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CC Neuberger Principal Hldng

Q3 2020 vs Q4 2020

Comparing institutional holders between quarters

Quarters

Q4 2020Q3 2020Q2 2020
CompareDetailedHistoricalFundsOptionsShort Interest13D/13GPeersTargetingTrading SummaryProfile
Altai Capital Management, L.P.
NEW
Shares1,774,623
Change+1,774,623
Value$4.2K
Filed 2021-02-12
Magnetar Financial LLC
NEW
Shares610,549
Change+610,549
Value$1.4K
Filed 2021-02-12
Kepos Capital LP
DECREASED
Shares529,355 from 1,179,355
Change-650,000 (-55%)
Value$1.2K (-$879)
Filed 2021-04-13
EJF Capital LP
NEW
Shares415,780
Change+415,780
Value$977
Filed 2021-02-16
Blackstone Inc.
NEW
Shares333,333
Change+333,333
Value$783
Filed 2021-02-16
Glazer Capital, LLC
INCREASED
Shares275,002 from 33,508
Change+241,494 (+721%)
Value$646 (+$586)
Filed 2021-02-16
Jefferies Group LLC
INCREASED
Shares226,158 from 62,299
Change+163,859 (+263%)
Value$531.5K (+$531.4K)
Filed 2023-09-21
Balyasny Asset Management L.P.
NEW
Shares200,000
Change+200,000
Value$470
Filed 2021-02-16
Maven Securities LTD
NEW
Shares200,000
Change+200,000
Value$470
Filed 2021-02-12
AQR Arbitrage LLC
UNCHANGED
Shares166,666 from 166,666
Change0 (0%)
Value$392 (+$92)
Filed 2021-02-16
Governors Lane LP
DECREASED
Shares150,000 from 250,000
Change-100,000 (-40%)
Value$353 (-$97)
Filed 2021-02-16
HGC Investment Management Inc.
UNCHANGED
Shares123,532 from 123,532
Change0 (0%)
Value$291 (+$68)
Filed 2021-02-16
Healthcare of Ontario Pension Plan Trust Fund
UNCHANGED
Shares116,666 from 116,666
Change0 (0%)
Value$274 (+$64)
Filed 2021-03-01
Myriad Asset Management Ltd.
UNCHANGED
Shares91,295 from 91,295
Change0 (0%)
Value$215 (+$51)
Filed 2021-02-11
Moore Capital Management, LP
UNCHANGED
Shares83,333 from 83,333
Change0 (0%)
Value$196 (+$46)
Filed 2021-02-16
Rivernorth Capital Management, LLC
DECREASED
Shares79,445 from 99,999
Change-20,554 (-21%)
Value$187 (+$7)
Filed 2021-02-16
Picton Mahoney Asset Management
NEW
Shares74,999
Change+74,999
Value$177
Filed 2021-02-12
Monashee Investment Management LLC
UNCHANGED
Shares74,999 from 74,999
Change0 (0%)
Value$176 (+$41)
Filed 2021-02-11
Dupont Capital Management Corp
UNCHANGED
Shares66,666 from 66,666
Change0 (0%)
Value$157 (+$37)
Filed 2021-01-28
Mmcap International Inc. SPC
UNCHANGED
Shares34,266 from 34,266
Change0 (0%)
Value$81 (+$19)
Filed 2021-02-16
Omers Administration Corp
NEW
Shares33,333
Change+33,333
Value$78
Filed 2021-02-12
Alpine Global Management, LLC
DECREASED
Shares33,333 from 114,999
Change-81,666 (-71%)
Value$78 (-$129)
Filed 2021-02-12
Easterly Investment Partners LLC
UNCHANGED
Shares33,333 from 33,333
Change0 (0%)
Value$78 (+$18)
Filed 2021-02-16
Mint Tower Capital Management B.V.
