Q4 2019 Holdings
Filed 2020-02-13 | 7886 holdings | $2.4B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| THL Credit Inc | COM | 872438106 | $63 | 10,000 | 0.0% |
| Sotherly Hotels Inc(SOHO) | COM | 83600C103 | $68 | 10,000 | 0.0% |
| BNY Mellon High Yield Strate(DHF) | SH BEN INT | 09660L105 | $74 | 23,500 | 0.0% |
| Nabors Industries LTD(NBR) | SHS | G6359F103 | $75 | 25,799 | 0.0% |
| Western Asset High Incm FD I(HIX) | COM | 95766J102 | $76 | 11,251 | 0.0% |
| Foamix Pharmaceuticals LTD | SHS | M46135105 | $77 | 23,000 | 0.0% |
| Pimco High Income FD(PHK) | COM SHS | 722014107 | $77 | 10,128 | 0.0% |
| Portman Ridge FIN Corp(KCAPUSD) | COM | 73688F102 | $77 | 36,377 | 0.0% |
| Matinas Biopharma Hldgs Inc | COM | 576810105 | $78 | 35,000 | 0.0% |
| Goldman Sachs MLP Inc OPP FD | COM SHS | 38147W103 | $79 | 13,088 | 0.0% |
| Intrexon Corp | COM | 46122T102 | $81 | 14,524 | 0.0% |
| XAI Octagon Floatng Rate ALT(XFLT) | COM | 98400T106 | $82 | 10,142 | 0.0% |
| Tuscan Holdings Corp | *W EXP 04/01/202 | 90069K112 | $90 | 152,995 | 0.0% |
| Enerplus Corp(ERFGBP) | COM | 292766102 | $90 | 12,695 | 0.0% |
| Ferroglobe PLC(GSM) | SHS | G33856108 | $90 | 115,923 | 0.0% |
| Rubicon Proj Inc | COM | 78112V102 | $90 | 11,147 | 0.0% |
| Trevi Therapeutics Inc(TRVI) | COM | 89532M101 | $91 | 24,552 | 0.0% |
| Yunji Inc | ADS RP CL A | 98873N107 | $92 | 20,000 | 0.0% |
| Highpoint RES Corp | COM | 43114K108 | $94 | 55,568 | 0.0% |
| Novagold RES Inc(NG) | COM NEW | 66987E206 | $100 | 11,262 | 0.0% |
| Groupon Inc | COM | 399473107 | $100 | 42,624 | 0.0% |
| Harvest Cap CR Corp(HCAP) | COM | 41753F109 | $101 | 11,441 | 0.0% |
| BNY Mellon MUN Income Inc(XDMFX) | COM | 05589T104 | $101 | 11,350 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $103 | 16,000 | 0.0% |
| QEP RES Inc(QEP) | COM | 74733V100 | $105 | 23,172 | 0.0% |
| Owens & Minor Inc New(ACH) | COM | 690732102 | $108 | 20,875 | 0.0% |
| Jumia Technologies AG(JMIA) | SPONSORED ADS | 48138M105 | $110 | 15,865 | 0.0% |
| BNY Mellon Strategic Muns in(LEO) | COM | 05588W108 | $110 | 12,848 | 0.0% |
| SLM Corp(SLM) | COM | 78442P106 | $110 | 12,340 | 0.0% |
| Deutsche Bank AG | NAMEN AKT | D18190898 | $111 | 14,120 | 0.0% |
| Opes Acquisition Corp | COM | 68373P100 | $111 | 10,574 | 0.0% |
| Primo WTR Corp | COM | 74165N105 | $112 | 10,063 | 0.0% |
| Digital Turbine Inc(APPS) | COM NEW | 25400W102 | $113 | 15,885 | 0.0% |
| Mitek SYS Inc(MITK) | COM NEW | 606710200 | $114 | 14,866 | 0.0% |
| Calamos GBL DYN Income Fund(CHW) | COM | 12811L107 | $116 | 13,538 | 0.0% |
| 3-D SYS Corp del(DDD) | COM NEW | 88554D205 | $117 | 13,419 | 0.0% |
| New SR Invt Group Inc | COM | 648691103 | $118 | 15,323 | 0.0% |
| BlackRock RES & Comm Strat T(BCX) | SHS | 09257A108 | $118 | 14,420 | 0.0% |
| Livent Corp(LTHM1EUR) | COM | 53814L108 | $119 | 13,575 | 0.0% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $119 | 12,944 | 0.0% |
| Nuveen Diversified DIV Incm | COM | 6706EP105 | $119 | 10,905 | 0.0% |
| Neuberger Berman RE ES SEC F(XNROX) | COM | 64190A103 | $120 | 21,352 | 0.0% |
| BlackRock TCP Capital Corp | NOTE 4.625% 3/0 | 87238QAD5 | $121 | $123,120 | 0.0% |
| Fiduciary Claymore Engry INF | COM | 31647Q106 | $122 | 15,400 | 0.0% |
| First Trust Specialty Financ | COM BEN INTR | 33733G109 | $123 | 20,329 | 0.0% |
| First TR Exchange Traded FD(FXN) | ENERGY ALPHADX | 33734X127 | $124 | 11,715 | 0.0% |
| Prospect Capital Corporation | NOTE 4.750% 4/1 | 74348TAQ5 | $125 | $125,325 | 0.0% |
| Clearbridge MLP and Midstrm | COM | 184692101 | $125 | 11,152 | 0.0% |
| Genmark Diagnostics Inc(GNMK) | COM | 372309104 | $126 | 25,793 | 0.0% |
| Star Bulk Carriers Corp(SBLK) | SHS PAR | Y8162K204 | $126 | 10,600 | 0.0% |