Q4 2016 Holdings
Filed 2017-02-13 | 24088 holdings | $8.4B | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2017-02-22) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Proshares TR | ULSH 20YRTRE NEW | 74348A491 | $26 | 800 | 0.0% |
| Rivernorth Opprtunities FD I(RIV) | COM | 76881Y109 | $26 | 1,400 | 0.0% |
| Teleflex Inc | NOTE 3.875% 8/0 | 879369AA4 | $26 | $10,000 | 0.0% |
| China Automotive SYS Inc(CAASEUR) | COM | 16936R105 | $27 | 5,100 | 0.0% |
| Sundance Energy Australia LT | SPONSORED ADR | 86724Y109 | $27 | 1,700 | 0.0% |
| Ryland Group Inc | NOTE 1.625% 5/1 | 783764AQ6 | $27 | $23,000 | 0.0% |
| Southwest GA Finl Corp | COM | 84502A104 | $27 | 1,359 | 0.0% |
| Covisint Corp | COM | 22357R103 | $27 | 14,543 | 0.0% |
| Eagle PT CR Co LLC(ECC) | COM | 269808101 | $27 | 1,600 | 0.0% |
| Herzfeld Caribbean Basin FD | COM | 42804T106 | $27 | 4,032 | 0.0% |
| C D I Corp | COM | 125071100 | $27 | 3,599 | 0.0% |
| Pldt Inc(PHI) | SPONSORED ADR | 69344D408 | $27 | 984 | 0.0% |
| Community West Bancshares | COM | 204157101 | $27 | 2,941 | 0.0% |
| Embotelladora Andina S A(AKOB) | SPON ADR B | 29081P303 | $27 | 1,244 | 0.0% |
| Gazit Globe LTD(GCT) | SHS | M4793C102 | $27 | 3,178 | 0.0% |
| LMI Aerospace Inc | COM | 502079106 | $28 | 3,184 | 0.0% |
| Intel Corp | SDCV 3.250% 8/0 | 458140AF7 | $28 | $16,000 | 0.0% |
| Sears Hldgs Corp | *W EXP 12/15/201 | 812350155 | $28 | 7,913 | 0.0% |
| Centrais Eletricas Brasileir | SPON ADR PFD B | 15234Q108 | $28 | 3,704 | 0.0% |
| Vaneck Vectors ETF TR(NLR) | URANIUM NUCLEAR | 92189F601 | $28 | 594 | 0.0% |
| Severn Bancorp Annapolis MD(SVBI) | COM | 81811M100 | $28 | 3,575 | 0.0% |
| Invensense Inc | NOTE 1.750%11/0 | 46123DAB2 | $28 | $28,000 | 0.0% |
| Etfis SER TR I(BBC) | BIOSHS BIO CLI | 26923G301 | $28 | 1,500 | 0.0% |
| Calithera Biosciences Inc(CALAEUR) | COM | 13089P101 | $28 | 8,509 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $28 | $29,000 | 0.0% |
| Barclays BK PLC | IPATH S&P MLP | 06742A750 | $28 | 1,367 | 0.0% |
| Vermillion Inc | COM NEW | 92407M206 | $28 | 29,076 | 0.0% |
| Landmark Bancorp Inc(LARK) | COM | 51504L107 | $28 | 983 | 0.0% |
| Stone Energy Corp | COM NEW | 861642304 | $28 | 3,884 | 0.0% |
| Pronai Therapeutics Inc | COM | 74346L101 | $28 | 18,535 | 0.0% |
| Good Times Restaurants Inc(GTIM) | COM PAR $.001NEW | 382140879 | $29 | 8,946 | 0.0% |
| Deutsche BK AG London BRH(OLOXF) | DB CRUDE OIL LNG | 25154K866 | $29 | 6,000 | 0.0% |
| Profire Energy Inc | COM | 74316X101 | $29 | 20,691 | 0.0% |
| Meritage Homes Corp | NOTE 1.875% 9/1 | 59001AAR3 | $29 | $29,000 | 0.0% |
| Alcobra LTD | SHS | M2239P109 | $29 | 14,033 | 0.0% |
| XPO Logistics Inc | NOTE 4.500%10/0 | 983793AA8 | $29 | $11,000 | 0.0% |
| AIR Lease Corp | NOTE 3.875%12/0 | 00912XAK0 | $29 | $21,000 | 0.0% |
| Spdr Index SHS FDS | INTL MTRLS SEC | 78463X665 | $29 | 1,451 | 0.0% |
| Triangle Pete Corp | COM NEW | 89600B201 | $29 | 124,222 | 0.0% |
| Inseego Corp(INSGEUR) | COM | 45782B104 | $29 | 12,045 | 0.0% |
| Magyar Bancorp Inc | COM | 55977T109 | $30 | 2,500 | 0.0% |
| Aberdeen Chile FD Inc(AEF) | COM | 00301W105 | $30 | 5,139 | 0.0% |
| Bon-Ton Stores Inc(BONTQ) | COM | 09776J101 | $30 | 19,885 | 0.0% |
| HCI Group Inc | NOTE 3.875% 3/1 | 40416EAB9 | $30 | $30,000 | 0.0% |
| Lakeland Inds Inc(LAKE) | COM | 511795106 | $30 | 2,892 | 0.0% |
| Communications SYS Inc | COM | 203900105 | $30 | 6,424 | 0.0% |
| Wheeler Real Estate Invt TR | COM | 963025101 | $30 | 17,587 | 0.0% |
| Proshares TR | ULTPRO NASBIO NW | 74347B474 | $30 | 1,402 | 0.0% |
| RCI Hospitality Hldgs Inc(RICK) | COM | 74934Q108 | $30 | 1,759 | 0.0% |
| Streamline Health Solutions | COM | 86323X106 | $30 | 24,148 | 0.0% |