Q4 2016 Holdings
Filed 2017-02-16 | 5535 holdings | $956.2M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| VTV Therapeutics Inc | CL A | 918385105 | $157 | 32,700 | 0.0% |
| TCW Strategic Income Fund in(TSI) | COM | 872340104 | $159 | 29,805 | 0.0% |
| Nuvectra Corp | COM | 67075N108 | $162 | 32,226 | 0.0% |
| Emerge Energy Svcs LP | COM REP PARTN | 29102H108 | $163 | 13,251 | 0.0% |
| Aberdeen Japan Equity FD Inc(XJEQX) | COM | 00306J109 | $163 | 22,104 | 0.0% |
| China FD Inc(XXCHNXX) | COM | 169373107 | $163 | 10,825 | 0.0% |
| Manitex Intl Inc | COM | 563420108 | $163 | 23,645 | 0.0% |
| First TR Exchange Traded FD(FAN) | GBL WND ENRG ETF | 33736G106 | $165 | 14,099 | 0.0% |
| First Majestic Silver Corp(AG) | COM | 32076V103 | $166 | 22,190 | 0.0% |
| FNB Corp PA(FNB) | COM | 302520101 | $167 | 10,407 | 0.0% |
| Fortress Investment Group LL | CL A | 34958B106 | $169 | 34,683 | 0.0% |
| Array Biopharma Inc(ARRYEUR) | COM | 04269X105 | $169 | 19,145 | 0.0% |
| Royce Micro-Cap TR Inc(RMT) | COM | 780915104 | $170 | 20,882 | 0.0% |
| Vaneck Vectors ETF TR | COAL ETF | 92189F809 | $171 | 14,035 | 0.0% |
| Cherokee Inc del New | COM | 16444H102 | $172 | 16,371 | 0.0% |
| Dividend & Income Fund | COM NEW | 25538A204 | $174 | 14,744 | 0.0% |
| Castlight Health Inc(CSLT1EUR) | CL B | 14862Q100 | $174 | 35,000 | 0.0% |
| Franklin LTD Duration Inc TR(FTF) | COM | 35472T101 | $174 | 14,455 | 0.0% |
| Immunogen Inc(IMGNEUR) | COM | 45253H101 | $174 | 90,908 | 0.0% |
| Bank of Nova Scotia | NOTE 4.500%12/1 | 064159HB5 | $175 | 170,000 | 0.0% |
| Invivo Therapeutics Hldgs Co | COM NEW | 46186M209 | $176 | 41,713 | 0.0% |
| Aqua Metals Inc(AQMSEUR) | COM | 03837J101 | $177 | 13,500 | 0.0% |
| Keryx Biopharmaceuticals Inc | COM | 492515101 | $178 | 30,258 | 0.0% |
| Solaredge Technologies Inc(SEDG) | COM | 83417M104 | $178 | 14,339 | 0.0% |
| Nuveen Diversified DIV Incm | COM | 6706EP105 | $179 | 15,896 | 0.0% |
| Prospect Capital Corporation | NOTE 5.750% 3/1 | 74348TAL6 | $180 | $181,206 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $182 | $182,520 | 0.0% |
| Kopin Corp(KOPN) | COM | 500600101 | $182 | 64,000 | 0.0% |
| Western Asset Premier BD FD(WEA) | SHS BEN INT | 957664105 | $185 | 14,507 | 0.0% |
| Powershs DB Multi Sect Comm | DB BASE METALS | 73936B705 | $186 | 12,577 | 0.0% |
| Grifols S A(GRFS) | SP ADR REP B NVT | 398438408 | $186 | 11,154 | 0.0% |
| Clough Global Opportunities(GLO) | SH BEN INT | 18914E106 | $186 | 20,801 | 0.0% |
| Boingo Wireless Inc(WIFI) | COM | 09739C102 | $186 | 15,219 | 0.0% |
| Nuveen MUN High Income OPP F(NMZ) | COM | 670682103 | $187 | 14,700 | 0.0% |
| Catchmark Timber TR Inc(CTT1USD) | CL A | 14912Y202 | $187 | 16,481 | 0.0% |
| America First Multifamily in | BEN UNIT CTF | 02364V107 | $188 | 34,820 | 0.0% |
| Nuveen Global High Income FD(JGH) | SHS | 67075G103 | $188 | 11,819 | 0.0% |
| First TR MLP & Energy Income | COM | 33739B104 | $188 | 11,464 | 0.0% |
| Cascade Bancorp | COM NEW | 147154207 | $189 | 23,287 | 0.0% |
| Insight Select Income FD | COM | 45781W109 | $190 | 10,025 | 0.0% |
| Navios Maritime Partners L P | UNIT LPI | Y62267102 | $191 | 135,312 | 0.0% |
| Mtge Invt Corp | COM | 55378A105 | $191 | 11,984 | 0.0% |
| Madison Cvred Call & EQ STR(MCN) | COM | 557437100 | $192 | 24,821 | 0.0% |
| BlackRock LTD Duration Inc T(BLW) | COM SHS | 09249W101 | $195 | 12,624 | 0.0% |
| Apollo Tactical Income FD in | COM | 037638103 | $197 | 12,808 | 0.0% |
| BlackRock Muni Income TR II(BLE) | COM | 09249N101 | $200 | 13,651 | 0.0% |
| Renasant Corp(RNST) | COM | 75970E107 | $200 | 4,824 | 0.0% |
| TRI Contl Corp(TY) | COM | 895436103 | $201 | 9,142 | 0.0% |
| Howard Hughes Corp(HHC*) | COM | 44267D107 | $201 | 1,763 | 0.0% |
| Ishares TR(IYT) | TRANS AVG ETF | 464287192 | $201 | 1,238 | 0.0% |