Q3 2019 Holdings
Filed 2019-11-14 | 50 holdings | $17.4M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Autolus Therapeutics PLC(AUTL) | SPON ADS | 05280R100 | $16.1M | 1,300,000 | 92.6% |
| Adaptimmune Therapeutics PLC(ADAPY) | SPONDS ADR | 00653A107 | $755.0K | 500,000 | 4.3% |
| World Wrestling Entmt Inc | NOTE 3.375% 12/1 | 98156QAB4 | $62.0K | $21,000,000 | 0.4% |
| Microchip Technology Inc | NOTE 1.625% 2/1 | 595017AD6 | $54.0K | $28,340,000 | 0.3% |
| Lyft Inc(LYFT) | CL A COM | 55087P104 | $44.9K | 1,100,000 | 0.3% |
| Renewable Energy Group Inc | NOTE 4.000% 6/1 | 75972AAC7 | $44.3K | $29,000,000 | 0.3% |
| Allegheny Technologies Inc | NOTE 4.750% 7/0 | 01741RAG7 | $34.4K | $21,756,000 | 0.2% |
| Wright MED Group N V | NOTE 2.250% 11/1 | 98236JAB4 | $32.5K | $27,500,000 | 0.2% |
| Liberty Media Corp | DEB 3.500% 1/1 | 530715AN1 | $31.7K | $34,363,000 | 0.2% |
| Tesla Inc | NOTE 2.000% 5/1 | 88160RAG6 | $30.8K | $30,000,000 | 0.2% |
| Nice SYS Inc | NOTE 1.250% 1/1 | 65366HAB9 | $26.9K | $15,081,000 | 0.2% |
| Omnova Solutions Inc | COM | 682129101 | $20.1K | 2,000,000 | 0.1% |
| Teradyne Inc | NOTE 1.250%12/1 | 880770AG7 | $19.1K | $10,000,000 | 0.1% |
| Realpage Inc | NOTE 1.500%11/1 | 75606NAB5 | $15.9K | $10,000,000 | 0.1% |
| Teladoc Health Inc | NOTE 3.000% 12/1 | 87918AAB1 | $12.2K | $7,108,000 | 0.1% |
| National Cinemedia Inc | COM | 635309107 | $11.2K | 1,370,701 | 0.1% |
| Isis Pharmaceuticals Inc del | NOTE 1.000% 11/1 | 464337AJ3 | $9.7K | $8,500,000 | 0.1% |
| Lexicon Pharmaceuticals Inc | NOTE 5.250%12/0 | 528872AB0 | $9.5K | $14,500,000 | 0.1% |
| Insulet Corp | NOTE 1.375% 11/1 | 45784PAH4 | $9.2K | $5,000,000 | 0.1% |
| J2 Global Inc | NOTE 3.250% 6/1 | 48123VAC6 | $8.4K | $5,900,000 | 0.0% |
| Takeda Pharmaceutical Co LTD(TAK) | SPONSORED ADS | 874060205 | $6.8K | 397,662 | 0.0% |
| Magnachip Semiconductor SA | NOTE 5.00% 3/0 | 55932XAB0 | $6.7K | $4,856,000 | 0.0% |
| Colfax Corp | UNIT 01/15/2022T | 194014205 | $6.5K | $50,000 | 0.0% |
| Harmonic Inc | NOTE 4.000%12/0 | 413160AB8 | $5.9K | $4,500,000 | 0.0% |
| Intrexon Corp | NOTE 3.500% 7/0 | 46122TAA0 | $5.4K | $8,550,000 | 0.0% |
| Invacare Corp | NOTE 4.500% 6/0 | 461203AH4 | $5.1K | $6,064,000 | 0.0% |
| Zions Bancorporation N A | *W EXP 05/21/202 | 989701115 | $4.1K | 341,557 | 0.0% |
| Invacare Corp | NOTE 5.000% 2/1 | 461203AF8 | $3.8K | $4,000,000 | 0.0% |
| Trulia Inc | NOTE 2.750%12/1 | 897888AB9 | $3.7K | $2,806,000 | 0.0% |
| Repligen Corp | NOTE 0.375% 7/1 | 759916AB5 | $3.0K | $3,000,000 | 0.0% |
| American WTR WKS Co Inc New(AWK) | COM | 030420103 | $2.2K | 17,500 | 0.0% |
| Caesars Entmt Corp | NOTE 5.000%10/0 | 127686AA1 | $1.7K | $1,000,000 | 0.0% |
| Lockheed Martin Corp(LMT) | COM | 539830109 | $1.6K | 4,200 | 0.0% |
| Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | $1.5K | 882,467 | 0.0% |
| Valero Energy Corp New(VLO) | COM | 91913Y100 | $1.2K | 13,500 | 0.0% |
| Aurora Cannabis Inc | COM | 05156X108 | $1.1K | 249,702 | 0.0% |
| Polaris Inc(PII) | COM | 731068102 | $995 | 11,300 | 0.0% |
| Inotek Pharmaceuticals Corp | NOTE 5.750% 8/0 | 45780VAB8 | $991 | $1,000,000 | 0.0% |
| Hexcel Corp New(HXL) | COM | 428291108 | $986 | 12,000 | 0.0% |
| Northrop Grumman Corp(NOC) | COM | 666807102 | $937 | 2,500 | 0.0% |
| Lexicon Pharmaceuticals Inc(LXRX) | COM NEW | 528872302 | $611 | 202,887 | 0.0% |
| Epam SYS Inc(EPAM) | COM | 29414B104 | $547 | 3,000 | 0.0% |
| GOL Linhas Aereas Intlg S A | SPON ADR PFD NEW | 38045R206 | $541 | 35,000 | 0.0% |
| Essent Group LTD(ESNT) | COM | G3198U102 | $453 | 9,500 | 0.0% |
| Intrexon Corp | COM | 46122T102 | $250 | 43,634 | 0.0% |
| Unisys Corp(UIS) | COM NEW | 909214306 | $244 | 32,885 | 0.0% |
| Trilogy Metals Inc New(TMQ) | COM | 89621C105 | $206 | 124,276 | 0.0% |