Q3 2015 Holdings
Filed 2015-11-16 | 5993 holdings | $711.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Interphase Corp | COM | 460593106 | $2 | 12,000 | 0.0% |
| Lpath Inc | COM NEW | 548910306 | $3 | 13,415 | 0.0% |
| Capstone Turbine Corp | COM | 14067D102 | $3 | 10,000 | 0.0% |
| Sandridge Energy Inc | COM | 80007P307 | $5 | 18,310 | 0.0% |
| Vringo Inc | COM | 92911N104 | $6 | 11,600 | 0.0% |
| Discovery Laboratories Inc N | COM NEW | 254668403 | $6 | 19,000 | 0.0% |
| Ultrapetrol Bahamas LTD | COM | P94398107 | $6 | 13,500 | 0.0% |
| Aeropostale | COM | 007865108 | $7 | 11,000 | 0.0% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $9 | $10,000 | 0.0% |
| American Rlty Cap Pptys Inc | NOTE 3.000% 8/0 | 02917TAA2 | $10 | $11,000 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.550% 3/0 | 85571BAA3 | $10 | $10,000 | 0.0% |
| Forest City Enterprises Inc | NOTE 4.250% 8/1 | 345550AP2 | $11 | $10,000 | 0.0% |
| Oncolytics Biotech Inc | COM | 682310107 | $11 | 24,500 | 0.0% |
| Aegean Marine Pete Network I | NOTE 4.000%11/0 | Y0020QAA9 | $12 | $12,450 | 0.0% |
| National Health Invs Inc | NOTE 3.250% 4/0 | 63633DAE4 | $13 | $13,000 | 0.0% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $13 | $13,000 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $14 | $15,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $15 | $14,981 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $16 | $16,000 | 0.0% |
| Endeavour Silver Corp(EXK) | COM | 29258Y103 | $16 | 10,000 | 0.0% |
| Civeo Corp CDA(CVEO1EUR) | COM | 17878Y108 | $17 | 11,804 | 0.0% |
| RTI Intl Metals Inc | NOTE 1.625%10/1 | 74973WAB3 | $17 | $16,000 | 0.0% |
| Intel Corp | SDCV 12/1 | 458140AD2 | $18 | $17,144 | 0.0% |
| Jefferies Group Inc New | DBCV 3.875%11/0 | 472319AG7 | $18 | $17,000 | 0.0% |
| Hologic Inc | FRNT 12/1 | 436440AG6 | $19 | $15,000 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $19 | $21,406 | 0.0% |
| Nuance Communications Inc | NOTE 2.750%11/0 | 67020YAF7 | $19 | $18,000 | 0.0% |
| Hovnanian Enterprises Inc | CL A | 442487203 | $21 | 11,925 | 0.0% |
| Chesapeake Energy Corp | NOTE 2.250%12/1 | 165167CB1 | $21 | $30,000 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.250%10/1 | 22943FAD2 | $22 | $20,000 | 0.0% |
| TCF Finl Corp | *W EXP 11/14/201 | 872275128 | $22 | 10,400 | 0.0% |
| Pacific Coast Oil TR | UNIT BEN INT | 694103102 | $22 | 10,600 | 0.0% |
| Pengrowth Energy Corp | COM | 70706P104 | $23 | 27,100 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $23 | $22,875 | 0.0% |
| Colony Cap Inc | NOTE 3.875% 1/1 | 19624RAB2 | $23 | $24,000 | 0.0% |
| Thompson Creek Metals Co Inc | COM | 884768102 | $24 | 55,164 | 0.0% |
| Biolase Inc | COM | 090911108 | $24 | 26,632 | 0.0% |
| Webmd Health Corp | NOTE 2.500% 1/3 | 94770VAF9 | $25 | $25,000 | 0.0% |
| Ciena Corp | NOTE 0.875% 6/1 | 171779AE1 | $25 | $25,000 | 0.0% |
| Tesla Mtrs Inc | NOTE 1.250% 3/0 | 88160RAC5 | $25 | $26,119 | 0.0% |
| Blackstone MTG TR Inc | NOTE 5.250%12/0 | 09257WAA8 | $26 | $26,203 | 0.0% |
| California RES Corp | COM | 13057Q107 | $26 | 11,423 | 0.0% |
| Solazyme Inc | COM | 83415T101 | $27 | 10,400 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $27 | $19,000 | 0.0% |
| Ryland Group Inc | NOTE 0.250% 6/0 | 783764AS2 | $28 | $30,000 | 0.0% |
| GTX Inc del | COM | 40052B108 | $28 | 36,900 | 0.0% |
| Immunomedics Inc(IMMU) | COM | 452907108 | $29 | 17,000 | 0.0% |
| NQ Mobile Inc | ADR REPSTG CL A | 64118U108 | $34 | 10,170 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.750%10/1 | 09061GAE1 | $34 | $26,000 | 0.0% |
| Star Bulk Carriers Corp | SHS NEW | Y8162K121 | $34 | 16,615 | 0.0% |