Q2 2016 Holdings
Filed 2016-08-17 | 8226 holdings | $898.9M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $76 | $75,650 | 0.0% |
| TTM Technologies Inc(TTMI) | COM | 87305R109 | $76 | 10,100 | 0.0% |
| BlackRock Capital Investment | NOTE 5.500% 2/1 | 092533AB4 | $76 | $76,172 | 0.0% |
| TPG Specialty Lending Inc | NOTE 4.500%12/1 | 87265KAB8 | $77 | 75,000 | 0.0% |
| Cascadian Therapeutics Inc | COM | 14740B101 | $79 | 83,765 | 0.0% |
| Harmonic Inc(HLIT) | COM | 413160102 | $80 | 28,070 | 0.0% |
| Allianzgi Conv & Income FD | COM | 018828103 | $82 | 13,293 | 0.0% |
| Ocwen Finl Corp | COM NEW | 675746309 | $84 | 49,325 | 0.0% |
| BGC Partners Inc | NOTE 4.500% 7/1 | 05541TAD3 | $85 | $84,894 | 0.0% |
| BlackRock Debt Strat FD Inc | COM | 09255R103 | $88 | 24,964 | 0.0% |
| Celldex Therapeutics Inc New | COM | 15117B103 | $90 | 20,300 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $91 | 19,565 | 0.0% |
| Active Power Inc | COM NEW | 00504W308 | $91 | 230,000 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 2.875% 5/1 | 84860WAA0 | $92 | $85,000 | 0.0% |
| Synergy Pharmaceuticals del | COM NEW | 871639308 | $93 | 24,472 | 0.0% |
| Arcos Dorados Holdings Inc(ARCO) | SHS CLASS -A - | G0457F107 | $94 | 19,736 | 0.0% |
| Petroleo Brasileiro SA Petro(PBR) | SPONSORED ADR | 71654V408 | $95 | 13,071 | 0.0% |
| Seadrill Limited | SHS | G7945E105 | $99 | 30,133 | 0.0% |
| Progenics Pharmaceuticals in | COM | 743187106 | $99 | 23,451 | 0.0% |
| Wells Fargo Global Dividend(EOD) | WF GLOBAL OPPTY | 94987C103 | $99 | 16,495 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $100 | 45,000 | 0.0% |
| Unisys Corp(UIS) | COM NEW | 909214306 | $101 | 13,789 | 0.0% |
| Enerplus Corp(ERFGBP) | COM | 292766102 | $102 | 15,575 | 0.0% |
| Vertex Energy Inc(VTNRUSD) | COM | 92534K107 | $102 | 76,334 | 0.0% |
| Platform Specialty Prods COR | COM | 72766Q105 | $103 | 11,545 | 0.0% |
| Illumina Inc | NOTE 6/1 | 452327AF6 | $104 | 106,000 | 0.0% |
| Stage Stores Inc | COM NEW | 85254C305 | $104 | 21,210 | 0.0% |
| United Security Bancshares C(UBFO) | COM | 911460103 | $105 | 16,388 | 0.0% |
| Bank Amer Corp | *W EXP 01/16/201 | 060505146 | $105 | 30,100 | 0.0% |
| Royce Global Value TR Inc(RGT) | COM | 78081T104 | $106 | 13,886 | 0.0% |
| Southcross Energy Partners L | COM UNIT LTDPT | 84130C100 | $107 | 53,046 | 0.0% |
| Archrock Inc(AROC) | COM | 03957W106 | $108 | 11,458 | 0.0% |
| Dynex Cap Inc | COM NEW | 26817Q506 | $108 | 15,465 | 0.0% |
| Oclaro Inc | COM NEW | 67555N206 | $108 | 22,171 | 0.0% |
| Fortress Trans Infrst Invs L | COM REP LTD LIAB | 34960P101 | $108 | 11,800 | 0.0% |
| EV Energy Partners LP | COM UNITS | 26926V107 | $108 | 46,776 | 0.0% |
| Cliffs NAT RES Inc | COM | 18683K101 | $111 | 19,532 | 0.0% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $112 | $110,469 | 0.0% |
| CBL & Assoc Pptys Inc | COM | 124830100 | $114 | 12,210 | 0.0% |
| NXP Semiconductors N V | DBCV 1.000%12/0 | 62952QAB6 | $114 | 104,000 | 0.0% |
| Prospect Capital Corporation | NOTE 5.500% 8/1 | 74348TAD4 | $115 | $115,144 | 0.0% |
| Navidea Biopharmaceuticals I | COM | 63937X103 | $116 | 217,950 | 0.0% |
| Macquarie Infrastructure COR | NOTE 2.875% 7/1 | 55608BAA3 | $117 | 101,000 | 0.0% |
| U.S. Auto Parts Network Inc | COM | 90343C100 | $117 | 29,600 | 0.0% |
| Five Oaks Invt Corp | COM | 33830W106 | $118 | 21,611 | 0.0% |
| Powershares ETF Trust | WNDRHLL CLN EN | 73935X500 | $118 | 30,633 | 0.0% |
| First Niagara Finl GP Inc | COM | 33582V108 | $119 | 12,233 | 0.0% |
| Callaway Golf Co(CALY) | COM | 131193104 | $121 | 11,813 | 0.0% |
| Royal Bank of Canada | NOTE 4.650% 1/2 | 780082AD5 | $123 | $123,044 | 0.0% |
| Celadon Group Inc(CGIP) | COM | 150838100 | $126 | 15,265 | 0.0% |