Q3 2014 Holdings
Filed 2014-11-13 | 498 holdings | $15.5M | 13F-HR | View on SEC ↗ · Holdings Table ↗
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| Issuer | Class | CUSIP | Value ↑ | Shares | % Portfolio |
|---|---|---|---|---|---|
| Exxon Mobil Corp(XOM)Put | COM | 30231G102 | $14 | 40,000 | 0.0% |
| Gulf Coast Ultra Deep RTY TR | ROYALTY TR UNT | 40222T104 | $23 | 11,523 | 0.0% |
| Acura Pharmaceuticals Inc | COM NEW | 00509L703 | $33 | 42,018 | 0.0% |
| Rait Financial Trust | NOTE 4.000%10/0 | 749227AB0 | $47 | $50,000 | 0.0% |
| Sirius XM Hldgs Inc(SIRIEUR) | COM | 82968B103 | $53 | 15,085 | 0.0% |
| Nuveen MUN Value FD Inc(NUV) | COM | 670928100 | $94 | 10,000 | 0.0% |
| Cenveo Corp | NOTE 7.000% 5/1 | 15671BAJ0 | $99 | $95,000 | 0.0% |
| Banco Santander SA(SAN) | ADR | 05964H105 | $106 | 11,167 | 0.0% |
| Prospect Capital Corporation(PSEC) | COM | 74348T102 | $109 | 10,980 | 0.0% |
| Alaska Communications SYS GR | NOTE 6.250% 5/0 | 01167PAE1 | $112 | $140,000 | 0.0% |
| Nuveen PFD Income Opprtny FD(JPC) | COM | 67073B106 | $120 | 12,998 | 0.0% |
| Renewable Energy Group Inc | COM NEW | 75972A301 | $125 | 12,329 | 0.0% |
| Coeur MNG Inc | NOTE 3.250% 3/1 | 192108AR9 | $126 | $125,000 | 0.0% |
| BlackRock Income TR Inc | COM | 09247F100 | $128 | 20,080 | 0.0% |
| Nuveen Quality PFD Income FD | COM | 67071S101 | $155 | 19,059 | 0.0% |
| Morgans Hotel Group Co | COM | 61748W108 | $161 | 20,000 | 0.0% |
| Duff & Phelps Util Corp BD T | COM | 26432K108 | $163 | 16,656 | 0.0% |
| Nuveen DIV Advantage MUN FD | COM | 67070F100 | $167 | 11,990 | 0.0% |
| Broadsoft Inc | NOTE 1.500% 7/0 | 11133BAB8 | $176 | $180,000 | 0.0% |
| Dendreon Corp | NOTE 2.875% 1/1 | 24823QAC1 | $189 | $275,000 | 0.0% |
| Nuveen Performance Plus MUN | COM | 67062P108 | $197 | 13,590 | 0.0% |
| Potlatch Corp New(PCH) | COM | 737630103 | $200 | 4,980 | 0.0% |
| Nuveen Diversified DIV Incm | COM | 6706EP105 | $200 | 17,148 | 0.0% |
| Rose Rock Midstream L P | COM U REP LTD | 777149105 | $203 | 3,425 | 0.0% |
| Jacobs Engr Group Inc del(JECUSD) | COM | 469814107 | $203 | 4,150 | 0.0% |
| Ishares TR(IWB) | RUS 1000 ETF | 464287622 | $204 | 1,854 | 0.0% |
| CSX Corp(CSX) | COM | 126408103 | $204 | 6,370 | 0.0% |
| One Gas Inc(OGS) | COM | 68235P108 | $205 | 5,995 | 0.0% |
| Vanguard Index FDS(VBK) | SML CP GRW ETF | 922908595 | $206 | 1,711 | 0.0% |
| DOW Chem Co | COM | 260543103 | $206 | 3,935 | 0.0% |
| Comcast Corp New(CMCSA) | CL A | 20030N101 | $206 | 3,839 | 0.0% |
| Xylem Inc(XYL) | COM | 98419M100 | $207 | 5,823 | 0.0% |
| Mylan Inc | COM | 628530107 | $207 | 4,555 | 0.0% |
| Nuveen MUN Opportunity FD in | COM | 670984103 | $207 | 14,530 | 0.0% |
| Wisdomtree TR(DFE) | EUROPE SMCP DV | 97717W869 | $208 | 3,961 | 0.0% |
| Powershares ETF Trust | DIV ACHV PRTF | 73935X732 | $209 | 10,006 | 0.0% |
| American Rlty Cap Pptys Inc | COM | 02917T104 | $211 | 17,480 | 0.0% |
| Aflac Inc(AFL) | COM | 001055102 | $212 | 3,637 | 0.0% |
| Powershares ETF TR II | PWRSH S&P500HI | 73937B654 | $215 | 7,000 | 0.0% |
| Ishares TR(IYF) | U.S. FINLS ETF | 464287788 | $221 | 2,643 | 0.0% |
| TJX COS Inc New(TJX) | COM | 872540109 | $224 | 3,794 | 0.0% |
| Vanguard Intl Equity Index F(VWO) | FTSE EMR MKT ETF | 922042858 | $228 | 5,465 | 0.0% |
| Stillwater MNG Co | NOTE 1.875% 3/1 | 86074QAF9 | $228 | $230,000 | 0.0% |
| Duke Energy Corp New(DUK) | COM NEW | 26441C204 | $234 | 3,126 | 0.0% |
| Citizens Finl Group Inc(CFG) | COM | 174610105 | $234 | 10,000 | 0.0% |
| Willbros Group Inc del | COM | 969203108 | $235 | 28,180 | 0.0% |
| Powershares ETF Trust | NASD INTNT ETF | 73935X146 | $235 | 3,439 | 0.0% |
| General Cable Corp del New | FRNT 4.500%11/1 | 369300AL2 | $236 | $340,000 | 0.0% |
| Tortoise Pipeline & Energy F | COM | 89148H108 | $239 | 6,949 | 0.0% |
| Royal BK Scotland Group PLC | SPONS ADR 20 ORD | 780097689 | $239 | 20,000 | 0.0% |