NEW
Shares33,332
Change+33,332
Value$1
Filed 2021-02-16
HRT Financial LP
UNCHANGED
Shares33,261 from 33,261
Change0 (0%)
Value$78 (+$19)
Filed 2021-02-16
Walleye Capital LLC
DECREASED
Shares24,353 from 28,853
Change-4,500 (-16%)
Value$57 (+$5)
Filed 2021-02-16
Westchester Capital Management, LLC
DECREASED
Shares22,113 from 79,799
Change-57,686 (-72%)
Value$52 (-$92)
Filed 2021-02-12
Virtu Financial LLC
NEW
Shares21,052
Change+21,052
Value$49
Filed 2021-02-24
Levin Capital Strategies, L.P.
NEW
Shares20,000
Change+20,000
Value$47
Filed 2021-02-16
Walleye Trading LLC
DECREASED
Shares15,647 from 17,647
Change-2,000 (-11%)
Value$37 (+$5)
Filed 2021-02-16
Castle Creek Arbitrage, LLC
DECREASED
Shares13,243 from 337,016
Change-323,773 (-96%)
Value$31 (-$576)
Filed 2021-02-16
Sugarloaf Wealth Management, LLC
UNCHANGED
Shares400 from 400
Change0 (0%)
Value$1 ($0)
Filed 2021-02-03
UBS Group AG
DECREASED
Shares100 from 15,439
Change-15,339 (-99%)
Value$0 (-$28)
Filed 2021-02-11
Polar Asset Management Partners Inc.
CLOSED
Shares0 from 788,885
Change-788,885 (-100%)
Value$0 (-$1.4K)
Filed 2021-02-16
FIR Tree Inc.
CLOSED
Shares0 from 525,000
Change-525,000 (-100%)
Value$0 (-$945)
Filed 2021-02-16
RP Investment Advisors LP
CLOSED
Shares0 from 313,266
Change-313,266 (-100%)
Value$0 (-$564)
Filed 2021-02-16
Weiss Asset Management LP
CLOSED
Shares0 from 186,395
Change-186,395 (-100%)
Value$0 (-$336)
Filed 2021-02-12
Verition Fund Management LLC
CLOSED
Shares0 from 127,912
Change-127,912 (-100%)
Value$0 (-$230)
Filed 2021-02-18
Beryl Capital Management LLC
CLOSED
Shares0 from 110,019
Change-110,019 (-100%)
Value$0 (-$198)
Filed 2021-02-16
Periscope Capital Inc.
CLOSED
Shares0 from 100,000
Change-100,000 (-100%)
Value$0 (-$181)
Filed 2021-02-10
Cowen and Company, LLC
CLOSED
Shares0 from 30,949
Change-30,949 (-100%)
Value$0 (-$56)
Filed 2021-02-08
Panagora Asset Management Inc
CLOSED
Shares0 from 10,124
Change-10,124 (-100%)
Value$0 (-$18)
Filed 2021-02-10
Wolverine Asset Management LLC
CLOSED
Shares0 from 1,434
Change-1,434 (-100%)
Value$0 (-$2)
Filed 2021-02-12
Proequities, Inc.
UNCHANGED
Shares0 from 0
Change0
Value$0 ($0)
Filed 2021-02-02
Status
Altai Capital Management, L.P.
NEW1,774,623—+1,774,623——$4.2K—2021-02-12
Magnetar Financial LLC
NEW610,549—+610,549——$1.4K—2021-02-12
Kepos Capital LP
DECREASED529,3551,179,355-650,000-55%$2.1K$1.2K-$8792021-04-13
EJF Capital LP
NEW415,780—+415,780——$977—2021-02-16
Blackstone Inc.
NEW333,333—+333,333——$783—2021-02-16
Glazer Capital, LLC
INCREASED275,00233,508+241,494+721%$60$646+$5862021-02-16
Jefferies Group LLC
INCREASED226,15862,299+163,859+263%$112$531.5K+$531.4K2023-09-21
Balyasny Asset Management L.P.
