Q3 2020 Holdings
Filed 2020-11-12 | 515 holdings | $3.4M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2020-11-12) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Teleflex Inc(TFX)A | COMMON | 879369106 | $3 | 9 | 0.0% |
| Abiomed Inc(ABMDEUR)A | COMMON | 003654100 | $12 | 45 | 0.0% |
| Cushing MLP & INF Total Return(SRV)A | COMMON | 231631300 | $17 | 1,103 | 0.0% |
| Pimco Enrgy & Tact Crdt Nrgx(PDX)A | COMMON | 69346N107 | $17 | 2,800 | 0.0% |
| CSX Corp(CSX) | COMMON | 126408103 | $18 | 265 | 0.0% |
| Nuveen CA Muni Value FD 2 NCBA | COMMON | 6706EB106 | $19 | 1,203 | 0.0% |
| Duff & Phelps Select Energy MLA | COMMON | 26433F108 | $19 | 55,504 | 0.0% |
| Wells Fargo & Co(WFC) | COMMON | 949746101 | $19 | 375 | 0.0% |
| Invesco Senior Income TR VVR(VVR)A | COMMON | 46131H107 | $22 | 5,986 | 0.0% |
| Eaton Vance CA Municipal Incom(CEV) | COMMON | 27826F101 | $22 | 1,673 | 0.0% |
| Ocugen Inc(OCGN)A | COMMON | 67577C105 | $23 | 75,000 | 0.0% |
| Cohen & Steers MLP Inc and ENEA | COMMON | 19249B106 | $23 | 15,335 | 0.0% |
| Ambev SA ADR(ABEV)A | DEPOSITARY RECEI | 02319V103 | $24 | 10,800 | 0.0% |
| American Express Co(AXP)A | COMMON | 025816109 | $28 | 282 | 0.0% |
| Delta AIR Lines Inc(DAL)A | COMMON | 247361702 | $28 | 900 | 0.0% |
| Neuberger Berman MLP Income FD(NML) | COMMON | 64129H104 | $29 | 4,000 | 0.0% |
| Goldman Sachs MLP Inc OPP GMZ | COMMON | 38147W103 | $30 | 4,342 | 0.0% |
| Salient Midstream & MLP Fund S | COMMON | 79471V105 | $31 | 4,000 | 0.0% |
| Colgate-Palmolive Co(CL)A | COMMON | 194162103 | $31 | 400 | 0.0% |
| Goldman Sachs MLP Energy GERA | COMMON | 38148G206 | $35 | 5,891 | 0.0% |
| Goldman Sachs MLP Energy GER | COMMON | 38148G107 | $38 | 7,866 | 0.0% |
| Center Coast MLP & Infrastruct | COMMON | 151461100 | $39 | 5,500 | 0.0% |
| Kinder Morgan Inc(KMI)A | COMMON | 49456B101 | $39 | 3,175 | 0.0% |
| Bristol Myers Squibb Co-Rt(BMY-R)A | RIGHTS | 110122157 | $41 | 18,335 | 0.0% |
| Principal Financial Group Inc(PFG)A | COMMON | 74251V102 | $43 | 1,072 | 0.0% |
| Kayne Anderson Midstream GA | COMMON | 48661E108 | $45 | 11,126 | 0.0% |
| Petrochina Co LTD ADR | DEPOSITARY RECEI | 71646E100 | $48 | 950 | 0.0% |
| United Parcel Service Inc CL B(UPS)A | COMMON | 911312106 | $50 | 300 | 0.0% |
| Walmart Inc(WMT)A | COMMON | 931142103 | $52 | 369 | 0.0% |
| Golar LNG LTD(GLNG) | COMMON | G9456A100 | $53 | 4,050 | 0.0% |
| China Petroleum & Chemical CORA | DEPOSITARY RECEI | 16941R108 | $57 | 1,400 | 0.0% |
| DTE Energy Co(DTE)A | COMMON | 233331107 | $58 | 500 | 0.0% |
| Travelers COS Inc(TRV)A | COMMON | 89417E109 | $62 | 576 | 0.0% |
| Boeing Co(BA)A | COMMON | 097023105 | $62 | 374 | 0.0% |
| Ctrip.com International LTD AD(CTRPUSD) | DEPOSITARY RECEI | 22943F100 | $63 | 2,150 | 0.0% |
| Allstate Corp(ALL)A | COMMON | 020002101 | $64 | 675 | 0.0% |
| Banco Santander Chile ADR(BSAC)A | DEPOSITARY RECEI | 05965X109 | $65 | 4,700 | 0.0% |
| Orion Engineered Carbons SA(OEC) | COMMON | L72967109 | $66 | 3,925 | 0.0% |
| EQT Corp(EQT) | COMMON | 26884L109 | $66 | 6,200 | 0.0% |
| Trip COM Group LTD ADR(CLV)A | DEPOSITARY RECEI | 89677Q107 | $67 | 2,150 | 0.0% |
| Baxter International Inc(BAX)A | COMMON | 071813109 | $68 | 850 | 0.0% |
| Mercury General Corp(MCY)A | COMMON | 589400100 | $70 | 1,700 | 0.0% |
| Equitrans Midstream Corp(ETRNUSD) | COMMON | 294600101 | $72 | 4,960 | 0.0% |
| China Life Insurance Co LTD ADA | DEPOSITARY RECEI | 16939P106 | $72 | 6,400 | 0.0% |
| First Trust MLP and Energy IncA | COMMON | 33739B104 | $78 | 16,800 | 0.0% |
| Nuveen Energy MLP Total Return | COMMON | 67074U103 | $84 | 9,729 | 0.0% |
| Firstenergy Corp(FE)A | COMMON | 337932107 | $86 | 3,000 | 0.0% |
| China Mobile LTD ADR | DEPOSITARY RECEI | 16941M109 | $87 | 2,100 | 0.0% |
| Fomento Economico Mexicano ADR(FMX)A | DEPOSITARY RECEI | 344419106 | $88 | 1,575 | 0.0% |
| Lyondellbasell Industries NV(LYB)A | COMMON | N53745100 | $90 | 1,275 | 0.0% |