Q2 2016 Holdings
Filed 2016-08-17 | 8226 holdings | $898.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $34 | $19,000 | 0.0% |
| Cloud Peak Energy Inc(CLDEUR) | COM | 18911Q102 | $34 | 16,600 | 0.0% |
| Micron Technology Inc | NOTE 3.000%11/1 | 595112AY9 | $35 | $41,638 | 0.0% |
| Solazyme Inc | NOTE 5.000%10/0 | 83415TAC5 | $35 | $35,307 | 0.0% |
| Akamai Technologies Inc | DBCV 2/1 | 00971TAG6 | $35 | 35,000 | 0.0% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $35 | 15,000 | 0.0% |
| HCI Group Inc | NOTE 3.875% 3/1 | 40416EAB9 | $36 | $36,400 | 0.0% |
| Gold Resource Corp(GORO) | COM | 38068T105 | $37 | 10,250 | 0.0% |
| Janus Cap Group Inc | NOTE 0.750% 7/1 | 47102XAH8 | $37 | 27,000 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $39 | $38,600 | 0.0% |
| Axcelis Technologies Inc | COM | 054540109 | $39 | 14,088 | 0.0% |
| Newmont Mining Corp | NOTE 1.625% 7/1 | 651639AJ5 | $39 | $36,188 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $40 | 11,933 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $41 | $40,550 | 0.0% |
| Emmis Communications Corp | CL A | 291525103 | $41 | 56,700 | 0.0% |
| Galena Biopharma Inc | COM | 363256108 | $44 | 91,749 | 0.0% |
| Transenterix Inc | COM NEW | 89366M201 | $46 | 37,850 | 0.0% |
| Newpark RES Inc | NOTE 4.000%10/0 | 651718AC2 | $46 | $46,375 | 0.0% |
| Synthetic Biologics Inc | COM | 87164U102 | $47 | 26,000 | 0.0% |
| RED HAT Inc | NOTE 0.250%10/0 | 756577AD4 | $48 | 39,000 | 0.0% |
| Corenergy Infrastructure TR | NOTE 7.000% 6/1 | 21870UAA4 | $50 | $49,657 | 0.0% |
| Putnam Master Inter Income T(PIM) | SH BEN INT | 746909100 | $51 | 11,830 | 0.0% |
| Yahoo Inc | NOTE 12/0 | 984332AF3 | $51 | 51,000 | 0.0% |
| Seachange Intl Inc | COM | 811699107 | $52 | 15,967 | 0.0% |
| Brocade Communications SYS I | NOTE 1.375% 1/0 | 111621AQ1 | $53 | 54,000 | 0.0% |
| Peak Resorts Inc(SKIS) | COM | 70469L100 | $53 | 11,100 | 0.0% |
| Anworth Mortgage Asset CP(ANH) | COM | 037347101 | $54 | 11,334 | 0.0% |
| First Acceptance Corp(FACO) | COM | 318457108 | $56 | 39,800 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $58 | $57,501 | 0.0% |
| Blueknight Energy Partners L(BKEPUSD) | COM UNIT | 09625U109 | $58 | 11,176 | 0.0% |
| Gastar Expl Inc New(GSTEUR) | COM | 36729W202 | $58 | 52,500 | 0.0% |
| MFS High Income MUN TR(CXE) | SH BEN INT | 59318D104 | $59 | 10,695 | 0.0% |
| RPM Intl Inc | NOTE 2.250%12/1 | 749685AT0 | $59 | 50,000 | 0.0% |
| Xilinx Inc | NOTE 2.625% 6/1 | 983919AF8 | $60 | 37,000 | 0.0% |
| Ocera Therapeutics Inc | COM | 67552A108 | $62 | 32,548 | 0.0% |
| Just Energy Group Inc | COM | 48213W101 | $62 | 10,159 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $62 | 11,000 | 0.0% |
| Priceline GRP Inc | NOTE 1.000% 3/1 | 741503AQ9 | $64 | 46,000 | 0.0% |
| Kcap Finl Inc | COM | 48668E101 | $65 | 16,696 | 0.0% |
| Virtus Total Return FD | COM | 92829A103 | $66 | 14,098 | 0.0% |
| Western Asset MGD HI Incm FD | COM | 95766L107 | $67 | 14,108 | 0.0% |
| Tidewater Inc | COM | 886423102 | $70 | 15,774 | 0.0% |
| Gabelli Util TR(GUT) | COM | 36240A101 | $71 | 10,400 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $71 | 62,185 | 0.0% |
| Memorial Prodtn Partners LP | COM U REP LTD | 586048100 | $72 | 37,594 | 0.0% |
| Titan Intl Inc ILL(TWI) | COM | 88830M102 | $72 | 11,545 | 0.0% |
| Aegean Marine Petroleum Netw | SHS | Y0017S102 | $72 | 26,092 | 0.0% |
| Mcdermott Intl Inc | COM | 580037109 | $72 | 14,444 | 0.0% |
| Array Biopharma Inc(ARRYEUR) | COM | 04269X105 | $73 | 20,420 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $74 | 10,800 | 0.0% |