Q4 2017 Holdings
Filed 2018-02-14 | 6981 holdings | $1.4B | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Old REP Intl Corp | NOTE 3.750% 3/1 | 680223AH7 | $44 | $44,360 | 0.0% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $44 | $43,513 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $47 | $46,943 | 0.0% |
| Israel Chemicals LTD(ICL) | SHS | M5920A109 | $48 | 12,033 | 0.0% |
| LAM Research Corp | NOTE 1.250% 5/1 | 512807AL2 | $52 | $51,988 | 0.0% |
| Veon LTD | SPONSORED ADR | 91822M106 | $53 | 13,425 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $54 | 13,160 | 0.0% |
| Ferrellgas Partners L.P. | UNIT LTD PART | 315293100 | $54 | 12,475 | 0.0% |
| Pioneer Energy Svcs Corp | COM | 723664108 | $54 | 17,481 | 0.0% |
| Deutsche BK AG LDN BRH(DZZ) | GOLD DOUBLE SHOR | 25154H756 | $54 | 10,050 | 0.0% |
| Cascadian Therapeutics Inc | COM NEW | 14740B606 | $57 | 15,500 | 0.0% |
| AK STL Hldg Corp(AKS1EUR) | COM | 001547108 | $59 | 10,270 | 0.0% |
| United States Natl Gas Fund | UNIT PAR $0.001 | 912318201 | $59 | 10,150 | 0.0% |
| Xenon Pharmaceuticals Inc(XENE) | COM | 98420N105 | $63 | 22,200 | 0.0% |
| Ascena Retail Group Inc(ASNAEUR) | COM | 04351G101 | $63 | 26,937 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $64 | 73,955 | 0.0% |
| Ticc Capital Corp | COM | 87244T109 | $65 | 11,339 | 0.0% |
| General FIN Corp del(GFN) | COM | 369822101 | $68 | 10,000 | 0.0% |
| Ares Cap Corp | NOTE 4.750% 1/1 | 04010LAJ2 | $70 | $70,000 | 0.0% |
| Jakks PAC Inc | COM | 47012E106 | $71 | 31,773 | 0.0% |
| Manning & Napier Inc | CL A | 56382Q102 | $72 | 20,000 | 0.0% |
| First Acceptance Corp(FACO) | COM | 318457108 | $72 | 60,000 | 0.0% |
| 1347 Ppty INS Hldgs Inc | COM | 68244P107 | $72 | 10,000 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $72 | 13,285 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $74 | 22,150 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $75 | $73,545 | 0.0% |
| Aratana Therapeutics Inc(PETXEUR) | COM | 03874P101 | $76 | 14,450 | 0.0% |
| Capital Product Partners L P | COM UNIT LP | Y11082107 | $80 | 23,666 | 0.0% |
| Unisys Corp(UIS) | COM NEW | 909214306 | $81 | 10,241 | 0.0% |
| Investors Real Estate TR | SH BEN INT | 461730103 | $81 | 14,203 | 0.0% |
| TCW Strategic Income Fund in(TSI) | COM | 872340104 | $82 | 13,555 | 0.0% |
| Castlight Health Inc(CSLT1EUR) | CL B | 14862Q100 | $83 | 22,000 | 0.0% |
| Southcross Energy Partners L | COM UNIT LTDPT | 84130C100 | $86 | 48,486 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $91 | 90,228 | 0.0% |
| Tetraphase Pharmaceuticals I | COM | 88165N105 | $91 | 14,375 | 0.0% |
| Canadian Solar Inc | NOTE 4.250% 2/1 | 136635AE9 | $91 | $91,123 | 0.0% |
| Newpark RES Inc(NPKI) | COM PAR $.01NEW | 651718504 | $93 | 10,898 | 0.0% |
| Vereit Inc | COM | 92339V100 | $93 | 11,891 | 0.0% |
| Obalon Therapeutics Inc | COM | 67424L100 | $94 | 14,260 | 0.0% |
| CM FIN Inc | COM | 12574Q103 | $97 | 11,940 | 0.0% |
| Take-Two Interactive Softwar | NOTE 1.000% 7/0 | 874054AD1 | $97 | $19,000 | 0.0% |
| Goldman Sachs MLP Energy REN | COM | 38148G107 | $98 | 15,973 | 0.0% |
| Invesco High Income 2023 TAR | COM | 46135X108 | $98 | 10,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $99 | 20,087 | 0.0% |
| Southwestern Energy Co(SWN1EUR) | COM | 845467109 | $101 | 17,878 | 0.0% |
| Biomarin Pharmaceutical Inc | NOTE 0.599% 8/0 | 09061GAH4 | $101 | 101,000 | 0.0% |
| Gastar Expl Inc New(GSTEUR) | COM | 36729W202 | $105 | 100,000 | 0.0% |
| Nuveen Calif MUN Value FD(NCA) | COM | 67062C107 | $107 | 10,547 | 0.0% |
| Calamos GBL DYN Income Fund(CHW) | COM | 12811L107 | $107 | 11,744 | 0.0% |
| Macquarie Infrastructure COR | NOTE 2.875% 7/1 | 55608BAA3 | $108 | $105,520 | 0.0% |