	750,003	-653,801	-87%	$8.1K	$1.1K	-$7.0K	2021-02-16
Centiva Capital, LP	NEW	50,000	—	+50,000	—	—	$85	—	2021-02-16
Citigroup Inc	DECREASED	50,000	198,994	-148,994	-75%	$2.2K	$593	-$1.6K	2021-02-11
Moon Capital Management LP	INCREASED	25,257	25,000	+257	+1%	$271	$299	+$28	2021-02-16
HRT Financial LP	DECREASED	25,000	25,100	-100	0%	$272	$296	+$24	2021-02-16
Raymond James & Associates	UNCHANGED	11,700	11,700	0	0%	$127	$139	+$12	2021-02-12
Gagnon Advisors, LLC	NEW	4,571	—	+4,571	—	—	$54	—	2021-02-12
FNY Investment Advisers, LLC	UNCHANGED	20	20	0	0%	$0	$0	$0	2021-01-19
Dupont Capital Management Corp	UNCHANGED	2	2	0	0%	$0	$0	$0	2021-01-28
Healthcare of Ontario Pension Plan Trust Fund	UNCHANGED	2	2	0	0%	$0	$0	$0	2021-03-01
Magnetar Financial LLC	CLOSED	0	1,861,654	-1,861,654	-100%	$20.2K	$0	-$20.2K	2021-02-12
Glazer Capital, LLC	CLOSED	0	1,363,883	-1,363,883	-100%	$14.8K	$0	-$14.8K	2021-02-16
Blackstone Inc.	CLOSED	0	1,000,000	-1,000,000	-100%	$10.8K	$0	-$10.8K	2021-02-16
J. Goldman & Co LP	CLOSED	0	918,208	-918,208	-100%	$10.0K	$0	-$10.0K	2021-02-16
Sage Rock Capital Management LP	CLOSED	0	896,100	-896,100	-100%	$9.7K	$0	-$9.7K	2021-02-16
Beryl Capital Management LLC	CLOSED	0	467,928	-467,928	-100%	$4.8K	$0	-$4.8K	2021-02-16
K2 Principal Fund, L.P.	CLOSED	0	443,349	-443,349	-100%	$4.8K	$0	-$4.8K	2021-02-12
Aristeia Capital, L.L.C.	CLOSED	0	365,787	-365,787	-100%	$4.0K	$0	-$4.0K	2021-02-16
JPMorgan Chase & Co	CLOSED	0	355,365	-355,365	-100%	$3.9K	$0	-$3.9K	2021-02-19
Periscope Capital Inc.	CLOSED	0	251,100	-251,100	-100%	$2.8K	$0	-$2.8K	2021-02-10
Weiss Asset Management LP	CLOSED	0	222,634	-222,634	-100%	$2.4K	$0	-$2.4K	2021-02-12
Shaolin Capital Management LLC	CLOSED	0	200,000	-200,000	-100%	$2.2K	$0	-$2.2K	2021-02-16
Hound Partners, LLC	CLOSED	0	200,000	-200,000	-100%	$2.2K	$0	-$2.2K	2021-02-16
Nexpoint Asset Management, L.P.	CLOSED	0	152,312	-152,312	-100%	$1.6K	$0	-$1.6K	2021-02-16
Omers Administration Corp	CLOSED	0	100,000	-100,000	-100%	$1.1K	$0	-$1.1K	2021-02-12
Mint Tower Capital Management B.V.	CLOSED	0	100,000	-100,000	-100%	$1.1K	$0	-$1.1K	2021-02-16
Royal Bank of Canada	CLOSED	0	97,200	-97,200	-100%	$1.1K	$0	-$1.1K	2021-02-16
Akaris Global Partners, LP	CLOSED	0	91,182	-91,182	-100%	$989	$0	-$989	2021-02-16
Cowen Investment Management LLC	CLOSED	0	75,000	-75,000	-100%	$813	$0	-$813	2021-02-12
Walleye Capital LLC	CLOSED	0	73,560	-73,560	-100%	$797	$0	-$797	2021-02-16
Polar Asset Management Partners Inc.	CLOSED	0	72,500	-72,500	-100%	$786	$0	-$786	2021-02-16
Walleye Trading LLC	CLOSED	0	53,775	-53,775	-100%	$583	$0	-$583	2021-02-16
Credit Suisse AG/	CLOSED	0	50,000	-50,000	-100%	$542	$0	-$542	2021-02-12
Syquant Capital SAS	CLOSED	0	50,000	-50,000	-100%	$542	$0	-$542	2021-02-05
First Trust Capital Management L.P.	CLOSED	0	33,332	-33,332	-100%	$361	$0	-$361	2021-02-16
Debussy Capital Management LP	CLOSED	0	15,842	-15,842	-100%	$172	$0	-$172	2021-02-16
Proequities, Inc.	UNCHANGED	0	0	0	—	$0	$0	$0	2021-02-02

Showing 44 of 44 institutions