Q4 2016 Holdings
Filed 2017-02-08 | 6397 holdings | $729.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Kite Pharma Inc | COMMON STOCK | 49803L109 | $0 | 6 | 0.0% |
| Asterias Biotherapeutics WT 9 | OTHER | 04624N115 | $0 | 137 | 0.0% |
| Vical Inc | COMMON STOCK | 925602203 | $0 | 100 | 0.0% |
| M S D W India Investment Fund(IIF) | OTHER | 61745C105 | $0 | 17 | 0.0% |
| Vista Gold Corp(VGZ) | COMMON STOCK | 927926303 | $0 | 100 | 0.0% |
| Vishay Precision Group(VPG) | COMMON STOCK | 92835K103 | $0 | 14 | 0.0% |
| Kinder Morgan Inc del WT 2 | OTHER | 49456B119 | $0 | 16,377 | 0.0% |
| Harmonic Inc(HLIT) | COMMON STOCK | 413160102 | $0 | 1 | 0.0% |
| Energy Fuels Inc(UUUU) | COMMON STOCK | 292671708 | $0 | 35 | 0.0% |
| Ocean RIG UDW Inc | COMMON STOCK | G66964100 | $0 | 10 | 0.0% |
| Rowan Companies PLC | COMMON STOCK | G7665A101 | $0 | 18 | 0.0% |
| Vaneck Vectors ETF | OTHER | 92189F874 | $0 | 6 | 0.0% |
| Enbridge Energy Mgmt L L C | COMMON STOCK | 29250X103 | $0 | 2 | 0.0% |
| Rentech Inc | COMMON STOCK | 760112201 | $0 | 120 | 0.0% |
| United States Natural Gas Fund | OTHER | 912318201 | $0 | 48 | 0.0% |
| Oncogenex Pharmaceuticals Inc | COMMON STOCK | 68230A106 | $0 | 71 | 0.0% |
| Cornerstone Ondemand Inc(CSOD) | COMMON STOCK | 21925Y103 | $0 | 7 | 0.0% |
| Odyssey Marine Explora(OMEX) | COMMON STOCK | 676118201 | $0 | 84 | 0.0% |
| Arbutus Biopharma Corp(ABUS) | COMMON STOCK | 03879J100 | $0 | 200 | 0.0% |
| KEY Energy Services Inc | COMMON STOCK | 49309J103 | $0 | 5 | 0.0% |
| Wmih Corp | COMMON STOCK | 92936P100 | $0 | 44 | 0.0% |
| Nanoviricides Inc | COMMON STOCK | 630087203 | $0 | 86 | 0.0% |
| Fibrogen Inc(FGENEUR) | COMMON STOCK | 31572Q808 | $0 | 23 | 0.0% |
| Western Asset Emrg MKT Debt(XEMDX) | OTHER | 95766A101 | $0 | 1 | 0.0% |
| Approach Resources Inc | COMMON STOCK | 03834A103 | $0 | 100 | 0.0% |
| Alpine Total Dynamic Dividend | OTHER | 021060207 | $0 | 42 | 0.0% |
| Five Star Quality Care Inc | COMMON STOCK | 33832D106 | $0 | 28 | 0.0% |
| Navios Maritime Partners L PUN | COMMON STOCK | Y62267102 | $0 | 300 | 0.0% |
| Beazer Homes USA Inc(BZH) | COMMON STOCK | 07556Q881 | $0 | 6 | 0.0% |
| Powershares Wilderh Clean EN | OTHER | 73935X500 | $0 | 75 | 0.0% |
| Amicus Therapeutics Inc(FOLD) | COMMON STOCK | 03152W109 | $0 | 73 | 0.0% |
| American Superconductor Corp(AMSC) | COMMON STOCK | 030111207 | $0 | 50 | 0.0% |
| Dryships Inc | COMMON STOCK | Y2109Q309 | $0 | 1 | 0.0% |
| Ricebran Technologies | COMMON STOCK | 762831204 | $0 | 40 | 0.0% |
| Civeo Corp(CVEO1EUR) | COMMON STOCK | 17878Y108 | $0 | 142 | 0.0% |
| Perry Ellis International | COMMON STOCK | 288853104 | $0 | 6 | 0.0% |
| First TR GLB Wind Engy ETF(FAN) | OTHER | 33736G106 | $0 | 42 | 0.0% |
| Globalstar Inc(GSATUSD) | COMMON STOCK | 378973408 | $0 | 200 | 0.0% |
| Mcgrath Rentcorp(MGRC) | COMMON STOCK | 580589109 | $0 | 24 | 0.0% |
| Western Copper Corporation(WRN) | COMMON STOCK | 95805V108 | $0 | 25 | 0.0% |
| Gladstone Investment Corp(GAIN) | COMMON STOCK | 376546107 | $0 | 6 | 0.0% |
| Miatech Pharma PLC A D R | COMMON STOCK | 59564R104 | $0 | 122 | 0.0% |
| Microbot Medical Inc | COMMON STOCK | 59503A105 | $0 | 1 | 0.0% |
| Cleveland Biolabs Inc(CBLIEUR) | COMMON STOCK | 185860202 | $0 | 100 | 0.0% |
| The Gabelli Multimedia Trust I(GGT) | OTHER | 36239Q109 | $0 | 35 | 0.0% |
| Bldrs Emerging Markets 50 ADR | OTHER | 09348R300 | $0 | 0 | 0.0% |
| Sypris Solutions Inc(SYPR) | COMMON STOCK | 871655106 | $0 | 152 | 0.0% |
| Swedish Expt CR Corp Rogers in | OTHER | 870297801 | $0 | 80 | 0.0% |
| Amec PLC Spon A D R | COMMON STOCK | 00167X205 | $0 | 16 | 0.0% |
| Sunopta Inc(STKL) | COMMON STOCK | 8676EP108 | $0 | 69 | 0.0% |