Q1 2018 Holdings
Filed 2018-05-11 | 7034 holdings | $1.4B | 13F-HR | View on SEC ↗ · Holdings Table ↗
Sign in to see sub-manager breakdown
| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Lendingclub Corp | COM | 52603A109 | $42 | 12,131 | 0.0% |
| Evolent Health Inc | NOTE 2.000%12/0 | 30050BAB7 | $42 | 42,000 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $42 | $42,499 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.375% 4/0 | 85571BAH8 | $43 | 43,000 | 0.0% |
| Ctrip COM Intl LTD | NOTE 1.250% 9/1 | 22943FAM2 | $44 | 42,000 | 0.0% |
| Royal Gold Inc | NOTE 2.875% 6/1 | 780287AA6 | $44 | 42,000 | 0.0% |
| Exact Sciences Corp | DBCV 1.000% 1/1 | 30063PAA3 | $44 | 49,000 | 0.0% |
| Nevro Corp | NOTE 1.750% 6/0 | 64157FAA1 | $44 | 38,000 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $45 | 11,200 | 0.0% |
| First Acceptance Corp(FACO) | COM | 318457108 | $45 | 52,502 | 0.0% |
| Weatherford Intl LTD | NOTE 5.875% 7/0 | 947075AH0 | $47 | $50,964 | 0.0% |
| Nuance Communications Inc | DEBT 1.500%11/0 | 67020YAG5 | $47 | 46,000 | 0.0% |
| Agenus Inc(AGENEUR) | COM NEW | 00847G705 | $47 | 10,066 | 0.0% |
| Fuelcell Energy Inc | COM NEW | 35952H502 | $47 | 27,957 | 0.0% |
| Civeo Corp CDA(CVEO1EUR) | COM | 17878Y108 | $47 | 12,440 | 0.0% |
| Inphi Corp | NOTE 0.750% 9/0 | 45772FAC1 | $48 | 52,000 | 0.0% |
| Opko Health Inc(OPK) | COM | 68375N103 | $48 | 15,012 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $49 | 12,645 | 0.0% |
| Macquarie Infrastructure COR | NOTE 2.000%10/0 | 55608BAB1 | $50 | 56,000 | 0.0% |
| Deutsche BK AG LDN BRH(DZZ) | GOLD DOUBLE SHOR | 25154H756 | $52 | 10,050 | 0.0% |
| Whiting Pete Corp New | NOTE 1.250% 4/0 | 966387AL6 | $52 | $54,471 | 0.0% |
| Ares Cap Corp | NOTE 4.375% 1/1 | 04010LAM5 | $53 | 52,000 | 0.0% |
| Gastar Expl Inc New(GSTEUR) | COM | 36729W202 | $55 | 80,000 | 0.0% |
| Ascena Retail Group Inc(ASNAEUR) | COM | 04351G101 | $57 | 26,937 | 0.0% |
| Endologix Inc | NOTE 2.250%12/1 | 29266SAA4 | $58 | $57,876 | 0.0% |
| Xenon Pharmaceuticals Inc(XENE) | COM | 98420N105 | $58 | 11,875 | 0.0% |
| PDC Energy Inc | NOTE 1.125% 9/1 | 69327RAD3 | $58 | 60,000 | 0.0% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $59 | 100,000 | 0.0% |
| CSG SYS Intl Inc | NOTE 4.250% 3/1 | 126349AF6 | $61 | 56,000 | 0.0% |
| First Trust Specialty Financ | COM BEN INTR | 33733G109 | $62 | 10,289 | 0.0% |
| Obalon Therapeutics Inc | COM | 67424L100 | $62 | 17,829 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $62 | 70,805 | 0.0% |
| Allscripts Healthcare Solutn | NOTE 1.250% 7/0 | 01988PAD0 | $63 | 63,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $64 | $57,388 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $64 | 67,000 | 0.0% |
| Canadian Solar Inc | NOTE 4.250% 2/1 | 136635AE9 | $65 | $63,700 | 0.0% |
| Oxford Square Cap Corp(OXSQ) | COM | 69181V107 | $66 | 10,750 | 0.0% |
| Prospect Capital Corporation | NOTE 4.950% 7/1 | 74348TAR3 | $67 | $66,844 | 0.0% |
| Veeco Instrs Inc del | NOTE 2.700% 1/1 | 922417AD2 | $67 | 74,000 | 0.0% |
| Jakks PAC Inc | COM | 47012E106 | $68 | 31,773 | 0.0% |
| Colony Northstar Inc | CL A COM | 19625W104 | $68 | 12,282 | 0.0% |
| Cardtronics Inc | NOTE 1.000%12/0 | 14161HAG3 | $69 | 74,000 | 0.0% |
| Hovnanian Enterprises Inc | CL A | 442487203 | $70 | 38,350 | 0.0% |
| 1347 Ppty INS Hldgs Inc | COM | 68244P107 | $72 | 10,000 | 0.0% |
| Wright MED Group Inc | NOTE 2.000% 2/1 | 98235TAE7 | $73 | 73,000 | 0.0% |
| New Gold Inc CDA(NGD) | COM | 644535106 | $73 | 27,900 | 0.0% |
| Investors Real Estate TR | SH BEN INT | 461730103 | $74 | 14,301 | 0.0% |
| Liberty Media Corp Delaware | DEB 2.250% 9/3 | 531229AE2 | $74 | 71,000 | 0.0% |
| Aratana Therapeutics Inc(PETXEUR) | COM | 03874P101 | $75 | 17,050 | 0.0% |
| Acorda Therapeutics Inc | NOTE 1.750% 6/1 | 00484MAA4 | $75 | $78,811 | 0.0% |