Q3 2021 Holdings
Filed 2021-10-12 | 1313 holdings | $62.3M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Enel SpA(ENIC) | SPONSORED ADR | 29278D105 | $25 | 10,400 | 0.0% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $41 | $40,000 | 0.0% |
| Green Plains Inc | NOTE 2.250% 3/1 | 393222AK0 | $51 | $40,000 | 0.0% |
| Palo Alto Networks | None | 697435AF2 | $53 | $32,000 | 0.0% |
| Mitsubishi UFJ FIN(MUFG) | SPONSORED ADS | 606822104 | $64 | 10,777 | 0.0% |
| Hercules Capital Inc | DBCV 4.375% 2/0 | 427096AF9 | $68 | $65,000 | 0.0% |
| Akamai Technologies Inc | NOTE 0.125% 5/0 | 00971TAJ0 | $75 | $62,000 | 0.0% |
| BlackRock Capital Invest | NOTE 5.000% 6/1 | 092533AC2 | $76 | $75,000 | 0.0% |
| Akamai Technologies Inc | NOTE 0.375% 9/0 | 00971TAL5 | $76 | $70,000 | 0.0% |
| Blackline Inc | NOTE 0.125% 8/0 | 09239BAB5 | $79 | $47,000 | 0.0% |
| Apellis Pharmaceuticals | NOTE 3.500% 9/1 | 03753UAB2 | $86 | $70,000 | 0.0% |
| Dexcom Inc | NOTE 0.750%12/0 | 252131AH0 | $93 | $28,000 | 0.0% |
| Vishay Intertechnology | NOTE 2.250% 6/1 | 928298AP3 | $93 | $90,000 | 0.0% |
| Nuvasive Inc | NOTE 0.375% 3/1 | 670704AJ4 | $95 | $99,000 | 0.0% |
| Hannon Armstrong Sustain | NOTE 8/1 | 41068XAD2 | $96 | $80,000 | 0.0% |
| Revance Therapeutics Inc | NOTE 1.750% 2/1 | 761330AB5 | $100 | $87,000 | 0.0% |
| Pure Storage Inc | NOTE 0.125% 4/1 | 74624MAB8 | $101 | $87,000 | 0.0% |
| Smart Global Holdings in | NOTE 2.250% 2/1 | 83205YAB0 | $102 | $78,000 | 0.0% |
| Penn Natl Gaming Inc | NOTE 2.750% 5/1 | 707569AU3 | $102 | $32,000 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $104 | 28,543 | 0.0% |
| Centennial Resource DEV Inc | NOTE 3.250% 4/0 | 15136AAA0 | $105 | $80,000 | 0.0% |
| Itau Unibanco Holding SA(BVXB) | SPON ADR REP PFD | 465562106 | $107 | 20,218 | 0.0% |
| Neogenomics Inc | NOTE 0.250% 1/1 | 64049MAB6 | $111 | $110,000 | 0.0% |
| II-VI Inc | NOTE 0.250% 9/0 | 902104AB4 | $114 | $86,000 | 0.0% |
| Servicenow Inc | NOTE 6/0 | 81762PAC6 | $115 | $25,000 | 0.0% |
| Cree Inc | None | 225447AD3 | $118 | $64,000 | 0.0% |
| Under Armour Inc | None | 904311AC1 | $119 | $64,000 | 0.0% |
| FTI Consulting Inc | NOTE 2.000% 8/1 | 302941AP4 | $122 | $87,000 | 0.0% |
| CNX Resources Corp | None | 12653CAG3 | $122 | $98,000 | 0.0% |
| Cerence Inc | None | 156727AB5 | $123 | $46,000 | 0.0% |
| Summit Hotel Pptys Inc | NOTE 1.500% 2/1 | 866082AA8 | $124 | $118,000 | 0.0% |
| Repligen Corp | NOTE 0.375% 7/1 | 759916AB5 | $126 | $50,000 | 0.0% |
| Prospect Capital Corp | NOTE 6.375% 3/0 | 74348TAT9 | $129 | $119,000 | 0.0% |
| Halozyme Therapeutics in | NOTE 1.250%12/0 | 40637HAB5 | $133 | $75,000 | 0.0% |
| Insmed Inc | None | 457669AB5 | $134 | $123,000 | 0.0% |
| Granite Construction Inc | NOTE 2.750%11/0 | 387328AB3 | $136 | $98,000 | 0.0% |
| KBR Inc | NOTE 2.500%11/0 | 48242WAB2 | $136 | $85,000 | 0.0% |
| Liberty Media Corp | NOTE 1.375%10/1 | 531229AB8 | $142 | $104,000 | 0.0% |
| American Eagle Outfitter | None | 02553EAB2 | $147 | $48,000 | 0.0% |
| Mongodb Inc | NOTE 0.250% 1/1 | 60937PAD8 | $148 | $65,000 | 0.0% |
| Novavax Inc | NOTE 3.750% 2/0 | 670002AB0 | $150 | $87,000 | 0.0% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $152 | $44,000 | 0.0% |
| Ford Motor Co(F) | COM | 345370860 | $155 | 10,903 | 0.0% |
| Envista Holdings Corporation | None | 29415FAB0 | $160 | $77,000 | 0.0% |
| EQT Corp | None | 26884LAK5 | $169 | $107,000 | 0.0% |
| MRC Global Inc(37M) | COM | 55345K103 | $175 | 23,870 | 0.0% |
| IH Merger SUB LLC | NOTE 3.500% 1/1 | 19625XAB8 | $178 | $106,000 | 0.0% |
| Callaway Golf Co | None | 131193AE4 | $180 | $103,000 | 0.0% |
| Microchip Technology Inc | NOTE 0.125%11/1 | 595017AU8 | $181 | $160,000 | 0.0% |
| SEA LTD | None | 81141RAF7 | $181 | $51,000 | 0.0% |