Q3 2016 Holdings
Filed 2016-11-10 | 24966 holdings | $8.0B | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Renesola LTD | SPONS ADS | 75971T103 | $5 | 5,253 | 0.0% |
| Spdr SER TR | BARCLAYS 0-5YR | 78468R879 | $5 | 272 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $6 | 7,130 | 0.0% |
| Schwab Strategic TR(FNDA) | SCHWAB FDT US SC | 808524763 | $6 | 192 | 0.0% |
| Pronai Therapeutics Inc | COM | 74346L101 | $6 | 3,450 | 0.0% |
| Oculus Innovative Sciences I | COM PAR | 67575P306 | $6 | 1,445 | 0.0% |
| Parnell Pharmaceut Hldgs LTD | SHS | Q73622104 | $6 | 4,000 | 0.0% |
| Ocean PWR Technologies Inc | COM PAR $ | 674870407 | $6 | 839 | 0.0% |
| 1347 Ppty INS Hldgs Inc | COM | 68244P107 | $6 | 1,000 | 0.0% |
| Semiconductor MFG Intl Corp | SPONSORED ADR | 81663N206 | $6 | 1,130 | 0.0% |
| Tetralogic Pharmaceuticals C(TLOG) | COM | 88165U109 | $6 | 42,845 | 0.0% |
| Morgans Hotel Group Co | COM | 61748W108 | $6 | 2,987 | 0.0% |
| Moog Inc(MOG/B) | CL B | 615394301 | $6 | 100 | 0.0% |
| Viewray Inc(VRAYQ) | COM | 92672L107 | $6 | 1,217 | 0.0% |
| Barclays BK PLC | RUSS1000 3X LG | 06740P205 | $6 | 30 | 0.0% |
| Barclays Bank PLC | IPTH JPY/USD ETN | 06739G851 | $6 | 103 | 0.0% |
| Echo Global Logistics Inc | NOTE 2.500% 5/0 | 27875TAA9 | $6 | $6,000 | 0.0% |
| Norwood Financial Corp(NWFL) | COM | 669549107 | $6 | 200 | 0.0% |
| Cyanotech Corp | COM PAR $0.02 | 232437301 | $6 | 1,500 | 0.0% |
| California First Ntnl Bancor | COM | 130222102 | $6 | 416 | 0.0% |
| Transcontinental Rlty Invs(TCI) | COM NEW | 893617209 | $6 | 490 | 0.0% |
| Englobal Corp | COM | 293306106 | $6 | 4,000 | 0.0% |
| Emagin Corp(EMGA) | COM NEW | 29076N206 | $6 | 2,418 | 0.0% |
| Medicines Co | DBCV 1.375% 6/0 | 584688AC9 | $6 | $4,000 | 0.0% |
| Aurinia Pharmaceuticals Inc(AUPH) | COM | 05156V102 | $6 | 2,099 | 0.0% |
| Ibio Inc | COM | 451033104 | $6 | 11,500 | 0.0% |
| LSC Communications Inc | COM | 50218P107 | $6 | 154 | 0.0% |
| Intrepid Potash Inc | COM | 46121Y102 | $6 | 5,253 | 0.0% |
| GSE SYS Inc | COM | 36227K106 | $6 | 2,000 | 0.0% |
| Trillium Therapeutics Inc | COM NEW | 89620X506 | $6 | 400 | 0.0% |
| Latin Amern Discovery FD Inc | COM | 51828C106 | $6 | 553 | 0.0% |
| Array Biopharma Inc | NOTE 3.000% 6/0 | 04269XAA3 | $6 | $5,000 | 0.0% |
| Izea Inc | COM | 46603N301 | $6 | 1,000 | 0.0% |
| Alps ETF TR(ENFR) | ALERIAN ENERGY | 00162Q676 | $7 | 289 | 0.0% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $7 | $10,000 | 0.0% |
| Galectin Therapeutics Inc(GALT) | COM NEW | 363225202 | $7 | 6,621 | 0.0% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $7 | $3,000 | 0.0% |
| Nuvectra Corp | COM | 67075N108 | $7 | 953 | 0.0% |
| Reeds Inc | COM | 758338107 | $7 | 1,888 | 0.0% |
| Nvidia Corp | NOTE 1.000%12/0 | 67066GAC8 | $7 | $2,000 | 0.0% |
| Pimco ETF TR(LTPZ) | 15+ YR US TIPS | 72201R304 | $7 | 105 | 0.0% |
| ON Track Innovation LTD | SHS | M8791A109 | $7 | 7,000 | 0.0% |
| Barclays Bank PLC | ETN GLB CARB38 | 06739H164 | $7 | 1,250 | 0.0% |
| Deutsche BK AG London | ELE MORN TTL22 | 25153Q708 | $7 | 284 | 0.0% |
| NL Inds Inc(NL) | COM NEW | 629156407 | $7 | 1,656 | 0.0% |
| National Resh Corp | CL B | 637372301 | $7 | 200 | 0.0% |
| Navistar Intl Corp New | NOTE 4.500%10/1 | 63934EAQ1 | $7 | $7,000 | 0.0% |
| Neothetics Inc | COM | 64066G101 | $7 | 6,200 | 0.0% |
| China Automotive SYS Inc(CAASEUR) | COM | 16936R105 | $7 | 1,700 | 0.0% |
| Celgene Corp | RIGHT 12/31/2030 | 151020112 | $7 | 6,689 | 0.0% |