Q1 2020 Holdings
Filed 2020-05-14 | 1388 holdings | $144.1M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Polymet Mining Corp | COM | 731916102 | $10 | 40,527 | 0.0% |
| Conformis Inc(CFMS) | COM | 20717E101 | $13 | 20,000 | 0.0% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $13 | 15,000 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $16 | 11,000 | 0.0% |
| Vascular Biogenics LTD | COM | M96883109 | $16 | 11,500 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $19 | 22,000 | 0.0% |
| Eros Intl PLC | SHS NEW | G3788M114 | $22 | 13,530 | 0.0% |
| Gamco Global Gold NAT RES &(GGN) | COM SH BEN INT | 36465A109 | $28 | 10,297 | 0.0% |
| Cemex SAB de CV(CX) | SPON ADR NEW | 151290889 | $29 | 13,797 | 0.0% |
| Whiting Pete Corp New | COM NEW | 966387409 | $31 | 46,747 | 0.0% |
| MFA Finl Inc | COM | 55272X102 | $37 | 23,822 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X108 | $41 | 45,679 | 0.0% |
| Immunogen Inc(IMGNEUR) | COM | 45253H101 | $43 | 12,590 | 0.0% |
| Highland Global Allocation F(HGLB) | COM | 43010T104 | $45 | 10,334 | 0.0% |
| Mizuho Finl Group Inc(MFG) | SPONSORED ADR | 60687Y109 | $45 | 19,595 | 0.0% |
| Veritone Inc(VERI) | COM | 92347M100 | $45 | 19,500 | 0.0% |
| Two Hbrs Invt Corp | COM NEW | 90187B408 | $45 | 11,709 | 0.0% |
| Marathon Oil Corp(MRO*) | COM | 565849106 | $47 | 14,409 | 0.0% |
| Smiledirectclub Inc(SDCCQ) | CL A COM | 83192H106 | $51 | 10,920 | 0.0% |
| Redwood TR Inc(RWT) | COM | 758075402 | $52 | 10,222 | 0.0% |
| Aberdeen Emrg Mrkts EQT INM(AEF) | COM | 00301W105 | $53 | 10,195 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $54 | 22,940 | 0.0% |
| Galectin Therapeutics Inc(GALT) | COM NEW | 363225202 | $56 | 28,541 | 0.0% |
| Bristol-Myers Squibb Co(BMY-R) | RIGHT 99/99/9999 | 110122157 | $61 | 16,060 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $62 | 13,938 | 0.0% |
| BRF SA(P5Y) | SPONSORED ADR | 10552T107 | $66 | 22,643 | 0.0% |
| Service Pptys TR(SVC) | COM SH BEN INT | 81761L102 | $68 | 12,606 | 0.0% |
| Goldman Sachs MLP Inc OPP FD | COM SHS | 38147W103 | $70 | 60,048 | 0.0% |
| Parsley Energy Inc | CL A | 701877102 | $72 | 12,572 | 0.0% |
| Arbor Rlty TR Inc(ABR) | COM | 038923108 | $72 | 14,662 | 0.0% |
| Briggs & Stratton Corp(BGGUSD) | COM | 109043109 | $73 | 40,224 | 0.0% |
| Devon Energy Corp New(DVN) | COM | 25179M103 | $73 | 10,510 | 0.0% |
| BlackRock Enhanced Equity DI(BDJ) | COM | 09251A104 | $74 | 11,288 | 0.0% |
| Itau Unibanco Hldg S A(BVXB) | SPON ADR REP PFD | 465562106 | $77 | 17,127 | 0.0% |
| Franklin LTD Duration Income(FTF) | COM | 35472T101 | $82 | 10,499 | 0.0% |
| RF Inds LTD(RFIL) | COM PAR $0.01 | 749552105 | $95 | 23,865 | 0.0% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $97 | 13,556 | 0.0% |
| Gamestop Corp New(GME) | CL A | 36467W109 | $99 | 28,236 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $99 | 10,148 | 0.0% |
| BlackRock Energy & RES TR(BGR) | COM | 09250U101 | $100 | 15,931 | 0.0% |
| Uniti Group Inc | COM | 91325V108 | $100 | 16,532 | 0.0% |
| Royce Value TR Inc(RVT) | COM | 780910105 | $101 | 10,438 | 0.0% |
| Nuveen PFD & Incm Securties | COM | 67072C105 | $101 | 13,949 | 0.0% |
| Plains GP Hldgs L P(PAGPEUR) | LTD PARTNR INT A | 72651A207 | $105 | 18,764 | 0.0% |
| Lexinfintech Hldgs LTD(LX) | ADR | 528877103 | $106 | 11,994 | 0.0% |
| Eaton Vance Tax-Managed Glob(XEXGX) | COM | 27829F108 | $110 | 17,296 | 0.0% |
| Brixmor Ppty Group Inc(BRX) | COM | 11120U105 | $111 | 11,718 | 0.0% |
| Sabra Health Care REIT Inc(SBRA) | COM | 78573L106 | $112 | 10,222 | 0.0% |
| Eaton Vance SR Fltng RTE TR(XEFRX) | COM | 27828Q105 | $112 | 11,362 | 0.0% |
| Meridian Bancorp Inc MD(EBSB) | COM | 58958U103 | $113 | 10,051 | 0.0% |