Q4 2013 Holdings
Filed 2014-02-14 | 201 holdings | $12.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Alpine Global Dynamic Divd F | COM | 02082E106 | $69 | 13,600 | 0.0% |
| Bioamber Inc | *W EXP 05/09/201 | 09072Q114 | $94 | 128,450 | 0.0% |
| Ellsworth Fund LTD(ECF) | COM | 289074106 | $105 | 12,860 | 0.0% |
| DWS Global High Income FD | COM | 23338W104 | $115 | 14,381 | 0.0% |
| DWS Multi MKT Income TR | SHS | 23338L108 | $127 | 13,550 | 0.0% |
| Helios Multi SEC HI Inc FD I | COM NEW | 42327Y202 | $142 | 23,612 | 0.0% |
| Helios Advantage Income FD I | COM NEW | 42327W206 | $153 | 16,870 | 0.0% |
| BlackRock Floating Rate Inco(BGT) | COM | 091941104 | $162 | 11,600 | 0.0% |
| LMP Corporate LN FD Inc | COM | 50208B100 | $165 | 13,510 | 0.0% |
| Apollo Residential MTG Inc | COM | 03763V102 | $215 | 14,515 | 0.0% |
| Ishares(IGLB) | 10+ YR CR BD ETF | 464289511 | $220 | 3,998 | 0.0% |
| Nuveen Flexible Invt Income | COM | 67075B104 | $224 | 13,615 | 0.0% |
| Invesco Mortgage Capital Inc(IVREUR) | COM | 46131B100 | $234 | 15,967 | 0.0% |
| Advent Clay Conv SEC Inc FD | COM | 007639107 | $235 | 32,309 | 0.0% |
| Fort Dearborn Income Secs in | COM | 347200107 | $256 | 18,559 | 0.0% |
| Alcoa IncPut | COM | 013817101 | $265 | 24,900 | 0.0% |
| Nuveen Quality PFD Income FD | COM | 67072C105 | $280 | 34,360 | 0.0% |
| Franklin Unvl TR(FT) | SH BEN INT | 355145103 | $300 | 43,280 | 0.0% |
| Vulcan Matls Co(VMC) | COM | 929160109 | $311 | 5,237 | 0.0% |
| Eaton Vance Fltg Rate Incom | COM SHS BEN INT | 278284104 | $312 | 17,202 | 0.0% |
| MFS Intermarket Income Trust | SH BEN INT | 59318R103 | $313 | 38,596 | 0.0% |
| Calamos Conv & High Income F(XCHYX) | COM SHS | 12811P108 | $336 | 25,961 | 0.0% |
| KKR Income Opportunities FD(KIO) | COM | 48249T106 | $350 | 19,500 | 0.0% |
| Nuveen GBL Income Opportun F | COM | 67073C104 | $373 | 32,762 | 0.0% |
| American Income FD Inc | COM | 02672T109 | $399 | 54,382 | 0.0% |
| AG MTG Invt TR Inc(MITTEUR) | COM | 001228105 | $422 | 27,013 | 0.0% |
| Annaly Cap Mgmt Inc(NLYEUR) | COM | 035710409 | $450 | 45,111 | 0.0% |
| Spdr Series Trust(SPLB) | LNG TRM CORP BD | 78464A367 | $505 | 13,617 | 0.0% |
| Cohen & Steers SLT PFD Incm(PSF) | COM | 19248Y107 | $515 | 20,874 | 0.0% |
| Polypore Intl Inc | COM | 73179V103 | $528 | 13,568 | 0.0% |
| Nuveen Diversified DIV Incm | COM | 6706EP105 | $538 | 47,729 | 0.0% |
| Delaware Enhanced GBL DIV & | COM | 246060107 | $565 | 46,269 | 0.0% |
| Transamerica Income SHS Inc | COM | 893506105 | $650 | 31,150 | 0.0% |
| Bioamber Inc(BIOAQ) | COM | 09072Q106 | $740 | 98,882 | 0.0% |
| New Amer High Income FD Inc(XXHYBXX) | COM NEW | 641876800 | $769 | 79,731 | 0.0% |
| Hancock John PFD Income FD I(HPS) | COM | 41021P103 | $794 | 50,946 | 0.0% |
| IVY High Inc Opportunities F | COM | 465893105 | $804 | 44,740 | 0.0% |
| First Trust Mortgage Incm FD(FMY) | COM SHS | 33734E103 | $805 | 51,727 | 0.0% |
| Hancock John Income Secs TR(JHS) | COM | 410123103 | $815 | 56,997 | 0.0% |
| LMP Cap & Income FD Inc(XSCDX) | COM | 50208A102 | $849 | 53,863 | 0.0% |
| Guggenheim CR Allocation FD | COM | 40168G108 | $861 | 38,299 | 0.0% |
| Herbalife LTD(HLF)Put | COM USD SHS | G4412G101 | $889 | 11,300 | 0.0% |
| Dynegy Inc New del | *W EXP 99/99/999 | 26817R116 | $899 | 660,952 | 0.0% |
| Strategic Global Income FD | COM | 862719101 | $920 | 101,874 | 0.0% |
| Armour Residential REIT Inc | COM | 042315101 | $928 | 231,343 | 0.0% |
| Cutwater Select Income FD | COM | 232229104 | $987 | 53,885 | 0.0% |
| Calamos GBL DYN Income Fund(CHW) | COM | 12811L107 | $1.0K | 111,742 | 0.0% |
| Owens ILL Inc | COM NEW | 690768403 | $1.0K | 28,099 | 0.0% |
| Babson Cap GLB SHT Durhgh YL | COM | 05617T100 | $1.0K | 45,386 | 0.0% |
| Nuveen CR Strategies Incm FD(XJQCX) | COM SHS | 67073D102 | $1.1K | 107,896 | 0.0% |