Q4 2021 Holdings
Filed 2022-02-14 | 2012 holdings | $421.8M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Abeona Therapeutics Inc(ABEO1EUR) | COM | 00289Y107 | $3 | 10,000 | 0.0% |
| Surgalign Holdings Inc | COM | 86882C105 | $12 | 17,000 | 0.0% |
| Globalstar Inc(GSATUSD) | COM | 378973408 | $14 | 11,875 | 0.0% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $15 | 15,000 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $15 | 10,621 | 0.0% |
| 9 Meters Biopharma Inc | COM | 654405109 | $20 | 20,500 | 0.0% |
| Prospect Cap Corp | NOTE 4.950% 7/1 | 74348TAR3 | $22 | 22,000 | 0.0% |
| Innoviva Inc | NOTE 2.125% 1/1 | 88338TAB0 | $22 | 20,000 | 0.0% |
| Alkaline WTR Co Inc | COM NEW | 01643A207 | $23 | 19,785 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | COM | 45665G303 | $24 | 10,741 | 0.0% |
| Nordic American Tankers Limi(NAT) | COM | G65773106 | $24 | 14,345 | 0.0% |
| Redwood Trust Inc | NOTE 4.750% 8/1 | 758075AC9 | $26 | 25,000 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $28 | 10,330 | 0.0% |
| Banco Santander S.A.(SAN) | ADR | 05964H105 | $41 | 12,573 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $46 | 13,526 | 0.0% |
| Wheels UP Experience Inc(UPGBP) | COM CL A | 96328L106 | $53 | 11,514 | 0.0% |
| Mizuho Financial Group Inc(MFG) | SPONSORED ADR | 60687Y109 | $54 | 21,007 | 0.0% |
| Oncocyte Corp | COM | 68235C107 | $55 | 25,500 | 0.0% |
| Desktop Metal Inc | COM CL A | 25058X105 | $58 | 11,678 | 0.0% |
| Viewray Inc(VRAYQ) | COM | 92672L107 | $66 | 12,000 | 0.0% |
| Galectin Therapeutics Inc(GALT) | COM NEW | 363225202 | $70 | 33,777 | 0.0% |
| Vaxart Inc(VXRT) | COM NEW | 92243A200 | $72 | 11,500 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X884 | $74 | 13,746 | 0.0% |
| Oaktree Specialty Lending Co | COM | 67401P108 | $75 | 10,005 | 0.0% |
| Lipocine Inc New | COM | 53630X104 | $76 | 77,000 | 0.0% |
| Western Asset High Income FD(HIX) | COM | 95766J102 | $77 | 10,713 | 0.0% |
| Two Hbrs Invt Corp | COM NEW | 90187B408 | $81 | 14,052 | 0.0% |
| Bright Health Group Inc | COM | 10920V107 | $82 | 23,737 | 0.0% |
| Jounce Therapeutics Inc(JNCEEUR) | COM | 481116101 | $84 | 10,000 | 0.0% |
| RF Inds LTD(RFIL) | COM PAR $0.01 | 749552105 | $85 | 10,570 | 0.0% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $86 | 86,000 | 0.0% |
| Ironnet Inc | COM | 46323Q105 | $91 | 21,772 | 0.0% |
| Mobile Telesystems PUB JT ST | SPONSORED ADR | 607409109 | $93 | 11,739 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $94 | 15,989 | 0.0% |
| Templeton Global Income FD | COM | 880198106 | $99 | 19,100 | 0.0% |
| Zynga Inc(ZNGAEUR) | CL A | 98986T108 | $104 | 16,182 | 0.0% |
| Pimco Income Strategy FD II(PFN) | COM | 72201J104 | $104 | 10,918 | 0.0% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $106 | 10,000 | 0.0% |
| Wipro LTD(WIT) | SPON ADR 1 SH | 97651M109 | $111 | 11,413 | 0.0% |
| Pimco Global Stockspls Incm(XPGPX) | COM | 722011103 | $113 | 10,430 | 0.0% |
| Itau Unibanco Hldg S A(BVXB) | SPON ADR REP PFD | 465562106 | $113 | 30,252 | 0.0% |
| Patterson-Uti Energy Inc(PTEN) | COM | 703481101 | $115 | 13,622 | 0.0% |
| Immunogen Inc(IMGNEUR) | COM | 45253H101 | $115 | 15,529 | 0.0% |
| Nuveen N Y MUN Value FD(NNY) | COM | 67062M105 | $115 | 11,708 | 0.0% |
| Orasure Technologies Inc(OSUR) | COM | 68554V108 | $116 | 13,339 | 0.0% |
| Global X FDS | REIT ETF | 37950E127 | $122 | 12,780 | 0.0% |
| SFL Corporation LTD(SFL) | SHS | G7738W106 | $122 | 14,990 | 0.0% |
| Gabelli Util TR(GUT) | COM | 36240A101 | $122 | 14,781 | 0.0% |
| Workhorse Group Inc(WKHSEUR) | COM NEW | 98138J206 | $123 | 28,120 | 0.0% |
| TAL Education Group(TAL) | SPONSORED ADS | 874080104 | $124 | 31,618 | 0.0% |