NEW200,000—+200,000——$470—2021-02-16
Maven Securities LTD
NEW200,000—+200,000——$470—2021-02-12
AQR Arbitrage LLC
UNCHANGED166,666166,66600%$300$392+$922021-02-16
Governors Lane LP
DECREASED150,000250,000-100,000-40%$450$353-$972021-02-16
HGC Investment Management Inc.
UNCHANGED123,532123,53200%$223$291+$682021-02-16
Healthcare of Ontario Pension Plan Trust Fund
UNCHANGED116,666116,66600%$210$274+$642021-03-01
Myriad Asset Management Ltd.
UNCHANGED91,29591,29500%$164$215+$512021-02-11
Moore Capital Management, LP
UNCHANGED83,33383,33300%$150$196+$462021-02-16
Rivernorth Capital Management, LLC
DECREASED79,44599,999-20,554-21%$180$187+$72021-02-16
Picton Mahoney Asset Management
NEW74,999—+74,999——$177—2021-02-12
Monashee Investment Management LLC
UNCHANGED74,99974,99900%$135$176+$412021-02-11
Dupont Capital Management Corp
UNCHANGED66,66666,66600%$120$157+$372021-01-28
Mmcap International Inc. SPC
UNCHANGED34,26634,26600%$62$81+$192021-02-16
Omers Administration Corp
NEW33,333—+33,333——$78—2021-02-12
Alpine Global Management, LLC
DECREASED33,333114,999-81,666-71%$207$78-$1292021-02-12
Easterly Investment Partners LLC
UNCHANGED33,33333,33300%$60$78+$182021-02-16
Mint Tower Capital Management B.V.
NEW33,332—+33,332——$1—2021-02-16
HRT Financial LP
UNCHANGED33,26133,26100%$59$78+$192021-02-16
Walleye Capital LLC
DECREASED24,35328,853-4,500-16%$52$57+$52021-02-16
Westchester Capital Management, LLC
DECREASED22,11379,799-57,686-72%$144$52-$922021-02-12
Virtu Financial LLC
NEW21,052—+21,052——$49—2021-02-24
Levin Capital Strategies, L.P.
NEW20,000—+20,000——$47—2021-02-16
Walleye Trading LLC
DECREASED15,64717,647-2,000-11%$32$37+$52021-02-16
Castle Creek Arbitrage, LLC
DECREASED13,243337,016-323,773-96%$607$31-$5762021-02-16
Sugarloaf Wealth Management, LLC
UNCHANGED40040000%$1$1$02021-02-03
UBS Group AG
DECREASED10015,439-15,339-99%$28$0-$282021-02-11
Polar Asset Management Partners Inc.
CLOSED0788,885-788,885-100%$1.4K$0-$1.4K2021-02-16
FIR Tree Inc.
CLOSED0525,000-525,000-100%$945$0-$9452021-02-16
RP Investment Advisors LP
CLOSED0313,266-313,266-100%$564$0-$5642021-02-16
Weiss Asset Management LP
CLOSED0186,395-186,395-100%$336$0-$3362021-02-12
Verition Fund Management LLC
CLOSED0127,912-127,912-100%$230$0-$2302021-02-18
Beryl Capital Management LLC
CLOSED0110,019-110,019-100%$198$0-$1982021-02-16
Periscope Capital Inc.
CLOSED0100,000-100,000-100%$181$0-$1812021-02-10
Cowen and Company, LLC
CLOSED030,949-30,949-100%$56$0-$562021-02-08
Panagora Asset Management Inc
CLOSED010,124-10,124-100%$18$0-$182021-02-10
Wolverine Asset Management LLC
CLOSED01,434-1,434-100%$2$0-$22021-02-12
Proequities, Inc.
UNCHANGED000—$0$0$02021-02-02
Showing 44 of 44 institutions