Q4 2021 Holdings
Filed 2022-02-10 | 1 holdings | $612.2K | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2022-02-23) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Greenwich Lifesciences Inc(GLSI) | COM | 396879108 | $5.8K | 237,959 | 0.0% |
| Semler Scientific Inc(SMLR) | COM | 81684M104 | $5.8K | 63,232 | 0.0% |
| Baozun Inc | NOTE 1.625% 5/0 | 06684LAB9 | $5.8K | $6,300,000 | 0.0% |
| Hall of Fame Resort & Entmt | COM | 40619L102 | $5.8K | 3,825,930 | 0.0% |
| Five9 Inc | NOTE 0.500% 6/0 | 338307AD3 | $5.8K | $4,740,000 | 0.0% |
| Tishman Speyer Innovation Co | COM CL A | 88825H100 | $5.8K | 597,574 | 0.0% |
| Aerie Pharmaceuticals Inc | NOTE 1.500%10/0 | 00771VAB4 | $5.9K | $6,975,000 | 0.0% |
| Burlington Stores Inc | NOTE 2.250% 4/1 | 122017AB2 | $5.9K | $3,952,000 | 0.0% |
| Farmers & Merchants Bancorp(FMAO) | COM | 30779N105 | $5.9K | 179,797 | 0.0% |
| Splunk Inc | NOTE 1.125% 6/1 | 848637AF1 | $5.9K | $6,341,000 | 0.0% |
| ADC Therapeutics SA(ADCT) | SHS | H0036K147 | $5.9K | 293,857 | 0.0% |
| Freedom Hldg Corp NEV(FRHC) | COM | 356390104 | $6.0K | 86,170 | 0.0% |
| Offerpad Solutions Inc | COM CL A | 67623L109 | $6.0K | 935,749 | 0.0% |
| Establishment Labs Hldgs Inc(ESTA) | COM | G31249108 | $6.0K | 88,797 | 0.0% |
| Sharps Compliance Corp | COM | 820017101 | $6.0K | 842,782 | 0.0% |
| Companhia Siderurgica Nacion(SID) | SPONSORED ADR | 20440W105 | $6.0K | 1,355,129 | 0.0% |
| Innovage Hldg Corp(INNV) | COM | 45784A104 | $6.0K | 1,208,634 | 0.0% |
| Microstrategy Inc | NOTE 0.750%12/1 | 594972AC5 | $6.1K | $3,900,000 | 0.0% |
| Bain Cap Specialty FIN Inc(BCSF) | COM STK | 05684B107 | $6.1K | 399,317 | 0.0% |
| Startek Inc | COM | 85569C107 | $6.1K | 1,166,722 | 0.0% |
| Atlas Technical Consultants | COM CLS A | 049430101 | $6.1K | 724,257 | 0.0% |
| Microchip Technology Inc. | NOTE 1.625% 2/1 | 595017AD6 | $6.1K | $1,574,000 | 0.0% |
| Spdr SER TR(SPSM) | PORTFOLIO S&P600 | 78468R853 | $6.1K | 136,664 | 0.0% |
| Montauk Renewables Inc(MNTK) | COM | 61218C103 | $6.1K | 596,137 | 0.0% |
| Cherry Hill MTG Invt Corp(CHMI) | COM | 164651101 | $6.1K | 742,640 | 0.0% |
| Fluent Inc(IDIEUR) | COM | 34380C102 | $6.1K | 3,089,873 | 0.0% |
| Cyteir Therapeutics Inc | COM | 23284P103 | $6.2K | 542,422 | 0.0% |
| China Yuchai Intl LTD(CYD) | COM | G21082105 | $6.2K | 415,373 | 0.0% |
| Splunk Inc | NOTE 1.125% 9/1 | 848637AD6 | $6.3K | $5,681,000 | 0.0% |
| Ishares Inc(EWD) | MSCI SWEDEN ETF | 464286756 | $6.3K | 135,325 | 0.0% |
| GOL Linhas Aereas Inteligent | SPON ADR PFD NEW | 38045R206 | $6.3K | 1,040,065 | 0.0% |
| Science Strategic ACQ Alpha | COM CL A | 808641104 | $6.3K | 645,908 | 0.0% |
| Live Nation Entertainment in | NOTE 2.500% 3/1 | 538034AQ2 | $6.3K | $3,490,000 | 0.0% |
| RED Violet Inc(RDVT) | COM | 75704L104 | $6.3K | 159,168 | 0.0% |
| Cyberoptics Corp(CYBE1EUR) | COM | 232517102 | $6.3K | 135,893 | 0.0% |
| Euronav NV(CMBT) | SHS | B38564108 | $6.3K | 712,227 | 0.0% |
| Perpetua Resources Corp(PPTA) | COM | 714266103 | $6.3K | 1,333,536 | 0.0% |
| Invacare Corp | COM | 461203101 | $6.3K | 2,331,882 | 0.0% |
| Revlon Inc | CL A NEW | 761525609 | $6.4K | 560,082 | 0.0% |
| KBR Inc | NOTE 2.500%11/0 | 48242WAB2 | $6.4K | $3,365,000 | 0.0% |
| Apollo Invt Corp(MFIC) | COM NEW | 03761U502 | $6.4K | 501,305 | 0.0% |
| Velocity Finl Inc(VEL) | COM | 92262D101 | $6.4K | 469,282 | 0.0% |
| Fathom Holdings Inc(FTHM) | COM | 31189V109 | $6.5K | 315,646 | 0.0% |
| Avalo Therapeutics Inc | COM | 05338F108 | $6.5K | 3,802,010 | 0.0% |
| Ishares TR(TOK) | MSCI KOKUSAI ETF | 464288265 | $6.5K | 63,602 | 0.0% |
| Nautilus Biotechnology Inc(NAUT) | COM | 63909J108 | $6.5K | 1,251,848 | 0.0% |
| Trevena Inc | COM | 89532E109 | $6.5K | 11,139,459 | 0.0% |
| Karat Packaging Inc(KRT) | COM | 48563L101 | $6.5K | 321,509 | 0.0% |
| Hubspot Inc | NOTE 0.375% 6/0 | 443573AD2 | $6.5K | $2,739,000 | 0.0% |
| Associated Cap Group Inc(ACGP) | CL A | 045528106 | $6.5K | 152,106 | 0.0% |