Q3 2020 Holdings
Filed 2020-11-13 | 269 holdings | $200.0M | 13F-HR/A | View on SEC ↗ · Holdings Table ↗
Amended (2021-06-11) | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↓ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Danaher CorpA | CONVERTIBLE PREFERRED STOCK | 235851300 | $5.3M | 3,614 | 2.7% |
| Apple Inc COM(AAPL)A | COMMON STOCKS | 037833100 | $4.8M | 41,584 | 2.4% |
| Dominion EnergyA | CONVERTIBLE PREFERRED STOCK | 25746U133 | $4.3M | 42,568 | 2.2% |
| Broadcom IncA | CONVERTIBLE PREFERRED STOCK | 11135F200 | $4.0M | 3,151 | 2.0% |
| Hannon ArmstrongA | CONVERTIBLE BOND | 41068XAB6 | $3.9M | 2,422 | 1.9% |
| Microsoft Corp COM(MSFT)A | COMMON STOCKS | 594918104 | $3.4M | 16,234 | 1.7% |
| Western Digital CorpA | CONVERTIBLE BOND | 958102AP0 | $3.3M | 3,406 | 1.6% |
| Deutsche Bank AG LondonA | CONVERTIBLE BOND | 25155MKM2 | $3.2M | 3,177 | 1.6% |
| Southwest Airlines CoA | CONVERTIBLE BOND | 844741BG2 | $3.1M | 2,381 | 1.6% |
| Wells Fargo & Company PFD(WFC)A | CONVERTIBLE PREFERRED STOCK | 949746804 | $3.1M | 2,322 | 1.6% |
| Becton Dickinson and CompanyA | CONVERTIBLE PREFERRED STOCK | 075887406 | $3.1M | 59,211 | 1.5% |
| Booking Holdings IncA | CONVERTIBLE BOND | 741503AX4 | $3.1M | 2,860 | 1.5% |
| Johnson & Johnson COM(JNJ)A | COMMON STOCKS | 478160104 | $3.0M | 20,234 | 1.5% |
| Vereit IncA | CONVERTIBLE BOND | 02917TAB0 | $3.0M | 2,916 | 1.5% |
| Sixth Street Specialty Lending IncA | CONVERTIBLE BOND | 87265KAD4 | $3.0M | 2,841 | 1.5% |
| iShares 0-5 Year Investment Grade Corporate Bond(SLQD)A | EXCHANGE TRADED FUND | 46434V100 | $3.0M | 56,985 | 1.5% |
| Blackrock TCP CapA | CONVERTIBLE BOND | 87238QAD5 | $2.9M | 2,920 | 1.5% |
| Ares Capital CorpA | CONVERTIBLE BOND | 04010LAW3 | $2.9M | 2,818 | 1.5% |
| Stanley Black & DeckerA | CONVERTIBLE PREFERRED STOCK | 854502846 | $2.9M | 28,952 | 1.5% |
| Home Depot Inc COM(HD)A | COMMON STOCKS | 437076102 | $2.8M | 9,925 | 1.4% |
| iShares Floating Rate Bond ETF(FLOT)A | EXCHANGE TRADED FUND | 46429B655 | $2.7M | 52,448 | 1.3% |
| Assurant IncA | CONVERTIBLE PREFERRED STOCK | 04621X207 | $2.7M | 22,549 | 1.3% |
| Starbucks Corp COM(SBUX)A | COMMON STOCKS | 855244109 | $2.7M | 30,948 | 1.3% |
| Sempra EnergyA | CONVERTIBLE PREFERRED STOCK | 816851406 | $2.6M | 26,493 | 1.3% |
| Fortive CorporationA | CONVERTIBLE PREFERRED STOCK | 34959J207 | $2.6M | 2,766 | 1.3% |
| New Mountain FinanceA | CONVERTIBLE BOND | 647551AC4 | $2.6M | 2,522 | 1.3% |
| Amgen Inc COM(AMGN)A | COMMON STOCKS | 031162100 | $2.5M | 10,007 | 1.3% |
| Fortive CorporationA | CONVERTIBLE BOND | 34959JAK4 | $2.5M | 2,494 | 1.3% |
| Hercules Capital IncA | CONVERTIBLE BOND | 427096AF9 | $2.5M | 2,428 | 1.3% |
| iShares 1-3 Year Credit Bond(IGSB)A | EXCHANGE TRADED FUND | 464288646 | $2.4M | 43,868 | 1.2% |
| Texas Instrs Inc COM(TXN)A | COMMON STOCKS | 882508104 | $2.4M | 16,738 | 1.2% |
| ON Semiconductor CorpA | CONVERTIBLE BOND | 682189AP0 | $2.3M | 1,755 | 1.2% |
| Boston Scientific CorpA | CONVERTIBLE PREFERRED STOCK | 101137206 | $2.3M | 20,947 | 1.2% |
| DTE Energy CoA | CONVERTIBLE PREFERRED STOCK | 233331842 | $2.3M | 50,903 | 1.2% |
| United Parcel Service Inc CL B(UPS)A | COMMON STOCKS | 911312106 | $2.3M | 13,864 | 1.2% |
| Centerpoint Energy IncA | CONVERTIBLE PREFERRED STOCK | 15189T503 | $2.3M | 62,751 | 1.1% |
| Walmart Inc COM(WMT)A | COMMON STOCKS | 931142103 | $2.3M | 16,422 | 1.1% |
| CSG Systems InternationalA | CONVERTIBLE BOND | 126349AF6 | $2.3M | 2,178 | 1.1% |
| Cisco SYS Inc COM(CSCO)A | COMMON STOCKS | 17275R102 | $2.2M | 56,951 | 1.1% |
| KKR & Co IncA | CONVERTIBLE PREFERRED STOCK | 48251W401 | $2.1M | 41,005 | 1.1% |
| Synaptics IncA | CONVERTIBLE BOND | 87157DAD1 | $2.1M | 1,715 | 1.1% |
| International Flavor & FragrancesA | CONVERTIBLE PREFERRED STOCK | 459506309 | $2.1M | 47,650 | 1.1% |
| Akamai TechnologiesA | CONVERTIBLE BOND | 00971TAL5 | $2.1M | 1,825 | 1.1% |
| Illumina IncA | CONVERTIBLE BOND | 452327AK5 | $2.0M | 1,917 | 1.0% |
| JPMorgan Chase & Co COM(JPM)A | COMMON STOCKS | 46625H100 | $2.0M | 20,673 | 1.0% |
| Mcdonalds Corp COM(MCD)A | COMMON STOCKS | 580135101 | $2.0M | 8,928 | 1.0% |
| Broadcom Inc COM(AVGO)A | COMMON STOCKS | 11135F101 | $2.0M | 5,368 | 1.0% |
| FTI Consulting IncA | CONVERTIBLE BOND | 302941AP4 | $1.9M | 1,560 | 1.0% |
| Innovator S&P Inv Grade Preferred ETFA | EXCHANGE TRADED FUND | 45783G201 | $1.9M | 76,994 | 0.9% |
| Bunge Ltd. Perpetual Conv PfdA | CONVERTIBLE PREFERRED STOCK | G16962204 | $1.7M | 17,907 | 0.9% |