Q1 2017 Holdings
Filed 2017-04-28 | 20091 holdings | $9.5B | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Sotherly Hotels Inc(SOHO) | COM | 83600C103 | $10 | 1,501 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $10 | $11,000 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $10 | $10,000 | 0.0% |
| Kornit Digital LTD(KRNT) | SHS | M6372Q113 | $10 | 500 | 0.0% |
| EOG RES Inc(EOG)Call | COM | 26875P101 | $10 | 4,300 | 0.0% |
| Evine Live Inc(EVLVUSD) | CL A | 300487105 | $10 | 8,001 | 0.0% |
| EQT Corp(EQT)Put | COM | 26884L109 | $10 | 25,000 | 0.0% |
| China Biologic Prods Inc | COM | 16938C106 | $10 | 101 | 0.0% |
| GSE SYS Inc | COM | 36227K106 | $11 | 3,320 | 0.0% |
| Royal Bank of Canada | NOTE 4.650% 1/2 | 780082AD5 | $11 | $10,000 | 0.0% |
| SB Finl Group Inc(SBFG) | COM | 78408D105 | $11 | 673 | 0.0% |
| Spdr Series Trust(SPMD) | SPDR S&P 1000 ET | 78464A847 | $11 | 126 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $11 | $11,000 | 0.0% |
| Sigmatron Intl Inc | COM | 82661L101 | $11 | 2,200 | 0.0% |
| Navios Maritime Partners L P | UNIT LPI | Y62267102 | $11 | 5,152 | 0.0% |
| Flexshares TR(IQDF) | INTL QLTDV IDX | 33939L837 | $11 | 436 | 0.0% |
| Petroleo Brasileiro SA Petro(PBR)Call | SPONSORED ADR | 71654V408 | $11 | 75,000 | 0.0% |
| B2gold Corp(BTG) | COM | 11777Q209 | $11 | 4,000 | 0.0% |
| Osisko Gold Royalties LTD(OREUR) | COM | 68827L101 | $11 | 1,000 | 0.0% |
| Gulfmark Offshore Inc | CL A NEW | 402629208 | $11 | 34,114 | 0.0% |
| Nuveen Missouri QLT MUN Inc(NOM) | COM | 67060Q108 | $11 | 701 | 0.0% |
| Contravir Pharmaceuticals in | COM | 21234W103 | $11 | 6,182 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $11 | $10,000 | 0.0% |
| Meritor Inc | NOTE 7.875% 3/0 | 59001KAC4 | $11 | $6,000 | 0.0% |
| Arbutus Biopharma Corp(ABUS) | COM | 03879J100 | $11 | 3,525 | 0.0% |
| Cartesian Inc | COM | 146534102 | $11 | 12,841 | 0.0% |
| Golden Star RES LTD CDA | COM | 38119T104 | $11 | 13,000 | 0.0% |
| Liberty Interactive Corp | QVC GP COM SER B | 53071M203 | $11 | 530 | 0.0% |
| MV Oil TR(MVO) | TR UNITS | 553859109 | $11 | 1,780 | 0.0% |
| Barclays Bank PLC(PGMFF) | ETN DJUBSPLATM38 | 06739H255 | $11 | 550 | 0.0% |
| Cushing Energy Income | COM SH BEN INT | 23162T102 | $11 | 1,216 | 0.0% |
| Avadel Pharmaceuticals PLC | SPONSORED ADR | 05337M104 | $11 | 1,072 | 0.0% |
| Marathon Pete Corp(MPC)Put | COM | 56585A102 | $12 | 36,400 | 0.0% |
| Malvern Bancorp Inc | COM | 561409103 | $12 | 550 | 0.0% |
| Brookdale SR Living Inc(BKD)Call | COM | 112463104 | $12 | 50,500 | 0.0% |
| Applied DNA Sciences Inc | COM NEW | 03815U201 | $12 | 6,918 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $12 | 8,000 | 0.0% |
| Advanced Micro Devices Inc(AMD)Put | COM | 007903107 | $12 | 141,200 | 0.0% |
| Pain Therapeutics Inc | COM | 69562K100 | $12 | 13,800 | 0.0% |
| Mattel Inc(MAT)Put | COM | 577081102 | $12 | 30,000 | 0.0% |
| Aptevo Therapeutics Inc | COM | 03835L108 | $12 | 5,842 | 0.0% |
| First US Bancshares Inc(FUSB) | COM | 33744V103 | $12 | 1,000 | 0.0% |
| Fusion Telecomm Intl Inc | COM NEW | 36113B400 | $12 | 7,579 | 0.0% |
| Foamix Pharmaceuticals LTD | SHS | M46135105 | $12 | 2,600 | 0.0% |
| Uniqure NV(QURE) | SHS | N90064101 | $12 | 2,000 | 0.0% |
| Gerdau S A(GGB) | SPON ADR REP PFD | 373737105 | $12 | 3,501 | 0.0% |
| Fedex Corp(FDX)Call | COM | 31428X106 | $12 | 10,000 | 0.0% |
| Vince Hldg Corp | COM | 92719W108 | $12 | 7,764 | 0.0% |
| Emmis Communications Corp(EMMS) | COM NEW CL A | 291525400 | $12 | 5,000 | 0.0% |
| Borgwarner Inc(BWA)Put | COM | 099724106 | $12 | 12,900 | 0.0% |