Q1 2019 Holdings
Filed 2019-05-14 | 7415 holdings | $1.8B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Biomarin Pharmaceutical Inc | NOTE 0.599% 8/0 | 09061GAH4 | $51 | $51,157 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $51 | 10,243 | 0.0% |
| Calumet Specialty Prods Ptnr | UT LTD PARTNER | 131476103 | $52 | 14,576 | 0.0% |
| LEE Enterprises Inc | COM | 523768109 | $54 | 16,323 | 0.0% |
| Selecta Biosciences Inc(SELBUSD) | COM | 816212104 | $55 | 23,940 | 0.0% |
| ASE Technology Holding Co LT(ASX) | SPONSORED ADS | 00215W100 | $56 | 12,995 | 0.0% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $58 | $57,623 | 0.0% |
| Avon Prods Inc(AVPUSD) | COM | 054303102 | $59 | 20,250 | 0.0% |
| Corindus Vascular Robotics I(CVRSEUR) | COM | 218730109 | $59 | 33,850 | 0.0% |
| New York MTG TR Inc | NOTE 6.250% 1/1 | 649604AD7 | $60 | $59,803 | 0.0% |
| Medley Cap Corp | COM | 58503F106 | $60 | 19,441 | 0.0% |
| SRC Energy Inc | COM | 78470V108 | $61 | 14,003 | 0.0% |
| Polymet Mining Corp | COM | 731916102 | $62 | 93,005 | 0.0% |
| Western Asset MTG Cap Corp | NOTE 6.750%10/0 | 95790DAA3 | $64 | $64,252 | 0.0% |
| First Trust Specialty Financ | COM BEN INTR | 33733G109 | $64 | 10,508 | 0.0% |
| Iridex Corp(IRIX) | COM | 462684101 | $65 | 14,574 | 0.0% |
| Frontier Communications Corp(FTREUR) | COM NEW | 35906A306 | $66 | 39,259 | 0.0% |
| Pennsylvania RL Estate Invt | SH BEN INT | 709102107 | $66 | 10,423 | 0.0% |
| Resonant Inc | COM | 76118L102 | $66 | 22,000 | 0.0% |
| Donnelley R R & Sons Co(RRDEUR) | COM | 257867200 | $66 | 13,929 | 0.0% |
| New York MTG TR Inc(NYMTEUR) | COM PAR $.02 | 649604501 | $67 | 11,100 | 0.0% |
| Sotherly Hotels Inc(SOHO) | COM | 83600C103 | $68 | 10,000 | 0.0% |
| First Majestic Silver Corp(AG) | COM | 32076V103 | $69 | 10,185 | 0.0% |
| Prospect Capital Corporation | NOTE 6.375% 3/0 | 74348TAT9 | $75 | $73,688 | 0.0% |
| Aberdeen Emrg Mrkts EQT INM(AEF) | COM | 00301W105 | $75 | 10,656 | 0.0% |
| Strongbridge Biopharma PLC | SHS USD | G85347105 | $76 | 15,600 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $77 | 61,000 | 0.0% |
| Vista Outdoor Inc(VSTOEUR) | COM | 928377100 | $81 | 10,085 | 0.0% |
| Istar Inc | COM | 45031U101 | $85 | 10,107 | 0.0% |
| Owens & Minor Inc New(ACH) | COM | 690732102 | $86 | 20,875 | 0.0% |
| BlackRock Capital Investment(BKCCUSD) | COM | 092533108 | $87 | 14,656 | 0.0% |
| Hancock John INV Trust | TAX ADV GLB SH | 41013P749 | $88 | 12,837 | 0.0% |
| Icad Inc(ICADUSD) | COM NEW | 44934S206 | $88 | 16,975 | 0.0% |
| Dreyfus Strategic MUN BD FD | COM | 26202F107 | $90 | 11,612 | 0.0% |
| Gulfport Energy Corp | COM NEW | 402635304 | $92 | 11,597 | 0.0% |
| Synaptics Inc | NOTE 0.500% 6/1 | 87157DAD1 | $92 | $92,278 | 0.0% |
| Goldman Sachs MLP Energy REN | COM | 38148G107 | $93 | 16,710 | 0.0% |
| Dynagas LNG Partners LP | COM UNIT LTD PT | Y2188B108 | $93 | 42,754 | 0.0% |
| Meritor Inc | NOTE 3.250%10/1 | 59001KAF7 | $96 | $96,230 | 0.0% |
| Dreyfus MUN Income Inc | COM | 26201R102 | $97 | 11,519 | 0.0% |
| BlackRock Income TR Inc | COM | 09247F100 | $101 | 16,948 | 0.0% |
| GSV Cap Corp | COM | 36191J101 | $101 | 13,233 | 0.0% |
| Allianzgi Conv Income FD | COM | 018828103 | $101 | 15,578 | 0.0% |
| Nuveen High Income 2023 Targ | COM | 67079F101 | $102 | 10,000 | 0.0% |
| Galmed Pharmaceuticals LTD(GLMD) | SHS | M47238106 | $102 | 12,318 | 0.0% |
| Graf Indl Corp | COM | 384278107 | $102 | 10,400 | 0.0% |
| FST TR New Opport MLP & ENE | COM | 33739M100 | $103 | 11,157 | 0.0% |
| Optinose Inc | COM | 68404V100 | $104 | 10,055 | 0.0% |
| Deutsche Bank AG | NAMEN AKT | D18190898 | $105 | 13,040 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $110 | $109,312 | 0.0% |