Q4 2017 Holdings
Filed 2018-02-12 | 5823 holdings | $47.3B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Biotime Inc | *W EXP 10/01/201 | 09066L162 | $4 | 30,115 | 0.0% |
| Huron Consulting Group Inc | NOTE 1.25% 10/0 | 447462AB8 | $9 | 10,000 | 0.0% |
| Teva Pharmaceutical FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | $10 | $11,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $10 | 10,000 | 0.0% |
| Ares Cap Corp | NOTE 4.375% 1/1 | 04010LAM5 | $11 | $11,000 | 0.0% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $12 | $11,000 | 0.0% |
| Wmih Corp | COM | 92936P100 | $19 | 22,189 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $32 | 10,076 | 0.0% |
| Transglobe Energy Corp | COM | 893662106 | $38 | 25,000 | 0.0% |
| Theravance Inc | NOTE 2.125% 1/1 | 88338TAB0 | $49 | $50,000 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $50 | 22,000 | 0.0% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $57 | $60,000 | 0.0% |
| VOC Energy TR(VOC) | TR UNIT | 91829B103 | $59 | 10,000 | 0.0% |
| Gulfmark Offshore Inc | *W EXP 11/14/202 | 402629117 | $69 | 95,172 | 0.0% |
| Hugoton RTY TR TEX | UNIT BEN INT | 444717102 | $70 | 50,000 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $96 | 14,610 | 0.0% |
| Banco Bradesco S A(BBD) | SP ADR PFD NEW | 059460303 | $104 | 10,175 | 0.0% |
| Myos Rens Technology Inc | COM | 62857P108 | $108 | 80,000 | 0.0% |
| KB Home | NOTE 1.375% 2/0 | 48666KAS8 | $122 | $100,000 | 0.0% |
| Prgx Global Inc(PRGX) | COM NEW | 69357C503 | $132 | 18,585 | 0.0% |
| Sogou Inc | ADR REPSTG A | 83409V104 | $136 | 11,740 | 0.0% |
| Navistar Intl Corp New | NOTE 4.500%10/1 | 63934EAQ1 | $155 | $150,000 | 0.0% |
| Rimini STR Inc del(RMNI) | COM | 76674Q107 | $158 | 20,000 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $167 | $170,000 | 0.0% |
| Ishares TR(IWX) | RUS TP200 VL ETF | 464289420 | $206 | 3,920 | 0.0% |
| Ishares Inc(EWH) | MSCI HONG KG ETF | 464286871 | $207 | 8,199 | 0.0% |
| Ishares TR(IGF) | GLB INFRASTR ETF | 464288372 | $208 | 4,600 | 0.0% |
| China Online ED Group | SPONSORED ADR | 16954L105 | $210 | 16,821 | 0.0% |
| RIO Tinto PLC(RIO) | SPONSORED ADR | 767204100 | $212 | 4,014 | 0.0% |
| Leap Therapeutics Inc | COM | 52187K101 | $213 | 34,100 | 0.0% |
| Fidelity(FMAT) | MSCI MATLS INDEX | 316092881 | $215 | 6,131 | 0.0% |
| Ishares TR(IGV) | NA TEC SFTWR ETF | 464287515 | $217 | 1,406 | 0.0% |
| Telecom Italia S P A New(TIIAY) | SPON ADR ORD | 87927Y102 | $219 | 25,400 | 0.0% |
| Ishares TR(IYC) | U.S. CNSM SV ETF | 464287580 | $220 | 1,227 | 0.0% |
| Lloyds Banking Group PLC(LYG) | SPONSORED ADR | 539439109 | $221 | 59,004 | 0.0% |
| Berkley W R Corp(WRB) | COM | 084423102 | $221 | 3,083 | 0.0% |
| Ishares TR(IAT) | US REGNL BKS ETF | 464288778 | $221 | 4,439 | 0.0% |
| Ishares Inc(EPP) | MSCI PAC JP ETF | 464286665 | $221 | 4,614 | 0.0% |
| Image Sensing SYS Inc(ISNS) | COM | 45244C104 | $230 | 76,661 | 0.0% |
| Targa RES Corp(TRGP) | COM | 87612G101 | $230 | 4,750 | 0.0% |
| Ship Finance International L | SHS | G81075106 | $233 | 15,007 | 0.0% |
| Schwab Strategic TR(SCHA) | US SML CAP ETF | 808524607 | $233 | 3,318 | 0.0% |
| Supervalu Inc | COM NEW | 868536301 | $234 | 10,831 | 0.0% |
| Wendys Co(WEN) | COM | 95058W100 | $240 | 14,621 | 0.0% |
| Middlefield Banc Corp(MBCN) | COM NEW | 596304204 | $241 | 5,000 | 0.0% |
| Ishares TR(FLOT) | FLTG RATE NT ETF | 46429B655 | $247 | 4,852 | 0.0% |
| Territorial Bancorp Inc | COM | 88145X108 | $249 | 8,063 | 0.0% |
| Gulfmark Offshore Inc | COM | 402629505 | $250 | 8,763 | 0.0% |
| Granite PT MTG TR Inc(GPMT) | COM | 38741L107 | $251 | 14,128 | 0.0% |
| Fidelity(FDIS) | MSCI CONSM DIS | 316092204 | $253 | 6,472 | 0.0% |