Q2 2021 Holdings
Filed 2021-08-16 | 6609 holdings | $3.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Quantumscape Corp | *W EXP 11/25/202 | 74767V117 | $0 | 242,395 | 0.0% |
| Global X FDS(PFFV) | RATE PREFERRED | 37954Y376 | $0 | 17,249 | 0.0% |
| BlackRock Science & Technolo(BST-R) | RIGHT 07/14/2021 | 09258G112 | $0 | 28,982 | 0.0% |
| Gabelli Equity TR Inc | RIGHT 07/14/2021 | 362397218 | $0 | 14,240 | 0.0% |
| First TR Exchng Traded FD VI(MMLG) | MLT MNGD LRG GRW | 33740F789 | $0 | 83,379 | 0.0% |
| Workiva Inc | NOTE 1.125% 8/1 | 98139AAB1 | $0 | 1,500,000 | 0.0% |
| Columbia ETF TR I(REVS) | RESH ENHNC VLU | 19761L805 | $0 | 14,144 | 0.0% |
| Algonquin PWR Utils Corp | UNIT 99/99/9999 | 015857873 | $0 | 45,870 | 0.0% |
| Convey Hldg Parent Inc | COM | 21258C108 | $0 | 19,980 | 0.0% |
| Innovator Etfs TR(PJUN) | S&P 500 PWR BU | 45782C748 | $0 | 28,336 | 0.0% |
| Liberty Media Corp del | DEB4.000%11/1 | 530715AG6 | $8 | $10,000 | 0.0% |
| Calamp Corp | NOTE 2.000% 8/0 | 128126AD1 | $11 | $12,000 | 0.0% |
| Cresud S A C I F Y A(CRESY) | *W EXP 03/08/202 | P3311R259 | $11 | 35,880 | 0.0% |
| Gran Tierra Energy Inc | COM | 38500T101 | $11 | 15,433 | 0.0% |
| Helix Energy Solutions GRP I | NOTE 4.250% 5/0 | 42330PAH0 | $13 | $13,000 | 0.0% |
| Atlas AIR Worldwide Hldgs in | NOTE 2.250% 6/0 | 049164BH8 | $14 | $13,000 | 0.0% |
| Illumina Inc | NOTE8/1 | 452327AK5 | $14 | $11,000 | 0.0% |
| Liberty Media Corp del | NOTE 1.375%10/1 | 531229AB8 | $16 | $12,000 | 0.0% |
| Huazhu Group LTD | NOTE 0.375%11/0 | 16949NAC3 | $18 | $14,000 | 0.0% |
| New Relic Inc | NOTE 0.500% 5/0 | 64829BAB6 | $20 | $20,000 | 0.0% |
| Prospect Cap Corp | NOTE 4.950% 7/1 | 74348TAR3 | $20 | $20,000 | 0.0% |
| Quotient Technology Inc | NOTE 1.750%12/0 | 749119AB9 | $29 | $29,000 | 0.0% |
| Hannon Armstrong Sust Infr C | NOTE 4.125% 9/0 | 41068XAB6 | $31 | $15,000 | 0.0% |
| Checkpoint Therapeutics Inc(CKPTUSD) | COM | 162828107 | $32 | 10,964 | 0.0% |
| Drive Shack Inc(DSEUR) | COM | 262077100 | $33 | 10,000 | 0.0% |
| Microchip Technology Inc. | NOTE 1.625% 2/1 | 595017AD6 | $36 | $11,000 | 0.0% |
| Mind Medicine Mindmed Inc | COM SUB VTG | 60255C109 | $40 | 11,468 | 0.0% |
| Mizuho Financial Group Inc(MFG) | SPONSORED ADR | 60687Y109 | $40 | 14,078 | 0.0% |
| Goldman Sachs BDC Inc | NOTE 4.500% 4/0 | 38147UAB3 | $41 | $40,000 | 0.0% |
| TPG Specialty Lending Inc | NOTE 4.500% 8/0 | 87265KAD4 | $43 | 37,000 | 0.0% |
| Prospect Cap Corp | NOTE 6.375% 3/0 | 74348TAT9 | $43 | $40,000 | 0.0% |
| Amarin Corp PLC | SPONS ADR NEW | 023111206 | $44 | 10,024 | 0.0% |
| MFS Inter Income TR(MIN) | SH BEN INT | 55273C107 | $44 | 11,750 | 0.0% |
| Pangaea Logistics Solution L(PANL) | SHS | G6891L105 | $47 | 10,250 | 0.0% |
| Senseonics Hldgs Inc(SENS1GBP) | COM | 81727U105 | $51 | 13,233 | 0.0% |
| Neuberger Berman Real Estate(XNROX) | COM | 64190A103 | $55 | 10,900 | 0.0% |
| Addvantage Technologies Grou(AEYGBP) | COM NEW | 006743306 | $55 | 21,000 | 0.0% |
| Immutep LTD(IMMP) | SPONSORED ADS | 45257L108 | $58 | 15,000 | 0.0% |
| BK Technologies Corporation | COM | 05587G104 | $58 | 18,411 | 0.0% |
| Seelos Therapeutics Inc | COM | 81577F109 | $58 | 22,116 | 0.0% |
| AIR Transport Services GRP I | NOTE 1.125%10/1 | 00922RAB1 | $59 | 58,000 | 0.0% |
| Virtus Allianzgi Convertible | COM | 92838U108 | $66 | 12,341 | 0.0% |
| Invesco Exchange Traded FD T | DYNMC OIL GAS | 46137V670 | $67 | 17,195 | 0.0% |
| India Globalization Cap Inc(IGC) | COM NEW | 45408X308 | $68 | 41,593 | 0.0% |
| Concert Pharmaceuticals Inc(CNCEEUR) | COM | 206022105 | $75 | 20,000 | 0.0% |
| Nuveen SR Income FD | COM | 67067Y104 | $77 | 13,093 | 0.0% |
| Nuveen CR Strategies Income(XJQCX) | COM SHS | 67073D102 | $80 | 11,903 | 0.0% |
| Energy Focus Inc | COM | 29268T409 | $80 | 20,000 | 0.0% |
| Compugen LTD(CGEN) | ORD | M25722105 | $83 | 10,000 | 0.0% |
| Steel Connect Inc | COM | 858098106 | $85 | 42,373 | 0.0% |