Q1 2020 Holdings
Filed 2020-05-14 | 7060 holdings | $1.7B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Portman Ridge FIN Corp(KCAPUSD) | COM | 73688F102 | $28 | 29,248 | 0.0% |
| New SR Invt Group Inc | COM | 648691103 | $28 | 10,700 | 0.0% |
| Washington Prime Group New | COM | 93964W108 | $29 | 36,255 | 0.0% |
| Ferroglobe PLC(GSM) | SHS | G33856108 | $30 | 118,716 | 0.0% |
| BNY Mellon High Yield Strate(DHF) | SH BEN INT | 09660L105 | $30 | 13,000 | 0.0% |
| Insulet Corp | NOTE 1.375%11/1 | 45784PAH4 | $31 | $17,000 | 0.0% |
| Gaslog Partners LP | UNIT LTD PTNRP | Y2687W108 | $31 | 14,161 | 0.0% |
| Nuance Communications Inc | DBCV 1.000%12/1 | 67020YAK6 | $32 | $32,681 | 0.0% |
| Herbalife LTD | NOTE 2.625% 3/1 | 42703MAD5 | $32 | $38,423 | 0.0% |
| Fireeye Inc | NOTE 0.875% 6/0 | 31816QAF8 | $34 | $40,200 | 0.0% |
| Mammoth Energy Svcs Inc(TUSK) | COM | 56155L108 | $35 | 47,035 | 0.0% |
| ON Semiconductor Corp | NOTE 1.000%12/0 | 682189AK1 | $35 | $34,987 | 0.0% |
| Precigen Inc(PGEN) | COM | 74017N105 | $35 | 10,267 | 0.0% |
| Dexcom Inc | NOTE 0.750%12/0 | 252131AH0 | $35 | $20,000 | 0.0% |
| Square Inc | NOTE 0.500% 5/1 | 852234AD5 | $35 | $34,097 | 0.0% |
| Greenbrier COS Inc | NOTE 2.875% 2/0 | 393657AK7 | $36 | $46,050 | 0.0% |
| Nuance Communications Inc | NOTE 1.250% 4/0 | 67020YAN0 | $36 | $33,000 | 0.0% |
| BlackRock Cap Invt Corp(BKCCUSD) | COM | 092533108 | $36 | 16,477 | 0.0% |
| Supernus Pharmaceuticals Inc | NOTE 0.625% 4/0 | 868459AD0 | $37 | $44,621 | 0.0% |
| Northern Dynasty Minerals LT(NAK) | COM NEW | 66510M204 | $37 | 92,000 | 0.0% |
| Starwood Ppty TR Inc | NOTE 4.375% 4/0 | 85571BAH8 | $37 | $44,951 | 0.0% |
| Menlo Therapeutics Inc | COM | 586858102 | $38 | 13,621 | 0.0% |
| Endo Intl PLC | SHS | G30401106 | $38 | 10,660 | 0.0% |
| Silicon Laboratories Inc | NOTE 1.375% 3/0 | 826919AB8 | $38 | $34,106 | 0.0% |
| Exact Sciences Corp | NOTE 0.375% 3/1 | 30063PAB1 | $38 | $45,361 | 0.0% |
| Two Hbrs Invt Corp | NOTE 6.250% 1/1 | 90187BAA9 | $39 | $41,600 | 0.0% |
| Oxford Square Cap Corp(OXSQ) | COM | 69181V107 | $39 | 14,988 | 0.0% |
| Splunk Inc | NOTE 0.500% 9/1 | 848637AC8 | $39 | $37,292 | 0.0% |
| Zillow Group Inc | NOTE 1.500% 7/0 | 98954MAC5 | $39 | $45,691 | 0.0% |
| Illumina Inc | NOTE 8/1 | 452327AK5 | $41 | $42,828 | 0.0% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AF1 | $42 | $41,000 | 0.0% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $42 | $47,889 | 0.0% |
| Pennantpark Invt Corp(PNNT) | COM | 708062104 | $43 | 16,500 | 0.0% |
| Dycom Inds Inc | NOTE 0.750% 9/1 | 267475AB7 | $43 | $51,000 | 0.0% |
| Ctrip COM Intl LTD | DBCV 1.990% 7/0 | 22943FAH3 | $44 | $44,850 | 0.0% |
| Gaslog LTD | SHS | G37585109 | $44 | 12,340 | 0.0% |
| Reading International Inc(RDI) | CL A | 755408101 | $45 | 11,630 | 0.0% |
| First TR Exchange Traded FD(FXN) | ENERGY ALPHADX | 33734X127 | $45 | 11,340 | 0.0% |
| Trevi Therapeutics Inc(TRVI) | COM | 89532M101 | $46 | 13,845 | 0.0% |
| First Trust Specialty Financ | COM BEN INTR | 33733G109 | $47 | 23,211 | 0.0% |
| Ares Capital Corp | NOTE 3.750% 2/0 | 04010LAT0 | $47 | $51,703 | 0.0% |
| Jakks PAC Inc | COM | 47012E106 | $47 | 154,094 | 0.0% |
| Spirit Rlty Cap Inc New | NOTE 3.750% 5/1 | 84860WAB8 | $47 | $47,480 | 0.0% |
| Noble Midstream Partners LP | COM UNIT REPST | 65506L105 | $48 | 13,749 | 0.0% |
| Jumia Technologies AG(JMIA) | SPONSORED ADS | 48138M105 | $48 | 16,881 | 0.0% |
| Marriott Vactins Worldwid Co | NOTE 1.500% 9/1 | 57164YAB3 | $50 | $63,112 | 0.0% |
| Vera Bradley Inc(VRA) | COM | 92335C106 | $52 | 12,583 | 0.0% |
| Harvest Cap CR Corp(HCAP) | COM | 41753F109 | $52 | 10,441 | 0.0% |
| Tortoise Pipeline & Energy F | COM | 89148H108 | $53 | 19,814 | 0.0% |
| Tortoise Midstrm Energy FD I | COM | 89148B101 | $54 | 73,254 | 0.0% |