Q3 2014 Holdings
Filed 2014-10-10 | 4288 holdings | $53.0M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Silver STD RES Inc | COM | 82823L106 | $2 | 350 | 0.0% |
| Silicon Image Inc | COM | 82705T102 | $2 | 300 | 0.0% |
| Quaker Chem Corp(KWR) | COM | 747316107 | $2 | 31 | 0.0% |
| Rock Creek Pharmaceuticals I | COM | 772081105 | $3 | 12,000 | 0.0% |
| Physicians Rlty TR(DOCUSD)Call | COM | 71943U104 | $3 | 2,000 | 0.0% |
| Alcobra LTD | SHS | M2239P109 | $3 | 200 | 0.0% |
| Prospect Capital Corporation | NOTE 5.375%10/1 | 74348TAK8 | $3 | $3,000 | 0.0% |
| Danaos Corporation(DAC) | SHS | Y1968P105 | $3 | 592 | 0.0% |
| Arrowhead Resh Corp | COM NEW | 042797209 | $3 | 215 | 0.0% |
| Texas Capital Bancshares Inc(TCBI) | COM | 88224Q107 | $3 | 60 | 0.0% |
| Sibanye Gold LTD | SPONSORED ADR | 825724206 | $3 | 318 | 0.0% |
| Proshares TR | PSHS SHORT QQQ | 74347R602 | $3 | 200 | 0.0% |
| Powershares ETF TR II | S&P SMCP HC PO | 73937B886 | $3 | 54 | 0.0% |
| Bristol Myers Squibb Co(BMY)Call | COM | 110122108 | $3 | 1,000 | 0.0% |
| Petroleo Brasileiro SA Petro(PJX) | SP ADR NON VTG | 71654V101 | $3 | 200 | 0.0% |
| Ares Cap Corp | NOTE 4.875% 3/1 | 04010LAG8 | $3 | $3,000 | 0.0% |
| Virnetx Hldg Corp | COM | 92823T108 | $3 | 572 | 0.0% |
| Psychemedics Corp | COM NEW | 744375205 | $3 | 200 | 0.0% |
| Vista Gold Corp(VGZ) | COM NEW | 927926303 | $3 | 6,500 | 0.0% |
| Bldrs Index FDS TR | ASIA 50 ADR | 09348R102 | $3 | 100 | 0.0% |
| Arch Coal IncCall | COM | 039380100 | $3 | 17,000 | 0.0% |
| Renewable Energy Group Inc | MTNF 2.750% 6/1 | 75972AAA1 | $3 | $3,000 | 0.0% |
| Sensata Technologies Hldg NV(ST) | SHS | N7902X106 | $3 | 65 | 0.0% |
| RF Microdevices IncCall | COM | 749941100 | $3 | 1,000 | 0.0% |
| Applied Micro Circuits Corp | COM NEW | 03822W406 | $3 | 450 | 0.0% |
| Vanguard Scottsdale FDS(VGLT) | LONG-TERM GOV | 92206C847 | $3 | 46 | 0.0% |
| Trinet Group Inc(TNET) | COM | 896288107 | $3 | 100 | 0.0% |
| Apollo Residential MTG Inc | COM | 03763V102 | $3 | 200 | 0.0% |
| Polycom Inc | COM | 73172K104 | $3 | 225 | 0.0% |
| Yandex N V(NBIS)Call | SHS CLASS A | N97284108 | $3 | 2,000 | 0.0% |
| Points Intl LTD | COM NEW | 730843208 | $3 | 200 | 0.0% |
| Aegean Marine Petroleum Netw | SHS | Y0017S102 | $3 | 310 | 0.0% |
| Powershares ETF TR II | PWRSH S&P500HI | 73937B654 | $3 | 90 | 0.0% |
| Unifirst Corp Mass(UNF) | COM | 904708104 | $3 | 26 | 0.0% |
| Pennymac Corp | NOTE 5.375% 5/0 | 70932AAB9 | $3 | $3,000 | 0.0% |
| Plantronics Inc New | COM | 727493108 | $3 | 59 | 0.0% |
| Titan Machy Inc | NOTE 3.750% 5/0 | 88830RAB7 | $3 | $4,000 | 0.0% |
| Rediff COM India LTD | SPONSORED ADR | 757479100 | $3 | 1,200 | 0.0% |
| Planar SYS Inc | COM | 726900103 | $3 | 800 | 0.0% |
| Resource Cap Corp | NOTE 6.000%12/0 | 76120WAA2 | $3 | $3,000 | 0.0% |
| Black Diamond Inc | COM | 09202G101 | $3 | 418 | 0.0% |
| Blackhawk Network Hldgs Inc | CL B | 09238E203 | $3 | 92 | 0.0% |
| Redwood TR Inc | NOTE 4.625% 4/1 | 758075AB1 | $3 | $3,000 | 0.0% |
| Verint SYS Inc | NOTE 1.500% 6/0 | 92343XAA8 | $3 | $3,000 | 0.0% |
| Avago Technologies LTDCall | SHS | Y0486S104 | $3 | 1,500 | 0.0% |
| Buffalo Wild Wings IncCall | COM | 119848109 | $3 | 1,300 | 0.0% |
| Pinnacle Foods Inc del | COM | 72348P104 | $3 | 102 | 0.0% |
| PHH Corp | COM NEW | 693320202 | $3 | 127 | 0.0% |
| W & T Offshore Inc(WTI) | COM | 92922P106 | $3 | 288 | 0.0% |
| Skywest Inc(SKYW) | COM | 830879102 | $3 | 427 | 0.0% |