Q1 2023 Holdings
Filed 2023-05-12 | 2020 holdings | $598.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cbre GBL Real Estate Inc FD | RIGHT 04/06/2023 | 12504G118 | $0 | 10,845 | 0.0% |
| Vistagen Therapeutics Inc(VTGNUSD) | COM NEW | 92840H202 | $2 | 15,000 | 0.0% |
| Infinity Pharmaceuticals Inc(INFIQ) | COM | 45665G303 | $2 | 10,741 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $7 | 10,330 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X884 | $8 | 11,589 | 0.0% |
| Qurate Retail Inc(QVCAUSD) | COM SER A | 74915M100 | $16 | 15,983 | 0.0% |
| Denison Mines Corp(DNN) | COM | 248356107 | $16 | 15,106 | 0.0% |
| Jounce Therapeutics Inc(JNCEEUR) | COM | 481116101 | $18 | 10,000 | 0.0% |
| Pagaya Technologies LTD | CL A SHS | M7S64L115 | $20 | 20,000 | 0.0% |
| Cel-Sci Corp(CVM1EUR) | COM PAR NEW | 150837607 | $23 | 10,000 | 0.0% |
| Lipocine Inc New | COM | 53630X104 | $24 | 77,000 | 0.0% |
| American Well Corp | CL A | 03044L105 | $26 | 10,901 | 0.0% |
| VBI Vaccines Inc CDA(VAC2USD) | COM NEW | 91822J103 | $28 | 91,400 | 0.0% |
| Fubotv Inc(FUBO) | COM | 35953D104 | $30 | 24,548 | 0.0% |
| Oatly Group AB | SPONSORED ADS | 67421J108 | $30 | 12,345 | 0.0% |
| Calamp Corp(CAMPEUR) | COM | 128126109 | $36 | 10,000 | 0.0% |
| Farmer Bros Co(FARM) | COM | 307675108 | $40 | 10,250 | 0.0% |
| Gold Royalty Corp(GROY) | COMMON SHARES | 38071H106 | $41 | 18,800 | 0.0% |
| Viewray Inc(VRAYQ) | COM | 92672L107 | $42 | 12,000 | 0.0% |
| BNY Mellon High Yield Strate(DHF) | SH BEN INT | 09660L105 | $43 | 19,648 | 0.0% |
| Virtus Convertible & Inc FD | COM | 92838U108 | $45 | 15,019 | 0.0% |
| Immunogen Inc(IMGNEUR) | COM | 45253H101 | $47 | 12,353 | 0.0% |
| Western Asset High Income OP(HIO) | COM | 95766K109 | $50 | 13,064 | 0.0% |
| B2gold Corp(BTG) | COM | 11777Q209 | $51 | 12,855 | 0.0% |
| Neovolta Inc(NEOV) | COM | 640655106 | $51 | 19,920 | 0.0% |
| Templeton Emerging Mkts Inco(TEI) | COM | 880192109 | $51 | 10,066 | 0.0% |
| Caremax Inc | COM CL A | 14171W103 | $53 | 20,000 | 0.0% |
| Virtus Convertible & Income | COM | 92838X102 | $55 | 16,486 | 0.0% |
| Cbre GBL Real Estate Inc FD(IGR) | COM | 12504G100 | $58 | 10,834 | 0.0% |
| Gerdau SA(GGB) | SPON ADR REP PFD | 373737105 | $61 | 12,327 | 0.0% |
| Invesco SR Income TR(VVR) | COM | 46131H107 | $63 | 17,196 | 0.0% |
| Sabre Corp(SABR) | COM | 78573M104 | $65 | 15,141 | 0.0% |
| Ericsson(ERIC) | ADR B SEK 10 | 294821608 | $67 | 11,370 | 0.0% |
| Itau Unibanco Hldg S A(BVXB) | SPON ADR REP PFD | 465562106 | $68 | 13,927 | 0.0% |
| Exchange Traded Concepts TR | BITWISE CRYPTO | 301505624 | $72 | 12,221 | 0.0% |
| Franklin LTD Duration Income(FTF) | COM | 35472T101 | $76 | 12,235 | 0.0% |
| Telefonica S A(TELFY) | SPONSORED ADR | 879382208 | $76 | 17,699 | 0.0% |
| Natwest Group PLC(NWG) | SPONS ADR | 639057207 | $86 | 13,103 | 0.0% |
| Nuveen PFD & Income Secs FD | COM | 67072C105 | $89 | 13,748 | 0.0% |
| United STS NAT Gas FD LP | UNIT PAR | 912318300 | $92 | 13,238 | 0.0% |
| Rocket COS Inc(RKT) | COM CL A | 77311W101 | $94 | 10,350 | 0.0% |
| Tilray Brands Inc(TLRYEUR) | COM | 88688T100 | $95 | 37,395 | 0.0% |
| Industrial Logistics Pptys T(ILPT) | COM SHS BEN INT | 456237106 | $96 | 31,291 | 0.0% |
| Eaton Vance Tax-Managed Glob(ETW) | COM | 27829C105 | $96 | 11,823 | 0.0% |
| TAL Education Group(TAL) | SPONSORED ADS | 874080104 | $98 | 15,226 | 0.0% |
| Canopy Growth Corp | COM | 138035100 | $100 | 57,194 | 0.0% |
| Prospect Cap Corp(PSEC) | COM | 74348T102 | $102 | 14,653 | 0.0% |
| Pimco Strategic Income FD(RCS) | COM | 72200X104 | $104 | 19,496 | 0.0% |
| Eaton Vance Risk-Managed DIV(ETJ) | COM | 27829G106 | $105 | 13,168 | 0.0% |
| Hillman Solutions Corp(HLMN) | COM | 431636109 | $107 | 12,734 | 0.0% |