Q3 2013 Holdings
Filed 2013-10-10 | 3347 holdings | $31.6M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Carlyle Group L P | COM UTS LTD PTN | 14309L102 | $8 | 321 | 0.0% |
| CSX Corp | DBCV 10/3 | 126408GA5 | $8 | $3,000 | 0.0% |
| Concho RES Inc(CXOEUR) | COM | 20605P101 | $8 | 72 | 0.0% |
| Corelogic Inc(CLGX) | COM | 21871D103 | $8 | 290 | 0.0% |
| Stillwater MNG Co | NOTE 1.875% 3/1 | 86074QAF9 | $8 | $8,000 | 0.0% |
| Costco Companies Inc | NOTE 8/1 | 22160QAC6 | $8 | $3,000 | 0.0% |
| Stewart Enterprises Inc | NOTE 3.375% 7/1 | 860370AK1 | $8 | $6,000 | 0.0% |
| BlackRock RES & Comm Strat T(BCX) | SHS | 09257A108 | $8 | 700 | 0.0% |
| Salix Pharmaceuticals Inc | NOTE 2.750% 5/1 | 795435AC0 | $8 | $5,000 | 0.0% |
| Cubic Corp(CUBUSD) | COM | 229669106 | $8 | 142 | 0.0% |
| Vistaprint N V | SHS | N93540107 | $8 | 150 | 0.0% |
| Db-X Funds | XTRAK 2020TGT DT | 233052208 | $8 | 317 | 0.0% |
| LSI Inds Inc(LYTS) | COM | 50216C108 | $8 | 975 | 0.0% |
| Dean Foods Co New(DFODQ) | COM NEW | 242370203 | $8 | 405 | 0.0% |
| Spdr Series Trust(XNTK) | MORGAN TECH ETF | 78464A102 | $8 | 100 | 0.0% |
| Ishares | INTL DEVPPTY ETF | 464288422 | $8 | 214 | 0.0% |
| Genco Shipping & Trading LTD | SHS | Y2685T107 | $8 | 2,000 | 0.0% |
| Ishares(IXP) | GLOB TELECOM ETF | 464287275 | $8 | 129 | 0.0% |
| Kythera Biopharmaceuticals I | COM | 501570105 | $8 | 182 | 0.0% |
| Rubicon Minerals Corp | COM | 780911103 | $8 | 6,105 | 0.0% |
| Intrepid Potash Inc | COM | 46121Y102 | $8 | 500 | 0.0% |
| Dreyfus Strategic Muns Inc | COM | 261932107 | $8 | 1,042 | 0.0% |
| Hollysys Automation Technolo | SHS | G45667105 | $8 | 533 | 0.0% |
| Barrett Bill Corp | NOTE 5.000% 3/1 | 06846NAA2 | $8 | $8,000 | 0.0% |
| Intelligent SYS Corp New(35Y) | COM | 45816D100 | $8 | 5,000 | 0.0% |
| Rambus Inc del(RMBS) | COM | 750917106 | $8 | 800 | 0.0% |
| Ishares S&P Gsci Commodity I(GSG) | UNIT BEN INT | 46428R107 | $8 | 256 | 0.0% |
| Quicklogic Corp | COM | 74837P108 | $8 | 3,000 | 0.0% |
| ZEP Inc | COM | 98944B108 | $8 | 518 | 0.0% |
| NAM TAI Electrs Inc | COM PAR $0.02 | 629865205 | $8 | 1,000 | 0.0% |
| Natural Gas Services Group(NGS) | COM | 63886Q109 | $8 | 300 | 0.0% |
| Endo Health Solutions Inc | COM | 29264F205 | $8 | 167 | 0.0% |
| Ishares(IGLB) | 10+ YR CR BD ETF | 464289511 | $8 | 145 | 0.0% |
| Highwoods Pptys Inc(HIW) | COM | 431284108 | $8 | 233 | 0.0% |
| New York Times Co(NYT) | CL A | 650111107 | $8 | 600 | 0.0% |
| European Equity Fund(EEA) | COM | 298768102 | $8 | 1,041 | 0.0% |
| Helios High Income FD Inc | COM NEW | 42327X204 | $8 | 1,000 | 0.0% |
| Noah Hldgs LTD(NOAH) | SPONSORED ADS | 65487X102 | $8 | 469 | 0.0% |
| Powershares ETF Trust | LX NANOTCH PTF | 73935X633 | $8 | 1,200 | 0.0% |
| Fiesta Restaurant Group Inc | COM | 31660B101 | $8 | 200 | 0.0% |
| Capstone Turbine Corp | COM | 14067D102 | $8 | 6,700 | 0.0% |
| Nuveen MUN MKT Opportunity F | COM | 67062W103 | $8 | 667 | 0.0% |
| First Midwest Bancorp del(FMBIUSD) | COM | 320867104 | $8 | 545 | 0.0% |
| Haemonetics Corp(HAE) | COM | 405024100 | $8 | 200 | 0.0% |
| Nuveen Equity Prem & Growth(XSSPX) | COM | 6706EW100 | $8 | 600 | 0.0% |
| Amern Strategic Income Ptfl | COM | 030099105 | $8 | 977 | 0.0% |
| GLU Mobile Inc(GLUU) | COM | 379890106 | $8 | 3,000 | 0.0% |
| Flow Intl Corp | COM | 343468104 | $8 | 2,000 | 0.0% |
| ON Semiconductor Corp | NOTE 2.625%12/1 | 682189AH8 | $8 | $7,000 | 0.0% |
| Petrologistics LP | UNIT LTD PTH INT | 71672U101 | $8 | 696 | 0.0% |