Q3 2021 Holdings
Filed 2021-11-10 | 11629 holdings | $28.1B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-01-20) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Lantronix Inc(LTRX) | CMN | 516548203 | $148 | 25,453 | 0.0% |
| Telefonica Brasil SA(VIV) | CMN | 87936R205 | $148 | 19,043 | 0.0% |
| BlackRock TCP Capital Corp(TCPC) | CMN | 09259E108 | $150 | 11,040 | 0.0% |
| Hamilton Lane Alliance Hldgs | UNT | 40749M202 | $150 | 15,000 | 0.0% |
| Bandwidth Inc | CNV | 05988JAB9 | $150 | $125,000 | 0.0% |
| Mission Advancement Corp | WTS | 60501L119 | $151 | 261,167 | 0.0% |
| Permrock Royalty Trust(PRT) | CMN | 714254109 | $151 | 22,703 | 0.0% |
| United SEC Bancshares Calif(UBFO) | CMN | 911460103 | $151 | 18,862 | 0.0% |
| Larimar Therapeutics Inc(LRMR) | CMN | 517125100 | $151 | 13,053 | 0.0% |
| Calithera Biosciences Inc(CALAEUR) | CMN | 13089P101 | $152 | 69,896 | 0.0% |
| Venus Acquisition Corporatio | CMN | G9420F102 | $152 | 15,182 | 0.0% |
| Viomi Technology Co LTD(VIOT) | CMN | 92762J103 | $153 | 33,593 | 0.0% |
| DHB Capital Corp | WTS | 23291W117 | $154 | 236,254 | 0.0% |
| Iteris Inc New(ITIEUR) | CMN | 46564T107 | $154 | 29,248 | 0.0% |
| New PAC Metals Corp(NEWP) | CMN | 64782A107 | $155 | 47,008 | 0.0% |
| Imara Inc | CMN | 45249V107 | $155 | 37,962 | 0.0% |
| PDL Cmnty Bancorp | CMN | 69290X101 | $156 | 10,994 | 0.0% |
| E Merge Technology Acquisiti | UNT | 26873Y203 | $156 | 15,700 | 0.0% |
| Luna Innovations Inc(LUNA) | CMN | 550351100 | $157 | 16,543 | 0.0% |
| Quantum Fintech Acquistin Co | WTS | 74767A113 | $157 | 581,516 | 0.0% |
| Viant Technology Inc(DSP) | CMN | 92557A101 | $157 | 12,882 | 0.0% |
| Pimco New York MUN FD II(PNI) | CMN | 72200Y102 | $158 | 13,633 | 0.0% |
| Calamos Conv Opportunities &(CHI) | CMN | 128117108 | $158 | 10,538 | 0.0% |
| Japan Smaller Capitalization(JOF) | CMN | 47109U104 | $158 | 17,413 | 0.0% |
| RMG Acquisition Corp III | CMN | G76088106 | $159 | 16,356 | 0.0% |
| Virtus Allianzgi Convertible | CMN | 92838U108 | $159 | 30,667 | 0.0% |
| Corbus Pharmaceuticals Hldgs(CRBPEUR) | CMN | 21833P103 | $160 | 156,720 | 0.0% |
| Enzo Biochem Inc(ENZB) | CMN | 294100102 | $160 | 45,163 | 0.0% |
| Oyster Enterprises ACQ Corp | WTS | 69242M112 | $160 | 295,208 | 0.0% |
| Okta Inc | CNV | 679295AD7 | $160 | $113,000 | 0.0% |
| Fusion Pharmaceuticals Inc | CMN | 36118A100 | $160 | 20,149 | 0.0% |
| Golden Arrow Merger Corp | WTS | 380799114 | $160 | 313,336 | 0.0% |
| Ramaco RES Inc | CMN | 75134P303 | $161 | 13,074 | 0.0% |
| Sesen BIO Inc | CMN | 817763105 | $161 | 203,256 | 0.0% |
| BlackRock Calif MUN Income T(XBFZX) | CMN | 09248E102 | $161 | 10,944 | 0.0% |
| Flame Acquisition Corp | WTS | 33850F116 | $161 | 267,503 | 0.0% |
| Tortoise PWR & Energy Infras | CMN | 89147X104 | $161 | 12,134 | 0.0% |
| Carlotz Inc | CMN | 142552108 | $163 | 42,840 | 0.0% |
| Churchill Capital Corp VII | WTS | 17144M110 | $165 | 179,629 | 0.0% |
| Kandi Technologies Group Inc | CMN | 483709101 | $165 | 37,126 | 0.0% |
| Medicus Sciences Acquisition | CMN | G5960S108 | $166 | 17,018 | 0.0% |
| Cocrystal Pharma Inc | CMN | 19188J300 | $166 | 157,952 | 0.0% |
| DFP Healthcare Acquisitns Co | CMN | 23343Q100 | $167 | 16,772 | 0.0% |
| Proshares TR | CMN | 74347G556 | $168 | 10,571 | 0.0% |
| Xpresspa Group Inc | CMN | 98420U703 | $168 | 114,572 | 0.0% |
| Aterian Inc(ATERUSD) | CMN | 02156U101 | $169 | 15,621 | 0.0% |
| PB Bankshares Inc(PBBK) | CMN | 69318V103 | $170 | 12,262 | 0.0% |
| PDS Biotechnology Corp(PDSB) | CMN | 70465T107 | $170 | 11,395 | 0.0% |
| Enochian Biosciences Inc(ENOBGBP) | CMN | 29350E104 | $170 | 25,257 | 0.0% |
| Venator Matls PLC | CMN | G9329Z100 | $170 | 59,926 | 0.0% |