Q1 2014 Holdings
Filed 2014-04-11 | 3834 holdings | $41.7M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Cohen & Steers LTD DUR PFD I(LDP) | COM | 19248C105 | $12 | 500 | 0.0% |
| Valeant Pharmaceuticals IntlCall | COM | 91911K102 | $12 | 1,000 | 0.0% |
| U S Geothermal Inc | COM | 90338S102 | $12 | 16,000 | 0.0% |
| Gogo Inc(GOGO) | COM | 38046C109 | $12 | 600 | 0.0% |
| Gladstone Invt Corp(GAIN) | COM | 376546107 | $12 | 1,505 | 0.0% |
| AAR Corp | NOTE 2.250% 3/0 | 000361AM7 | $12 | $12,000 | 0.0% |
| Abraxas Pete Corp(AXASEUR) | COM | 003830106 | $12 | 3,100 | 0.0% |
| Templeton Emerging Mkts FD I(EMF) | COM | 880191101 | $12 | 678 | 0.0% |
| Diamond Offshore Drilling in(DOEUR) | COM | 25271C102 | $12 | 237 | 0.0% |
| American Intl Group Inc(AIG)Call | COM NEW | 026874784 | $12 | 2,000 | 0.0% |
| Western Refng Inc | COM | 959319104 | $12 | 301 | 0.0% |
| Towerstream Corp | COM | 892000100 | $12 | 5,000 | 0.0% |
| Extreme Networks Inc(EXTR) | COM | 30226D106 | $12 | 2,000 | 0.0% |
| Willis Lease Finance Corp(WLFC) | COM | 970646105 | $12 | 600 | 0.0% |
| AV Homes Inc | COM | 00234P102 | $12 | 669 | 0.0% |
| Western Asset GLB Ptnrs Inco | COM | 95766G108 | $13 | 1,167 | 0.0% |
| Gabelli Util TR(GUT) | COM | 36240A101 | $13 | 1,845 | 0.0% |
| Hercules Tech Growth Cap Inc | NOTE 6.000% 4/1 | 427096AB8 | $13 | $11,000 | 0.0% |
| BlackRock Munihldngs Qlty II | COM | 09254C107 | $13 | 1,000 | 0.0% |
| Hancock John INV Trust | TAX ADV GLB SH | 41013P749 | $13 | 1,000 | 0.0% |
| Tile Shop Hldgs Inc(TTS1EUR) | COM | 88677Q109 | $13 | 850 | 0.0% |
| AVX Corp New | COM | 002444107 | $13 | 1,000 | 0.0% |
| Brown Forman Corp(BF/A) | CL A | 115637100 | $13 | 150 | 0.0% |
| Accelerate Diagnostics Inc | COM | 00430H102 | $13 | 600 | 0.0% |
| Compass Diversified Holdings(CODI) | SH BEN INT | 20451Q104 | $13 | 700 | 0.0% |
| CBS Corp New(CBS/AEUR) | CL A | 124857103 | $13 | 210 | 0.0% |
| Westlake Chem Corp(WLK) | COM | 960413102 | $13 | 200 | 0.0% |
| Ixia | COM | 45071R109 | $13 | 1,000 | 0.0% |
| American Express Co(AXP)Call | COM | 025816109 | $13 | 2,000 | 0.0% |
| Arrowhead Resh CorpCall | COM NEW | 042797209 | $13 | 3,000 | 0.0% |
| Trustco BK Corp N Y | COM | 898349105 | $13 | 1,891 | 0.0% |
| Wells Fargo ADV GLB DIV OPP(EOD) | COM | 94987C103 | $13 | 1,634 | 0.0% |
| Commonwealth REIT | COM SH BEN INT | 203233101 | $13 | 478 | 0.0% |
| Cott Corp QUE(BCBEUR) | COM | 22163N106 | $13 | 1,535 | 0.0% |
| Texas PAC LD TR | SUB CTF PROP I T | 882610108 | $13 | 100 | 0.0% |
| Alon USA Energy Inc | COM | 020520102 | $13 | 880 | 0.0% |
| Hawaiian Holdings Inc(HAN) | COM | 419879101 | $13 | 900 | 0.0% |
| Geospace Technologies Corp(GEOS) | COM | 37364X109 | $13 | 200 | 0.0% |
| UBS AG London BRH | ETRAC MP2X LEV | 90270L859 | $13 | 500 | 0.0% |
| Hologic Inc | DEBT 2.000% 3/0 | 436440AC5 | $13 | $13,000 | 0.0% |
| Inteliquent Inc | COM | 45825N107 | $13 | 912 | 0.0% |
| Moneygram Intl Inc(MGIEUR) | COM NEW | 60935Y208 | $13 | 760 | 0.0% |
| LAS Vegas Sands Corp(LVS)Call | COM | 517834107 | $13 | 1,000 | 0.0% |
| Polaris Inds Inc(PII)Call | COM | 731068102 | $13 | 1,000 | 0.0% |
| Qlogic Corp | COM | 747277101 | $13 | 1,056 | 0.0% |
| Post Hldgs Inc(POST) | COM | 737446104 | $13 | 243 | 0.0% |
| Homeaway Inc | COM | 43739Q100 | $13 | 349 | 0.0% |
| Powershares ETF Trust | WNDRHLL CLN EN | 73935X500 | $13 | 1,771 | 0.0% |
| Ishares(EWN) | MSCI NETHERL ETF | 464286814 | $13 | 500 | 0.0% |
| Sothebys | COM | 835898107 | $13 | 305 | 0.0% |